Form 8.3 - AVIVA PLC

Barclays PLC

09 January 2025

 

FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			AVIVA PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			08 Jan 2025
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  DIRECT LINE INSURANCE GROUP PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				20,505,059	0.77%	19,780,029	0.74%
(2) Cash-settled derivatives:				1,876,003	0.07%	16,675,387	0.62%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	788,938	0.03%
TOTAL:				22,381,062	0.84%	37,244,354	1.39%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
32 17/19p ordinary	Purchase	1,215,222	4.7210  GBP
32 17/19p ordinary	Purchase	751,243	4.7001  GBP
32 17/19p ordinary	Purchase	523,548	4.7032  GBP
32 17/19p ordinary	Purchase	233,623	4.7086  GBP
32 17/19p ordinary	Purchase	208,966	4.7213  GBP
32 17/19p ordinary	Purchase	156,538	4.7008  GBP
32 17/19p ordinary	Purchase	137,940	4.6984  GBP
32 17/19p ordinary	Purchase	136,096	4.6986  GBP
32 17/19p ordinary	Purchase	92,562	4.7046  GBP
32 17/19p ordinary	Purchase	90,708	4.7076  GBP
32 17/19p ordinary	Purchase	72,642	4.6901  GBP
32 17/19p ordinary	Purchase	68,944	4.7597  GBP
32 17/19p ordinary	Purchase	66,348	4.7141  GBP
32 17/19p ordinary	Purchase	53,805	4.7127  GBP
32 17/19p ordinary	Purchase	42,096	4.7094  GBP
32 17/19p ordinary	Purchase	39,605	4.7233  GBP
32 17/19p ordinary	Purchase	37,761	4.6927  GBP
32 17/19p ordinary	Purchase	34,985	4.7035  GBP
32 17/19p ordinary	Purchase	31,958	4.7773  GBP
32 17/19p ordinary	Purchase	29,600	4.6982  GBP
32 17/19p ordinary	Purchase	29,341	4.7227  GBP
32 17/19p ordinary	Purchase	27,317	4.7638  GBP
32 17/19p ordinary	Purchase	23,793	4.6949  GBP
32 17/19p ordinary	Purchase	18,534	4.6820  GBP
32 17/19p ordinary	Purchase	17,055	4.7062  GBP
32 17/19p ordinary	Purchase	16,822	4.6909  GBP
32 17/19p ordinary	Purchase	15,956	4.8211  GBP
32 17/19p ordinary	Purchase	14,254	4.7052  GBP
32 17/19p ordinary	Purchase	14,157	4.7040  GBP
32 17/19p ordinary	Purchase	12,178	4.7239  GBP
32 17/19p ordinary	Purchase	12,000	4.7147  GBP
32 17/19p ordinary	Purchase	9,578	4.7771  GBP
32 17/19p ordinary	Purchase	9,411	4.7101  GBP
32 17/19p ordinary	Purchase	8,350	4.7118  GBP
32 17/19p ordinary	Purchase	7,185	4.7269  GBP
32 17/19p ordinary	Purchase	5,660	4.7162  GBP
32 17/19p ordinary	Purchase	4,611	4.7028  GBP
32 17/19p ordinary	Purchase	4,582	4.7252  GBP
32 17/19p ordinary	Purchase	3,831	4.7487  GBP
32 17/19p ordinary	Purchase	3,702	4.8231  GBP
32 17/19p ordinary	Purchase	2,982	4.7000  GBP
32 17/19p ordinary	Purchase	2,307	4.7132  GBP
32 17/19p ordinary	Purchase	2,260	4.6921  GBP
32 17/19p ordinary	Purchase	2,041	4.8264  GBP
32 17/19p ordinary	Purchase	2,031	4.7173  GBP
32 17/19p ordinary	Purchase	1,772	4.7690  GBP
32 17/19p ordinary	Purchase	1,668	4.6877  GBP
32 17/19p ordinary	Purchase	1,638	4.7286  GBP
32 17/19p ordinary	Purchase	1,436	4.7203  GBP
32 17/19p ordinary	Purchase	1,404	4.7793  GBP
32 17/19p ordinary	Purchase	1,367	4.8260  GBP
32 17/19p ordinary	Purchase	1,367	4.8095  GBP
32 17/19p ordinary	Purchase	972	4.8128  GBP
32 17/19p ordinary	Purchase	948	4.6906  GBP
32 17/19p ordinary	Purchase	873	4.8297  GBP
32 17/19p ordinary	Purchase	850	4.8360  GBP
ADR	Purchase	800	11.7250  USD
32 17/19p ordinary	Purchase	781	4.8150  GBP
32 17/19p ordinary	Purchase	668	4.7190  GBP
32 17/19p ordinary	Purchase	600	4.8060  GBP
32 17/19p ordinary	Purchase	581	4.8316  GBP
32 17/19p ordinary	Purchase	500	4.8200  GBP
32 17/19p ordinary	Purchase	491	4.6780  GBP
32 17/19p ordinary	Purchase	469	4.6940  GBP
32 17/19p ordinary	Purchase	461	4.6890  GBP
32 17/19p ordinary	Purchase	436	4.8050  GBP
32 17/19p ordinary	Purchase	434	4.7140  GBP
32 17/19p ordinary	Purchase	376	4.7160  GBP
32 17/19p ordinary	Purchase	306	4.7010  GBP
32 17/19p ordinary	Purchase	291	4.8190  GBP
32 17/19p ordinary	Purchase	200	4.8198  GBP
32 17/19p ordinary	Sale	610,850	4.7001  GBP
32 17/19p ordinary	Sale	501,000	4.7024  GBP
32 17/19p ordinary	Sale	430,050	4.8225  GBP
32 17/19p ordinary	Sale	237,814	4.7210  GBP
32 17/19p ordinary	Sale	205,510	4.7267  GBP
32 17/19p ordinary	Sale	201,757	4.7257  GBP
32 17/19p ordinary	Sale	170,269	4.6854  GBP
32 17/19p ordinary	Sale	169,940	4.7213  GBP
32 17/19p ordinary	Sale	137,940	4.6984  GBP
32 17/19p ordinary	Sale	111,549	4.6959  GBP
32 17/19p ordinary	Sale	108,006	4.7209  GBP
32 17/19p ordinary	Sale	89,931	4.6951  GBP
32 17/19p ordinary	Sale	88,868	4.7200  GBP
32 17/19p ordinary	Sale	68,878	4.7417  GBP
32 17/19p ordinary	Sale	66,607	4.7084  GBP
32 17/19p ordinary	Sale	61,411	4.7235  GBP
32 17/19p ordinary	Sale	60,010	4.7076  GBP
32 17/19p ordinary	Sale	47,247	4.7294  GBP
32 17/19p ordinary	Sale	46,051	4.7282  GBP
32 17/19p ordinary	Sale	43,384	4.7656  GBP
32 17/19p ordinary	Sale	43,151	4.7206  GBP
32 17/19p ordinary	Sale	37,761	4.6927  GBP
32 17/19p ordinary	Sale	36,192	4.6793  GBP
32 17/19p ordinary	Sale	34,873	4.7073  GBP
32 17/19p ordinary	Sale	28,616	4.7233  GBP
32 17/19p ordinary	Sale	28,573	4.7308  GBP
32 17/19p ordinary	Sale	25,731	4.7147  GBP
32 17/19p ordinary	Sale	22,585	4.7337  GBP
32 17/19p ordinary	Sale	17,487	4.7031  GBP
32 17/19p ordinary	Sale	16,822	4.6909  GBP
32 17/19p ordinary	Sale	16,706	4.8118  GBP
32 17/19p ordinary	Sale	15,383	4.7026  GBP
32 17/19p ordinary	Sale	14,100	4.7641  GBP
32 17/19p ordinary	Sale	10,866	4.6897  GBP
32 17/19p ordinary	Sale	10,302	4.7202  GBP
32 17/19p ordinary	Sale	10,146	4.7402  GBP
32 17/19p ordinary	Sale	9,164	4.7240  GBP
32 17/19p ordinary	Sale	7,500	4.7113  GBP
32 17/19p ordinary	Sale	6,711	4.6983  GBP
32 17/19p ordinary	Sale	6,449	4.7088  GBP
32 17/19p ordinary	Sale	5,960	4.6996  GBP
32 17/19p ordinary	Sale	4,777	4.7718  GBP
32 17/19p ordinary	Sale	4,730	4.6846  GBP
32 17/19p ordinary	Sale	3,892	4.7339  GBP
32 17/19p ordinary	Sale	3,544	4.7690  GBP
32 17/19p ordinary	Sale	2,982	4.7000  GBP
32 17/19p ordinary	Sale	1,827	4.7325  GBP
32 17/19p ordinary	Sale	1,628	4.7512  GBP
32 17/19p ordinary	Sale	1,500	4.8257  GBP
32 17/19p ordinary	Sale	1,483	4.8180  GBP
32 17/19p ordinary	Sale	1,467	4.7473  GBP
32 17/19p ordinary	Sale	1,291	4.7336  GBP
32 17/19p ordinary	Sale	1,277	4.8122  GBP
32 17/19p ordinary	Sale	1,190	4.7214  GBP
32 17/19p ordinary	Sale	850	4.8360  GBP
32 17/19p ordinary	Sale	838	4.8170  GBP
ADR	Sale	800	11.7250  USD
32 17/19p ordinary	Sale	781	4.8150  GBP
32 17/19p ordinary	Sale	600	4.8060  GBP
32 17/19p ordinary	Sale	531	4.8260  GBP
32 17/19p ordinary	Sale	500	4.8200  GBP
32 17/19p ordinary	Sale	495	4.8283  GBP
32 17/19p ordinary	Sale	448	4.7040  GBP
32 17/19p ordinary	Sale	443	4.8095  GBP
32 17/19p ordinary	Sale	434	4.7140  GBP
32 17/19p ordinary	Sale	291	4.8190  GBP
32 17/19p ordinary	Sale	237	4.8179  GBP
32 17/19p ordinary	Sale	163	4.7085  GBP
32 17/19p ordinary	Sale	126	4.7060  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
32 17/19p ordinary	SWAP	Closing Long	30,062	4.7346  GBP
32 17/19p ordinary	SWAP	Decreasing Short	10,000	4.6987  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,127	4.7010  GBP
32 17/19p ordinary	SWAP	Decreasing Short	25,731	4.7147  GBP
32 17/19p ordinary	SWAP	Decreasing Short	88,868	4.7200  GBP
32 17/19p ordinary	SWAP	Decreasing Short	10,302	4.7202  GBP
32 17/19p ordinary	SWAP	Decreasing Short	108,006	4.7209  GBP
32 17/19p ordinary	SWAP	Decreasing Short	36,767	4.7210  GBP
32 17/19p ordinary	SWAP	Decreasing Short	98,515	4.7226  GBP
32 17/19p ordinary	SWAP	Decreasing Short	61,411	4.7235  GBP
32 17/19p ordinary	SWAP	Decreasing Short	26,215	4.7236  GBP
32 17/19p ordinary	SWAP	Decreasing Short	46,051	4.7282  GBP
32 17/19p ordinary	SWAP	Decreasing Short	21,032	4.7367  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,640	4.7401  GBP
32 17/19p ordinary	SWAP	Decreasing Short	68,878	4.7417  GBP
32 17/19p ordinary	SWAP	Decreasing Short	41,588	4.7446  GBP
32 17/19p ordinary	SWAP	Decreasing Short	24,088	4.7462  GBP
32 17/19p ordinary	SWAP	Decreasing Short	15,304	4.7469  GBP
32 17/19p ordinary	SWAP	Decreasing Short	1,628	4.7512  GBP
32 17/19p ordinary	SWAP	Decreasing Short	814	4.7524  GBP
32 17/19p ordinary	SWAP	Decreasing Short	14,100	4.7641  GBP
32 17/19p ordinary	SWAP	Decreasing Short	19,112	4.7811  GBP
32 17/19p ordinary	SWAP	Decreasing Short	986	4.8180  GBP
32 17/19p ordinary	SWAP	Decreasing Short	500	4.8200  GBP
32 17/19p ordinary	SWAP	Decreasing Short	430,050	4.8225  GBP
32 17/19p ordinary	SWAP	Decreasing Short	1,500	4.8257  GBP
32 17/19p ordinary	SWAP	Decreasing Short	12,931	4.8288  GBP
32 17/19p ordinary	SWAP	Increasing Short	18,216	4.6811  GBP
32 17/19p ordinary	SWAP	Increasing Short	18,534	4.6820  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,668	4.6877  GBP
32 17/19p ordinary	SWAP	Increasing Short	32,170	4.6901  GBP
32 17/19p ordinary	SWAP	Increasing Short	23,793	4.6949  GBP
32 17/19p ordinary	SWAP	Increasing Short	22,256	4.6975  GBP
32 17/19p ordinary	SWAP	Increasing Short	29,600	4.6982  GBP
32 17/19p ordinary	SWAP	Increasing Short	92,562	4.7047  GBP
32 17/19p ordinary	SWAP	Increasing Short	233,623	4.7086  GBP
32 17/19p ordinary	SWAP	Increasing Short	6,700	4.7101  GBP
32 17/19p ordinary	SWAP	Increasing Short	29,969	4.7110  GBP
32 17/19p ordinary	SWAP	Increasing Short	49,627	4.7116  GBP
32 17/19p ordinary	SWAP	Increasing Short	53,805	4.7127  GBP
32 17/19p ordinary	SWAP	Increasing Short	6,133	4.7179  GBP
32 17/19p ordinary	SWAP	Increasing Short	366,503	4.7210  GBP
32 17/19p ordinary	SWAP	Increasing Short	7,913	4.7212  GBP
32 17/19p ordinary	SWAP	Increasing Short	39,026	4.7213  GBP
32 17/19p ordinary	SWAP	Increasing Short	29,341	4.7227  GBP
32 17/19p ordinary	SWAP	Increasing Short	39,605	4.7233  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,638	4.7286  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,294	4.7324  GBP
32 17/19p ordinary	SWAP	Increasing Short	68,944	4.7597  GBP
32 17/19p ordinary	SWAP	Increasing Short	9,621	4.7969  GBP
32 17/19p ordinary	SWAP	Increasing Short	15,956	4.8211  GBP
32 17/19p ordinary	SWAP	Increasing Short	3,702	4.8231  GBP
32 17/19p ordinary	SWAP	Increasing Short	2,341	4.8264  GBP
32 17/19p ordinary	SWAP	Increasing Short	475	4.8390  GBP
32 17/19p ordinary	SWAP	Increasing Long	4,718	4.7797  GBP
32 17/19p ordinary	CFD	Opening Long	170,269	4.6853  GBP
32 17/19p ordinary	CFD	Increasing Long	1	4.7200  GBP
32 17/19p ordinary	CFD	Increasing Long	1,737	4.7206  GBP
32 17/19p ordinary	CFD	Increasing Long	50,927	4.7210  GBP
32 17/19p ordinary	CFD	Increasing Long	6,834	4.8217  GBP
32 17/19p ordinary	CFD	Increasing Long	16	4.8268  GBP
32 17/19p ordinary	CFD	Decreasing Long	800	4.6873  GBP
32 17/19p ordinary	CFD	Decreasing Long	9,649	4.7082  GBP
32 17/19p ordinary	CFD	Decreasing Long	567	4.7112  GBP
32 17/19p ordinary	CFD	Decreasing Long	1	4.7200  GBP
32 17/19p ordinary	CFD	Opening Short	207,532	4.7210  GBP
32 17/19p ordinary	CFD	Increasing Short	169,940	4.7213  GBP
32 17/19p ordinary	CFD	Increasing Short	31,958	4.7773  GBP
32 17/19p ordinary	CFD	Increasing Short	200	4.8198  GBP
32 17/19p ordinary	CFD	Increasing Short	16	4.8268  GBP
32 17/19p ordinary	CFD	Increasing Short	1,737	4.8393  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				09 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				AVIVA PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
32 17/19p ordinary	Call Options	Written	-322,253	4.2985	European	11-Mar-25
32 17/19p ordinary	Call Options	Written	-241,318	4.4050	European	06-May-25
32 17/19p ordinary	Call Options	Written	-120,789	5.3305	European	06-Jun-25
32 17/19p ordinary	Call Options	Written	-104,578	5.3176	European	05-Jun-25
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END