HALMA plc
NOTIFICATION OF MAJOR INTERESTS IN SHARES
|
In conformity with the Transparency Directive, Halma plc ('Halma') is required to announce to the market the receipt of notifications of major interests in shares. Halma received the notice below on 20 March 2013 in respect of Sprucegrove Investment Management Limited.
Carol Chesney Company Secretary, Halma plc Tel +44 (0)1494 721111
|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Halma plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
||
An acquisition or disposal of voting rights |
X |
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
|
An event changing the breakdown of voting rights |
|
|
Other (please specify): |
|
|
3. Full name of person(s) subject to the notification obligation:
|
Sprucegrove Investment Management Limited |
4. Full name of shareholder(s) (if different from 3.):
|
|
5. Date of the transaction and date on which the threshold is crossed or reached:
|
18 March 2013 |
6. Date on which issuer notified:
|
20 March 2013 |
7. Threshold(s) that is/are crossed or reached:
|
5% |
8. Notified details: |
|||||||
A: Voting rights attached to shares
|
|||||||
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|||||
Number |
Number |
Number |
Number of voting |
% of voting rights |
|||
Direct |
Direct |
Indirect |
Direct |
Indirect |
|||
GB0004052071 |
18,905,008 |
18,905,008 |
|
|
Below 5% |
|
Below 5% |
|
B: Qualifying Financial Instruments |
||||
Resulting situation after the triggering transaction
|
||||
Type of financial |
Expiration |
Exercise/conversion |
Number of voting
|
% of voting |
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
||||||
Resulting situation after the triggering transaction
|
||||||
Type of financial |
Exercise |
Expiration |
Exercise/ |
Number of voting |
% of voting rights
|
|
|
|
|
|
|
Nominal |
Delta
|
|
|
Total (A+B+C)
|
|
Number of voting rights |
Percentage of voting rights |
Below 5% |
Below 5% |
9. Chain of controlled undertakings through which the voting rights and/or the |
||
|
|
|
Proxy Voting:
|
|
10. Name of the proxy holder:
|
|
11. Number of voting rights proxy holder will cease to hold:
|
|
12. Date on which proxy holder will cease to hold voting rights:
|
|
13. Additional information:
|
|
14. Contact name:
|
Angie Visentin |
15. Contact telephone number:
|
416-363-5854 x.237 |
Annex to Notification of Major Interests in Shares
|
|
A: Identity of the person or legal entity subject to the notification obligation
|
|
Full name (including legal form for legal entities)
|
Sprucegrove Investment Management |
Contact address (registered office for legal entities) |
181 University Avenue Suite 1300 Toronto, Ontario M5H 3M&
|
Phone number & email
|
416-363-5854 |
Other useful information (at least legal representative for legal persons)
|
Blake Murphy |
B: Identity of the notifier, if applicable
|
|
Full name
|
Angie Visentin
|
Contact address |
Same as above
|
Phone number
|
416-363-5854 x.237 |
Other useful information (eg functional relationship with the person or legal entity subject to the notification obligation)
|
Portfolio Administrator
|