Form 8.5 (EPT/NON-RI) - Hargreaves Lan Replacement

Barclays PLC

18 February 2025

 

FORM 8.5 (EPT/NON-RI) - Amendment to 3a Replaces form Released at 17/02/2025 11:42 RNS Number : 3803X
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			14 Feb 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				15,621,634	3.29%	214,030	0.05%
(2) Cash-settled derivatives:				415,964	0.09%	14,703,305	3.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				16,037,598	3.38%	14,917,335	3.15%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	135839	11.0200  GBP	11.0050  GBP
0.4p ordinary	Sale	254387	11.0150  GBP	11.0050  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	40	11.0091  GBP
0.4p ordinary	SWAP	Decreasing Short	11,304	11.0099  GBP
0.4p ordinary	SWAP	Decreasing Short	125,425	11.0100  GBP
0.4p ordinary	SWAP	Decreasing Short	2,577	11.0102  GBP
0.4p ordinary	SWAP	Decreasing Short	5,994	11.0112  GBP
0.4p ordinary	SWAP	Decreasing Short	580	11.0125  GBP
0.4p ordinary	SWAP	Decreasing Short	1,686	11.0132  GBP
0.4p ordinary	SWAP	Decreasing Short	10,782	11.0150  GBP
0.4p ordinary	SWAP	Increasing Short	1,258	11.0058  GBP
0.4p ordinary	SWAP	Increasing Short	783	11.0061  GBP
0.4p ordinary	SWAP	Increasing Short	13,280	11.0100  GBP
0.4p ordinary	SWAP	Increasing Short	2,751	11.0102  GBP
0.4p ordinary	SWAP	Increasing Short	153	11.0103  GBP
0.4p ordinary	SWAP	Increasing Short	57	11.0106  GBP
0.4p ordinary	SWAP	Increasing Short	9,402	11.0116  GBP
0.4p ordinary	SWAP	Increasing Short	1,595	11.0139  GBP
0.4p ordinary	SWAP	Increasing Short	584	11.0158  GBP
0.4p ordinary	SWAP	Increasing Short	11,833	11.0169  GBP
0.4p ordinary	CFD	Decreasing Short	11,533	11.0082  GBP
0.4p ordinary	CFD	Increasing Short	16,003	11.0107  GBP
0.4p ordinary	CFD	Increasing Short	5,842	11.0128  GBP
0.4p ordinary	CFD	Increasing Short	2,411	11.0206  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				18 Feb 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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