Option Exercise, Dealing Amendment and TVR
26 January 2022
finnCap Group plc
Option Exercise, Director Dealing Amendment and Total Voting Rights
finnCap Group plc (AIM: FCAP) (the "Company") today announces that Sam Smith, an executive director of the Company, has exercised options over 1,685,714 ordinary shares at an exercise price of 5p per share under the finnCap EMI Plan.
Following these transactions, Sam Smith has a beneficial interest in 17,830,000 ordinary shares, representing 9.93% of the Company's issued share capital.
The Company's ordinary shares referred to above are finnCap Group plc ordinary shares of 1 penny each and, following the issue of 1,685,714 ordinary shares pursuant to Sam's option exercise, the total number of shares in issue is 179,587,394.
On 6 July 2021 it was announced that Tom Hayward, an executive director of the Company, transferred 52,661 ordinary shares from his personal holding into his ISA. However, due to an error by the ISA administrator, only 52,560 ordinary shares were actually acquired by his ISA. Tom's holding is therefore 101 ordinary shares lower than the 4,041,428 announced in July. Tom has a beneficial interest in 4,041,327 ordinary shares, representing 2.25% of the Company's currently issued share capital.
Further details on these transactions are included in the notifications below, made in accordance with the requirements of the EU Market Abuse Regulation which is part of English law by virtue of the European Union (Withdrawal) Act 2018.
Contacts
finnCap Group plc Tel: +44 (0) 20 7220 0500
Sam Smith, Chief Executive Officer investor.relations@finncap.com
Richard Snow, Chief Financial Officer
Grant Thornton (Nominated Adviser) Tel: +44 (0) 20 7383 5100
Philip Secrett/Samantha Harrison/George Grainger
Oberon Capital (Joint Broker) Tel: +44 (0) 20 3179 5344
Mike Seabrook
finnCap Ltd (Joint Broker) Tel: +44 (0) 20 7220 0500
Rhys Williams/Tim Redfern
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| Samantha Smith | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| Director, Chief Executive Officer | |||
b)
| Initial notification /Amendment
| Initial | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| finnCap Group plc | |||
b)
| LEI
| 213800DLRUJW6JVNS533 | |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares | |||
|
| ||||
Identification code | GB00BGKPX309 | ||||
|
| ||||
b)
| Nature of the transaction
| Exercise of options pursuant to the finnCap EMI Plan | |||
c)
| Price(s) and volume(s) |
|
|
|
|
|
| Price(s) | Volume(s) |
| |
|
| £0.05 | 1,685,714 |
| |
|
|
|
|
| |
d)
| Aggregated information |
| |||
|
| ||||
- Aggregated volume | N/A | ||||
|
| ||||
- Price |
| ||||
|
| ||||
e)
| Date of the transaction
| 25 January 2022 | |||
f)
| Place of the transaction
| Outside a trading venue | |||
1
| Details of the person discharging managerial responsibilities / person closely associated
| ||||
a)
| Name
| Tom Hayward | |||
2
| Reason for the notification
| ||||
a)
| Position/status
| Director, Chief Operating Officer | |||
b)
| Initial notification /Amendment
| Amendment | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
| ||||
a)
| Name
| finnCap Group plc | |||
b)
| LEI
| 213800DLRUJW6JVNS533 | |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
| ||||
a)
| Description of the financial instrument, type of instrument | Ordinary shares | |||
|
| ||||
Identification code | GB00BGKPX309 | ||||
|
| ||||
b)
| Nature of the transaction
| Transfer of Ordinary Shares from personal holding into an ISA | |||
c)
| Price(s) and volume(s) |
|
|
|
|
|
| Price(s) | Volume(s) |
| |
|
| £0.3805 | 52,560 |
| |
|
|
|
|
| |
d)
| Aggregated information |
| |||
|
| ||||
- Aggregated volume | N/A | ||||
|
| ||||
- Price |
| ||||
|
| ||||
e)
| Date of the transaction
| 2 July 2021 | |||
f)
| Place of the transaction
| London Stock Exchange, AIM Market | |||
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