TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
|
|
|
||||
1. Identity of the issuer or the underlying issuer |
Ocado Group Plc |
||||
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||
An acquisition or disposal of voting rights |
|
||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
x |
||||
An event changing the breakdown of voting rights |
|
||||
Other (please specify): |
|
|
|||
3. Full name of person(s) subject to the |
Morgan Stanley (Institutional Securities Group and Global Wealth Management) |
||||
4. Full name of shareholder(s) |
|
||||
5. Date of the transaction and date on |
31/12/2015 |
||||
6. Date on which issuer notified: |
05/01/2016 |
||||
7. Threshold(s) that is/are crossed or |
6%
|
||||
8. Notified details: |
||||||||||||||||||
A: Voting rights attached to shares viii, ix |
||||||||||||||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
||||||||||||||||
Number |
Number |
Number |
Number of voting |
% of voting rights x |
||||||||||||||
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
||||||||||||||
|
12,718,685 |
12,718,685 |
10,497,628 |
10,497,628 |
|
1.78% |
|
|||||||||||
GB00B3MBS747
|
||||||||||||||||||
|
||||||||||||||||||
B,: Qualifying Financial Instruments |
||||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||||
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
||||||||||||||
Right of Recall over a securities lending agreement |
n/a |
n/a |
10,193,350
|
1.73% |
||||||||||||||
|
||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
||||||||||||||||||
Resulting situation after the triggering transaction |
||||||||||||||||||
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
|||||||||||||
Equity Swap |
n/a |
20-01-2016 |
n/a |
399,210 |
Nominal |
Delta |
||||||||||||
n/a |
0.07% |
|||||||||||||||||
Equity Swap |
n/a |
30-03-2016 |
n/a |
600,000 |
n/a |
0.10% |
||||||||||||
Equity Swap |
n/a |
05-09-2016 |
n/a |
1,308,242 |
n/a |
0.22% |
||||||||||||
Equity Swap |
n/a |
01-11-2016 |
n/a |
157,645 |
n/a |
0.03% |
||||||||||||
Equity Swap |
n/a |
15-12-2016 |
n/a |
2,941,437 |
n/a |
0.50% |
||||||||||||
Equity Swap |
n/a |
23-01-2017 |
n/a |
75,191 |
n/a |
0.01% |
||||||||||||
Equity Swap |
n/a |
20-02-2017 |
n/a |
1,100,000 |
n/a |
0.19% |
||||||||||||
Equity Swap |
n/a |
17-03-2017 |
n/a |
2,421,478 |
n/a |
0.41% |
||||||||||||
Equity Swap |
n/a |
30-05-2017 |
n/a |
4,400,000 |
n/a |
0.75% |
||||||||||||
Equity Swap |
n/a |
21-07-2017 |
n/a |
52,792 |
n/a |
0.01% |
||||||||||||
Equity Swap |
n/a |
04-09-2017 |
n/a |
1,033,068 |
n/a |
0.18% |
||||||||||||
Equity Swap |
n/a |
16-11-2017 |
n/a |
94,300 |
n/a |
0.02% |
||||||||||||
Equity Swap |
n/a |
04-12-2017 |
n/a |
140 |
n/a |
0.00% |
||||||||||||
Equity Swap |
n/a |
07-12-2017 |
n/a |
254,534 |
n/a |
0.04% |
||||||||||||
|
||||||||||||||||||
Total (A+B+C) |
||||||||||||||||||
Number of voting rights |
Percentage of voting rights |
|||||||||||||||||
35,529,015 |
6.02% |
|||||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the |
||
Morgan Stanley & Co. LLC; c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, USA is a direct holder of 20,681,675 voting rights (3.50%) and is a subsidiary of Morgan Stanley Domestic Holdings, Inc.
Morgan Stanley Domestic Holdings, Inc.; c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, USA is an indirect holder of 20,681,675 voting rights (3.50%) and is a subsidiary of Morgan Stanley Capital Management, LLC
Morgan Stanley Capital Management, LLC; c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware 19801, USA is an indirect holder of 20,681,675 voting rights (3.50%) and is a subsidiary of Morgan Stanley.
|
||
|
||
Proxy Voting: |
||
10. Name of the proxy holder: |
N/A |
|
11. Number of voting rights proxy holder will cease |
N/A |
|
12. Date on which proxy holder will cease to hold |
N/A |
|
|
||
|
Of the total voting rights attached to shares in Section 8A 10,488,325 (1.78%) of these are the result of stock borrowing agreements |
|
14. Contact name: |
Wilma Fairholm
|
|
15. Contact telephone number: |
0141 245 7218 |
|