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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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(c) |
Name of offeror/offeree in relation to whose |
AVIVA PLC |
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(d) |
If an exempt fund manager connected with an |
|
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(e) |
Date position held/dealing undertaken: |
10 Apr 2025 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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Class of relevant security: |
32 17/19p ordinary |
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|
Interests |
Short Positions |
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|
Number |
(%) |
Number |
(%) |
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|
(1) Relevant securities owned and/or controlled: |
13,104,707 |
0.49% |
18,419,157 |
0.69% |
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(2) Cash-settled derivatives: |
17,693,658 |
0.66% |
10,372,401 |
0.39% |
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|
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
225,373 |
0.01% |
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|
|
30,798,365 |
1.15% |
29,016,931 |
1.08% |
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|
(b) |
Rights to subscribe for new securities (including directors and |
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Class of relevant security in relation to |
|
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Details, including nature of the rights |
|
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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|
(a) |
Purchase and sales |
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|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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|
32 17/19p ordinary |
Purchase |
438,845 |
5.0777 GBP |
||||
|
32 17/19p ordinary |
Purchase |
358,059 |
5.0014 GBP |
||||
|
32 17/19p ordinary |
Purchase |
300,056 |
5.0268 GBP |
||||
|
32 17/19p ordinary |
Purchase |
243,352 |
5.0440 GBP |
||||
|
32 17/19p ordinary |
Purchase |
208,595 |
4.9773 GBP |
||||
|
32 17/19p ordinary |
Purchase |
200,000 |
4.9860 GBP |
||||
|
32 17/19p ordinary |
Purchase |
169,316 |
4.9978 GBP |
||||
|
32 17/19p ordinary |
Purchase |
70,975 |
4.9848 GBP |
||||
|
32 17/19p ordinary |
Purchase |
65,044 |
4.9631 GBP |
||||
|
32 17/19p ordinary |
Purchase |
63,607 |
5.0024 GBP |
||||
|
32 17/19p ordinary |
Purchase |
61,773 |
4.9734 GBP |
||||
|
32 17/19p ordinary |
Purchase |
60,581 |
4.9641 GBP |
||||
|
32 17/19p ordinary |
Purchase |
50,482 |
5.0126 GBP |
||||
|
32 17/19p ordinary |
Purchase |
42,874 |
4.9936 GBP |
||||
|
32 17/19p ordinary |
Purchase |
32,418 |
4.9632 GBP |
||||
|
32 17/19p ordinary |
Purchase |
25,892 |
4.9869 GBP |
||||
|
32 17/19p ordinary |
Purchase |
25,388 |
4.9630 GBP |
||||
|
32 17/19p ordinary |
Purchase |
24,396 |
5.0106 GBP |
||||
|
32 17/19p ordinary |
Purchase |
21,063 |
4.9720 GBP |
||||
|
32 17/19p ordinary |
Purchase |
19,679 |
5.0118 GBP |
||||
|
32 17/19p ordinary |
Purchase |
18,294 |
5.0012 GBP |
||||
|
32 17/19p ordinary |
Purchase |
17,615 |
5.0581 GBP |
||||
|
32 17/19p ordinary |
Purchase |
10,851 |
4.9888 GBP |
||||
|
32 17/19p ordinary |
Purchase |
10,219 |
4.9949 GBP |
||||
|
32 17/19p ordinary |
Purchase |
9,803 |
5.0013 GBP |
||||
|
32 17/19p ordinary |
Purchase |
9,608 |
4.9925 GBP |
||||
|
32 17/19p ordinary |
Purchase |
8,991 |
4.9611 GBP |
||||
|
32 17/19p ordinary |
Purchase |
8,491 |
4.9810 GBP |
||||
|
32 17/19p ordinary |
Purchase |
6,469 |
4.9637 GBP |
||||
|
32 17/19p ordinary |
Purchase |
5,218 |
4.9873 GBP |
||||
|
32 17/19p ordinary |
Purchase |
5,190 |
5.0399 GBP |
||||
|
32 17/19p ordinary |
Purchase |
4,853 |
5.0109 GBP |
||||
|
32 17/19p ordinary |
Purchase |
4,784 |
4.9639 GBP |
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|
ADR |
Purchase |
3,686 |
13.5613 USD |
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|
32 17/19p ordinary |
Purchase |
2,762 |
5.0016 GBP |
||||
|
32 17/19p ordinary |
Purchase |
2,576 |
5.0415 GBP |
||||
|
32 17/19p ordinary |
Purchase |
1,643 |
4.9731 GBP |
||||
|
32 17/19p ordinary |
Purchase |
1,632 |
4.9826 GBP |
||||
|
32 17/19p ordinary |
Purchase |
1,520 |
4.9654 GBP |
||||
|
ADR |
Purchase |
1,254 |
13.6392 USD |
||||
|
32 17/19p ordinary |
Purchase |
1,154 |
4.9840 GBP |
||||
|
32 17/19p ordinary |
Purchase |
1,132 |
4.9944 GBP |
||||
|
32 17/19p ordinary |
Purchase |
1,035 |
5.0130 GBP |
||||
|
32 17/19p ordinary |
Purchase |
1,028 |
5.0004 GBP |
||||
|
32 17/19p ordinary |
Purchase |
729 |
4.9650 GBP |
||||
|
32 17/19p ordinary |
Purchase |
650 |
4.9580 GBP |
||||
|
32 17/19p ordinary |
Purchase |
619 |
5.0020 GBP |
||||
|
32 17/19p ordinary |
Purchase |
543 |
4.9740 GBP |
||||
|
32 17/19p ordinary |
Purchase |
485 |
4.9682 GBP |
||||
|
32 17/19p ordinary |
Purchase |
405 |
4.9660 GBP |
||||
|
32 17/19p ordinary |
Purchase |
351 |
4.9829 GBP |
||||
|
32 17/19p ordinary |
Purchase |
267 |
4.9642 GBP |
||||
|
32 17/19p ordinary |
Purchase |
158 |
5.0220 GBP |
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|
32 17/19p ordinary |
Purchase |
150 |
5.0160 GBP |
||||
|
32 17/19p ordinary |
Purchase |
144 |
4.9600 GBP |
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|
32 17/19p ordinary |
Purchase |
68 |
4.9935 GBP |
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|
32 17/19p ordinary |
Purchase |
61 |
4.9614 GBP |
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|
32 17/19p ordinary |
Purchase |
52 |
4.9620 GBP |
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|
32 17/19p ordinary |
Purchase |
30 |
5.0060 GBP |
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|
32 17/19p ordinary |
Purchase |
5 |
4.9640 GBP |
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|
32 17/19p ordinary |
Sale |
653,535 |
5.0530 GBP |
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|
32 17/19p ordinary |
Sale |
409,251 |
4.9630 GBP |
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|
32 17/19p ordinary |
Sale |
404,306 |
4.9745 GBP |
||||
|
32 17/19p ordinary |
Sale |
230,199 |
5.0498 GBP |
||||
|
32 17/19p ordinary |
Sale |
220,209 |
4.9980 GBP |
||||
|
32 17/19p ordinary |
Sale |
164,092 |
4.9996 GBP |
||||
|
32 17/19p ordinary |
Sale |
105,693 |
5.0004 GBP |
||||
|
32 17/19p ordinary |
Sale |
104,074 |
5.0522 GBP |
||||
|
32 17/19p ordinary |
Sale |
98,478 |
5.0517 GBP |
||||
|
32 17/19p ordinary |
Sale |
78,228 |
4.9841 GBP |
||||
|
32 17/19p ordinary |
Sale |
69,008 |
5.0129 GBP |
||||
|
32 17/19p ordinary |
Sale |
68,615 |
5.1251 GBP |
||||
|
32 17/19p ordinary |
Sale |
66,485 |
4.9875 GBP |
||||
|
32 17/19p ordinary |
Sale |
54,697 |
4.9936 GBP |
||||
|
32 17/19p ordinary |
Sale |
54,697 |
4.9737 GBP |
||||
|
32 17/19p ordinary |
Sale |
52,730 |
4.9620 GBP |
||||
|
32 17/19p ordinary |
Sale |
47,346 |
4.9965 GBP |
||||
|
32 17/19p ordinary |
Sale |
33,235 |
4.9871 GBP |
||||
|
32 17/19p ordinary |
Sale |
32,724 |
4.9797 GBP |
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|
32 17/19p ordinary |
Sale |
31,145 |
5.0944 GBP |
||||
|
32 17/19p ordinary |
Sale |
18,704 |
5.0043 GBP |
||||
|
32 17/19p ordinary |
Sale |
17,080 |
4.9796 GBP |
||||
|
32 17/19p ordinary |
Sale |
16,745 |
4.9931 GBP |
||||
|
32 17/19p ordinary |
Sale |
12,054 |
5.0133 GBP |
||||
|
32 17/19p ordinary |
Sale |
11,499 |
5.0165 GBP |
||||
|
32 17/19p ordinary |
Sale |
7,264 |
5.1044 GBP |
||||
|
32 17/19p ordinary |
Sale |
6,952 |
5.1360 GBP |
||||
|
32 17/19p ordinary |
Sale |
5,623 |
5.0678 GBP |
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|
32 17/19p ordinary |
Sale |
4,629 |
4.9670 GBP |
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|
32 17/19p ordinary |
Sale |
4,406 |
4.9849 GBP |
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|
ADR |
Sale |
3,686 |
13.5613 USD |
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|
32 17/19p ordinary |
Sale |
2,500 |
5.0100 GBP |
||||
|
32 17/19p ordinary |
Sale |
2,145 |
5.0120 GBP |
||||
|
32 17/19p ordinary |
Sale |
1,696 |
4.9906 GBP |
||||
|
32 17/19p ordinary |
Sale |
1,595 |
4.9895 GBP |
||||
|
32 17/19p ordinary |
Sale |
1,326 |
4.9626 GBP |
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|
ADR |
Sale |
1,254 |
13.6392 USD |
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|
32 17/19p ordinary |
Sale |
1,185 |
4.9920 GBP |
||||
|
32 17/19p ordinary |
Sale |
1,160 |
5.0349 GBP |
||||
|
32 17/19p ordinary |
Sale |
1,111 |
4.9701 GBP |
||||
|
32 17/19p ordinary |
Sale |
1,021 |
5.0070 GBP |
||||
|
32 17/19p ordinary |
Sale |
768 |
5.1239 GBP |
||||
|
32 17/19p ordinary |
Sale |
729 |
4.9650 GBP |
||||
|
32 17/19p ordinary |
Sale |
650 |
4.9580 GBP |
||||
|
32 17/19p ordinary |
Sale |
650 |
4.9581 GBP |
||||
|
32 17/19p ordinary |
Sale |
630 |
4.9720 GBP |
||||
|
32 17/19p ordinary |
Sale |
598 |
4.9800 GBP |
||||
|
32 17/19p ordinary |
Sale |
568 |
5.0520 GBP |
||||
|
32 17/19p ordinary |
Sale |
534 |
5.0700 GBP |
||||
|
32 17/19p ordinary |
Sale |
405 |
4.9660 GBP |
||||
|
32 17/19p ordinary |
Sale |
386 |
5.0360 GBP |
||||
|
32 17/19p ordinary |
Sale |
296 |
5.0720 GBP |
||||
|
32 17/19p ordinary |
Sale |
148 |
4.9640 GBP |
||||
|
32 17/19p ordinary |
Sale |
148 |
4.9850 GBP |
||||
|
32 17/19p ordinary |
Sale |
138 |
4.9805 GBP |
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|
32 17/19p ordinary |
Sale |
27 |
4.9795 GBP |
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|
(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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|
32 17/19p ordinary |
SWAP |
Decreasing Short |
52,730 |
4.9620 GBP |
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|
32 17/19p ordinary |
SWAP |
Decreasing Short |
1,326 |
4.9626 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
51,518 |
4.9627 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
15,634 |
4.9630 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
28,065 |
4.9750 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
138 |
4.9805 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
67,824 |
4.9933 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
24,664 |
4.9952 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
158 |
4.9973 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
241 |
4.9976 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
15,942 |
4.9979 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
64,298 |
4.9996 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
105,693 |
5.0004 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
28,673 |
5.0144 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
11,499 |
5.0165 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
230,199 |
5.0498 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
104,074 |
5.0522 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
23,301 |
5.0684 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
25,104 |
5.1036 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
768 |
5.1239 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Short |
43,511 |
5.1375 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
144 |
4.9600 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
8,991 |
4.9611 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
61 |
4.9614 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
14,123 |
4.9630 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
65,044 |
4.9631 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
6,469 |
4.9637 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
4,784 |
4.9639 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
9,414 |
4.9640 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
51,439 |
4.9641 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
724 |
4.9651 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
5 |
4.9660 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
138,325 |
4.9671 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
28,629 |
4.9715 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
18,011 |
4.9720 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
1,643 |
4.9731 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
3,995 |
4.9736 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
29,149 |
4.9752 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
18,182 |
4.9812 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
60,715 |
4.9825 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
200,000 |
4.9860 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
68 |
4.9934 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
8,864 |
4.9950 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
30,749 |
4.9996 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
3,208 |
5.0012 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
9,803 |
5.0013 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
3,447 |
5.0014 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
2,762 |
5.0016 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
619 |
5.0020 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
24,396 |
5.0106 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
50,482 |
5.0126 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
300,056 |
5.0268 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
76,130 |
5.0312 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
131,133 |
5.0345 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
243,352 |
5.0440 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Increasing Short |
750 |
5.0998 GBP |
|||
|
32 17/19p ordinary |
SWAP |
Decreasing Long |
505 |
5.1165 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
459 |
4.9626 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
11,856 |
4.9630 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
7,473 |
4.9650 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
190,780 |
4.9710 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
659 |
5.0882 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
56,726 |
5.0940 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
667 |
5.1091 GBP |
|||
|
32 17/19p ordinary |
CFD |
Increasing Long |
918 |
5.1355 GBP |
|||
|
32 17/19p ordinary |
CFD |
Decreasing Long |
200 |
4.9603 GBP |
|||
|
32 17/19p ordinary |
CFD |
Decreasing Long |
918 |
4.9784 GBP |
|||
|
32 17/19p ordinary |
CFD |
Decreasing Long |
103,733 |
4.9859 GBP |
|||
|
32 17/19p ordinary |
CFD |
Decreasing Long |
122,123 |
5.0022 GBP |
|||
|
32 17/19p ordinary |
CFD |
Decreasing Long |
459 |
5.1363 GBP |
|||
|
|
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions |
||||||
|
(i) |
Writing, selling, purchasing or varying |
||||||
|
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
|
|
|
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|
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|
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|
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|
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|
(ii) |
Exercising |
|
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
|
|
|
|
|
|||
|
|
|
|
|
|
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(d) |
Other dealings (including subscribing for |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
11 Apr 2025 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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Name of offeror/offeree in relation to whose |
AVIVA PLC |
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2. OPTIONS AND DERIVATIVES |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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32 17/19p ordinary |
Call Options |
Written |
-120,790 |
5.3305 |
European |
06-Jun-25 |
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32 17/19p ordinary |
Call Options |
Written |
-104,583 |
5.3176 |
European |
05-Jun-25 |
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3. AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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