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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
07 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,403,098 |
1.98% |
1,948,021 |
1.61% |
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(2) |
Cash-settled derivatives: |
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1,746,918 |
1.44% |
1,474,072 |
1.22% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,150,016 |
3.43% |
3,422,093 |
2.83% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
161,727 |
3.2150 GBP |
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0.01p ordinary |
Purchase |
31,107 |
3.2170 GBP |
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0.01p ordinary |
Purchase |
20,209 |
3.2527 GBP |
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0.01p ordinary |
Purchase |
12,472 |
3.2423 GBP |
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0.01p ordinary |
Purchase |
6,512 |
3.2814 GBP |
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0.01p ordinary |
Purchase |
5,522 |
3.2826 GBP |
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0.01p ordinary |
Purchase |
4,478 |
3.2624 GBP |
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0.01p ordinary |
Purchase |
3,269 |
3.2899 GBP |
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0.01p ordinary |
Purchase |
2,787 |
3.2422 GBP |
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0.01p ordinary |
Purchase |
2,242 |
3.2597 GBP |
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0.01p ordinary |
Purchase |
2,072 |
3.2452 GBP |
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0.01p ordinary |
Purchase |
1,626 |
3.2795 GBP |
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0.01p ordinary |
Purchase |
1,569 |
3.2200 GBP |
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0.01p ordinary |
Purchase |
1,284 |
3.2825 GBP |
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0.01p ordinary |
Purchase |
1,276 |
3.2250 GBP |
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0.01p ordinary |
Purchase |
915 |
3.2548 GBP |
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0.01p ordinary |
Purchase |
889 |
3.2400 GBP |
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0.01p ordinary |
Purchase |
790 |
3.2450 GBP |
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0.01p ordinary |
Purchase |
638 |
3.2600 GBP |
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0.01p ordinary |
Purchase |
503 |
3.2500 GBP |
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0.01p ordinary |
Purchase |
492 |
3.3300 GBP |
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0.01p ordinary |
Purchase |
480 |
3.2950 GBP |
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0.01p ordinary |
Purchase |
411 |
3.3150 GBP |
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0.01p ordinary |
Purchase |
397 |
3.2650 GBP |
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0.01p ordinary |
Purchase |
394 |
3.2585 GBP |
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0.01p ordinary |
Purchase |
364 |
3.2100 GBP |
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0.01p ordinary |
Purchase |
260 |
3.3000 GBP |
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0.01p ordinary |
Purchase |
247 |
3.2900 GBP |
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0.01p ordinary |
Purchase |
234 |
3.2700 GBP |
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0.01p ordinary |
Purchase |
232 |
3.2335 GBP |
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0.01p ordinary |
Purchase |
212 |
3.2550 GBP |
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0.01p ordinary |
Purchase |
169 |
3.3250 GBP |
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0.01p ordinary |
Purchase |
91 |
3.2800 GBP |
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0.01p ordinary |
Purchase |
84 |
3.3200 GBP |
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0.01p ordinary |
Purchase |
8 |
3.2525 GBP |
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0.01p ordinary |
Sale |
95,786 |
3.2150 GBP |
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0.01p ordinary |
Sale |
35,088 |
3.2674 GBP |
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0.01p ordinary |
Sale |
34,215 |
3.2620 GBP |
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0.01p ordinary |
Sale |
26,846 |
3.2652 GBP |
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0.01p ordinary |
Sale |
18,680 |
3.2450 GBP |
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0.01p ordinary |
Sale |
17,847 |
3.2348 GBP |
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0.01p ordinary |
Sale |
10,626 |
3.3053 GBP |
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0.01p ordinary |
Sale |
10,581 |
3.2431 GBP |
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0.01p ordinary |
Sale |
8,007 |
3.2594 GBP |
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0.01p ordinary |
Sale |
6,649 |
3.2536 GBP |
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0.01p ordinary |
Sale |
6,543 |
3.2148 GBP |
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0.01p ordinary |
Sale |
5,984 |
3.2991 GBP |
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0.01p ordinary |
Sale |
2,433 |
3.2723 GBP |
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0.01p ordinary |
Sale |
1,846 |
3.2877 GBP |
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0.01p ordinary |
Sale |
1,786 |
3.2690 GBP |
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0.01p ordinary |
Sale |
1,498 |
3.2200 GBP |
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0.01p ordinary |
Sale |
1,145 |
3.2500 GBP |
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0.01p ordinary |
Sale |
1,089 |
3.2603 GBP |
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0.01p ordinary |
Sale |
955 |
3.2250 GBP |
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0.01p ordinary |
Sale |
889 |
3.2400 GBP |
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0.01p ordinary |
Sale |
770 |
3.2884 GBP |
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0.01p ordinary |
Sale |
669 |
3.2696 GBP |
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0.01p ordinary |
Sale |
638 |
3.2600 GBP |
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0.01p ordinary |
Sale |
600 |
3.3162 GBP |
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0.01p ordinary |
Sale |
511 |
3.3250 GBP |
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0.01p ordinary |
Sale |
492 |
3.3300 GBP |
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0.01p ordinary |
Sale |
480 |
3.2950 GBP |
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0.01p ordinary |
Sale |
468 |
3.3175 GBP |
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0.01p ordinary |
Sale |
411 |
3.3150 GBP |
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0.01p ordinary |
Sale |
397 |
3.2650 GBP |
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0.01p ordinary |
Sale |
364 |
3.2100 GBP |
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0.01p ordinary |
Sale |
260 |
3.3000 GBP |
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0.01p ordinary |
Sale |
247 |
3.2900 GBP |
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0.01p ordinary |
Sale |
212 |
3.2550 GBP |
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0.01p ordinary |
Sale |
91 |
3.2800 GBP |
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0.01p ordinary |
Sale |
84 |
3.3200 GBP |
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0.01p ordinary |
Sale |
8 |
3.2525 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Decreasing Long |
1,622 |
3.2826 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
10,855 |
3.2148 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
35,191 |
3.2150 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
596 |
3.2200 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
184 |
3.2215 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
13,656 |
3.2245 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
6,023 |
3.2450 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
6,649 |
3.2536 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
8,007 |
3.2594 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,089 |
3.2603 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
34,215 |
3.2620 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
34,872 |
3.2671 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
595 |
3.2673 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,208 |
3.2777 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
5,026 |
3.2788 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
438 |
3.2802 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
10,626 |
3.3053 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
2,100 |
3.3129 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
468 |
3.3175 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
216 |
3.3193 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
124,086 |
3.2150 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
667 |
3.2200 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
300 |
3.2450 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
394 |
3.2585 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
234 |
3.2700 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
12,000 |
3.2782 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
3,269 |
3.2899 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
169 |
3.3250 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
13,040 |
3.2150 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
26,846 |
3.2652 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,786 |
3.2690 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
1,908 |
3.2726 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
5,984 |
3.2991 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
511 |
3.3250 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
11,788 |
3.2150 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
12,472 |
3.2423 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
1,966 |
3.2441 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
2,072 |
3.2452 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
20,209 |
3.2527 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
1,626 |
3.2796 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
08 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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