Form 8.3 - NortonLifeLock Inc.

RNS Number : 2881V

Barclays PLC

08 August 2022

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Full name of discloser:				Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:				05 Aug 2022
(f)	In addition to the company in 1(c) above, is the discloser making				YES:
	disclosures in respect of any other party to the offer?				AVAST PLC
2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing(if any)
Class of relevant security:				USD 0.01 common
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			1,306,034	0.23%	1,321,911	0.23%
(2)	Cash-settled derivatives:
	and/or controlled:			1,993,443	0.35%	3,757,122	0.66%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			73,200	0.01%	150,000	0.03%
	TOTAL:			3,372,677	0.59%	5,229,033	0.92%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 common		Purchase		100		24.2200  USD
USD 0.01 common		Purchase		249		24.5997  USD
USD 0.01 common		Purchase		282		25.6791  EUR
USD 0.01 common		Purchase		300		24.6250  USD
USD 0.01 common		Purchase		430		26.0763  USD
USD 0.01 common		Purchase		500		24.1300  USD
USD 0.01 common		Purchase		547		25.8697  USD
USD 0.01 common		Purchase		604		24.2049  USD
USD 0.01 common		Purchase		650		24.2335  USD
USD 0.01 common		Purchase		664		25.2764  USD
USD 0.01 common		Purchase		700		24.1978  USD
USD 0.01 common		Purchase		719		25.9628  USD
USD 0.01 common		Purchase		798		24.2415  USD
USD 0.01 common		Purchase		799		24.2231  USD
USD 0.01 common		Purchase		804		24.6240  USD
USD 0.01 common		Purchase		840		26.1363  USD
USD 0.01 common		Purchase		848		24.2436  USD
USD 0.01 common		Purchase		854		25.9514  USD
USD 0.01 common		Purchase		952		26.2842  USD
USD 0.01 common		Purchase		1,008		25.5949  USD
USD 0.01 common		Purchase		1,010		24.1964  USD
USD 0.01 common		Purchase		1,016		25.9861  USD
USD 0.01 common		Purchase		1,093		24.7799  USD
USD 0.01 common		Purchase		1,136		25.9186  USD
USD 0.01 common		Purchase		1,193		24.5009  USD
USD 0.01 common		Purchase		1,200		25.4654  USD
USD 0.01 common		Purchase		1,528		26.0849  USD
USD 0.01 common		Purchase		1,559		25.4659  USD
USD 0.01 common		Purchase		2,004		25.8713  USD
USD 0.01 common		Purchase		2,484		25.5230  USD
USD 0.01 common		Purchase		2,783		24.2910  USD
USD 0.01 common		Purchase		2,801		24.2042  USD
USD 0.01 common		Purchase		3,083		24.2263  USD
USD 0.01 common		Purchase		3,300		24.2230  USD
USD 0.01 common		Purchase		3,592		24.2303  USD
USD 0.01 common		Purchase		4,156		24.3901  USD
USD 0.01 common		Purchase		4,368		24.2207  USD
USD 0.01 common		Purchase		5,230		24.5764  USD
USD 0.01 common		Purchase		5,600		24.7150  USD
USD 0.01 common		Purchase		6,634		24.2128  USD
USD 0.01 common		Purchase		10,153		24.2052  USD
USD 0.01 common		Purchase		15,331		24.6745  USD
USD 0.01 common		Purchase		17,202		24.3571  USD
USD 0.01 common		Purchase		17,554		24.7044  USD
USD 0.01 common		Purchase		18,880		24.4461  USD
USD 0.01 common		Purchase		26,074		24.9637  USD
USD 0.01 common		Purchase		30,159		24.2749  USD
USD 0.01 common		Purchase		30,732		24.2027  USD
USD 0.01 common		Purchase		31,504		24.1987  USD
USD 0.01 common		Purchase		34,799		24.2100  USD
USD 0.01 common		Purchase		47,069		24.3705  USD
USD 0.01 common		Purchase		77,821		24.2025  USD
USD 0.01 common		Purchase		99,282		24.5103  USD
USD 0.01 common		Purchase		108,849		24.4939  USD
USD 0.01 common		Purchase		200,000		26.2808  USD
USD 0.01 common		Purchase		203,097		24.3885  USD
USD 0.01 common		Sale		7		24.8785  USD
USD 0.01 common		Sale		10		25.3510  USD
USD 0.01 common		Sale		10		24.4950  USD
USD 0.01 common		Sale		11		24.6663  USD
USD 0.01 common		Sale		18		24.7944  USD
USD 0.01 common		Sale		45		24.1400  USD
USD 0.01 common		Sale		46		24.2385  USD
USD 0.01 common		Sale		53		24.2771  USD
USD 0.01 common		Sale		62		24.6054  USD
USD 0.01 common		Sale		90		24.2150  USD
USD 0.01 common		Sale		91		24.2210  USD
USD 0.01 common		Sale		92		24.2205  USD
USD 0.01 common		Sale		93		24.1770  USD
USD 0.01 common		Sale		100		25.3550  USD
USD 0.01 common		Sale		136		24.3401  USD
USD 0.01 common		Sale		152		25.2023  USD
USD 0.01 common		Sale		159		24.2757  USD
USD 0.01 common		Sale		169		24.3553  USD
USD 0.01 common		Sale		186		24.4253  USD
USD 0.01 common		Sale		200		25.7600  USD
USD 0.01 common		Sale		214		26.2800  USD
USD 0.01 common		Sale		249		24.5997  USD
USD 0.01 common		Sale		250		25.8920  USD
USD 0.01 common		Sale		258		24.3245  USD
USD 0.01 common		Sale		282		25.6791  EUR
USD 0.01 common		Sale		300		26.2866  USD
USD 0.01 common		Sale		300		25.2500  USD
USD 0.01 common		Sale		319		24.4569  USD
USD 0.01 common		Sale		374		24.2704  USD
USD 0.01 common		Sale		375		26.1960  USD
USD 0.01 common		Sale		381		25.6276  USD
USD 0.01 common		Sale		389		24.3051  USD
USD 0.01 common		Sale		400		25.7675  USD
USD 0.01 common		Sale		424		25.2386  USD
USD 0.01 common		Sale		500		24.1600  USD
USD 0.01 common		Sale		534		25.6215  USD
USD 0.01 common		Sale		575		25.2765  USD
USD 0.01 common		Sale		700		25.6714  USD
USD 0.01 common		Sale		785		25.5573  USD
USD 0.01 common		Sale		788		25.3300  USD
USD 0.01 common		Sale		868		24.1904  USD
USD 0.01 common		Sale		950		25.3531  USD
USD 0.01 common		Sale		991		24.2159  USD
USD 0.01 common		Sale		1,000		24.2995  USD
USD 0.01 common		Sale		1,005		25.4090  USD
USD 0.01 common		Sale		1,131		24.2206  USD
USD 0.01 common		Sale		1,288		25.4915  USD
USD 0.01 common		Sale		1,434		24.8752  USD
USD 0.01 common		Sale		1,600		26.2168  USD
USD 0.01 common		Sale		1,700		25.3470  USD
USD 0.01 common		Sale		1,753		25.3536  USD
USD 0.01 common		Sale		1,859		25.4547  USD
USD 0.01 common		Sale		2,316		24.6198  USD
USD 0.01 common		Sale		2,330		25.5119  USD
USD 0.01 common		Sale		2,395		24.2104  USD
USD 0.01 common		Sale		2,427		24.4812  USD
USD 0.01 common		Sale		2,593		24.6435  USD
USD 0.01 common		Sale		2,971		24.6175  USD
USD 0.01 common		Sale		3,111		24.5825  USD
USD 0.01 common		Sale		3,361		24.6946  USD
USD 0.01 common		Sale		3,421		25.4375  USD
USD 0.01 common		Sale		3,798		24.5756  USD
USD 0.01 common		Sale		3,872		26.0056  USD
USD 0.01 common		Sale		3,963		24.5525  USD
USD 0.01 common		Sale		4,563		25.4443  USD
USD 0.01 common		Sale		4,910		24.6074  USD
USD 0.01 common		Sale		5,128		25.4285  USD
USD 0.01 common		Sale		5,851		25.8016  USD
USD 0.01 common		Sale		5,864		24.9017  USD
USD 0.01 common		Sale		5,922		24.3894  USD
USD 0.01 common		Sale		5,967		24.3915  USD
USD 0.01 common		Sale		6,143		25.5713  USD
USD 0.01 common		Sale		9,139		24.4678  USD
USD 0.01 common		Sale		11,049		24.4511  USD
USD 0.01 common		Sale		11,811		24.8684  USD
USD 0.01 common		Sale		14,756		25.0118  USD
USD 0.01 common		Sale		23,043		25.0583  USD
USD 0.01 common		Sale		24,575		25.4633  USD
USD 0.01 common		Sale		31,468		24.2134  USD
USD 0.01 common		Sale		31,566		25.4385  USD
USD 0.01 common		Sale		32,727		24.2873  USD
USD 0.01 common		Sale		35,985		24.2100  USD
USD 0.01 common		Sale		48,506		24.3083  USD
USD 0.01 common		Sale		52,645		24.6652  USD
USD 0.01 common		Sale		54,770		24.5966  USD
USD 0.01 common		Sale		97,478		24.3137  USD
USD 0.01 common		Sale		100,000		26.2808  USD
USD 0.01 common		Sale		172,135		24.4938  USD
USD 0.01 common		Sale		177,100		24.2046  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				08 Aug 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.				KEY INFORMATION
Identity of the person whose positions/dealings				Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose				NORTONLIFELOCK INC
relevant securities this from relates:
2.				OPTIONS AND DERIVATIVES
Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	56,100	25.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-112,200	28.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-20,700	27.0000	American	19 Aug 2022
USD 0.01 common	Call Options	Written	-17,100	27.0000	American	16 Sep 2022
USD 0.01 common	Put Options	Written	17,100	25.0000	American	16 Sep 2022
3.				AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END

 

 

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