Form 8.5 (EPT/RI) - Glencore PLC

UBS AG (EPT)

04 February 2026

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Glencore plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Rio Tinto plc
(d) Date dealing undertaken:	03 February 2026
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	10860854	5.17404        GBP	3.65480        GBP
Ordinary NPV	Sell	6005628	5.17364        GBP	4.09539        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	268	5.066        GBP
Ordinary NPV	CFD	Long	1140	5.085        GBP
Ordinary NPV	CFD	Long	149752	5.1161        GBP
Ordinary NPV	CFD	Long	250000	5.152223        GBP
Ordinary NPV	CFD	Long	932645	5.151539        GBP
Ordinary NPV	CFD	Long	25226	5.151538        GBP
Ordinary NPV	CFD	Long	14392	111.15308018        ZAR
Ordinary NPV	CFD	Long	171590	111.0940866        ZAR
Ordinary NPV	CFD	Long	250000	5.152536        GBP
Ordinary NPV	CFD	Long	47117	111.2142        ZAR
Ordinary NPV	CFD	Long	1740	111.5767        ZAR
Ordinary NPV	CFD	Long	711	5.051        GBP
Ordinary NPV	CFD	Long	2013	5.063        GBP
Ordinary NPV	CFD	Long	102520	5.09764777        GBP
Ordinary NPV	CFD	Long	2832	111.166862        ZAR
Ordinary NPV	CFD	Long	255	5.061        GBP
Ordinary NPV	CFD	Long	773	5.064        GBP
Ordinary NPV	CFD	Long	3574	5.091        GBP
Ordinary NPV	CFD	Long	2006	5.09081363639083        GBP
Ordinary NPV	CFD	Long	200	5.05        GBP
Ordinary NPV	CFD	Long	227	5.07        GBP
Ordinary NPV	CFD	Long	3415	111.12795315        ZAR
Ordinary NPV	CFD	Long	2583	5.081669        GBP
Ordinary NPV	CFD	Long	633	5.074924        GBP
Ordinary NPV	CFD	Long	439	5.05343964        GBP
Ordinary NPV	CFD	Long	174018	5.17196537139836        GBP
Ordinary NPV	CFD	Long	1834	5.123        GBP
Ordinary NPV	CFD	Long	110201	111.34409697        ZAR
Ordinary NPV	CFD	Long	288476	5.088818        GBP
Ordinary NPV	CFD	Long	1054	5.055        GBP
Ordinary NPV	CFD	Long	2911	5.060213        GBP
Ordinary NPV	CFD	Long	230	5.059        GBP
Ordinary NPV	CFD	Long	12796	5.091044        GBP
Ordinary NPV	CFD	Long	279700	5.12283035397569        GBP
Ordinary NPV	CFD	Long	1120	5.111        GBP
Ordinary NPV	CFD	Long	54543	5.112756        GBP
Ordinary NPV	CFD	Long	100000	5.145759        GBP
Ordinary NPV	CFD	Long	1745	5.1109        GBP
Ordinary NPV	CFD	Long	5084	5.073        GBP
Ordinary NPV	CFD	Long	223	5.065        GBP
Ordinary NPV	CFD	Long	5151	5.054        GBP
Ordinary NPV	CFD	Short	2653188	5.10112202        GBP
Ordinary NPV	CFD	Short	167	5.13179982        GBP
Ordinary NPV	CFD	Short	641802	5.0779062        GBP
Ordinary NPV	CFD	Short	2619484	5.173        GBP
Ordinary NPV	CFD	Short	20345	5.08726545        GBP
Ordinary NPV	CFD	Short	118880	5.11006418        GBP
Ordinary NPV	CFD	Short	110201	111.34409697        ZAR
Ordinary NPV	CFD	Short	3415	111.12795315        ZAR
Ordinary NPV	CFD	Short	365515	5.17320692        GBP
Ordinary NPV	CFD	Short	524	5.07549962824427        GBP
Ordinary NPV	CFD	Short	100000	5.145312        GBP
Ordinary NPV	CFD	Short	14392	111.15308018        ZAR
Ordinary NPV	CFD	Short	250000	5.165314        GBP
Ordinary NPV	CFD	Short	217156	7.00934074        USD
Ordinary NPV	CFD	Short	2832	111.1669        ZAR
Ordinary NPV	CFD	Short	72651	5.17403449367524        GBP
Ordinary NPV	CFD	Short	8202	5.17299986        GBP
Ordinary NPV	CFD	Short	284515	5.1100642        GBP
Ordinary NPV	CFD	Short	228	5.055051        GBP
Ordinary NPV	CFD	Short	6314	5.134514        GBP
Ordinary NPV	CFD	Short	47117	111.2142        ZAR
Ordinary NPV	CFD	Short	171590	111.0940866        ZAR
Ordinary NPV	CFD	Short	1740	111.576749        ZAR
Ordinary NPV	CFD	Short	54121	5.108059        GBP
Ordinary NPV	CFD	Short	674	5.14931751        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	04 February 2026
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END