Form 8.3 - Aviva plc Replacement

Barclays PLC

15 January 2025

 

FORM 8.3 - Amendment to 2a and 3a Replaces form Released at 02/01/2025 07:43 RNS Number : 8893R
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			AVIVA PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			31 Dec 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  DIRECT LINE INSURANCE GROUP PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				22,098,935	0.83%	17,145,033	0.64%
(2) Cash-settled derivatives:				3,055,282	0.11%	18,265,874	0.68%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	788,919	0.03%
TOTAL:				25,154,217	0.94%	36,199,826	1.35%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
32 17/19p ordinary	Purchase	90,584	4.6869  GBP
32 17/19p ordinary	Purchase	73,745	4.6880  GBP
32 17/19p ordinary	Purchase	46,889	4.6697  GBP
32 17/19p ordinary	Purchase	36,593	4.6675  GBP
32 17/19p ordinary	Purchase	20,900	4.6626  GBP
32 17/19p ordinary	Purchase	12,913	4.6552  GBP
32 17/19p ordinary	Purchase	12,337	4.6878  GBP
32 17/19p ordinary	Purchase	10,295	4.6618  GBP
32 17/19p ordinary	Purchase	5,613	4.6567  GBP
32 17/19p ordinary	Purchase	4,602	4.6645  GBP
32 17/19p ordinary	Purchase	3,200	4.6531  GBP
ADR	Purchase	1,800	11.9000  USD
32 17/19p ordinary	Purchase	1,743	4.6603  GBP
32 17/19p ordinary	Purchase	1,535	4.6597  GBP
32 17/19p ordinary	Purchase	1,503	4.6506  GBP
32 17/19p ordinary	Purchase	1,307	4.6744  GBP
32 17/19p ordinary	Purchase	1,239	4.6556  GBP
32 17/19p ordinary	Purchase	1,135	4.6574  GBP
32 17/19p ordinary	Purchase	676	4.6615  GBP
32 17/19p ordinary	Purchase	589	4.6639  GBP
32 17/19p ordinary	Purchase	514	4.6890  GBP
32 17/19p ordinary	Purchase	505	4.6500  GBP
32 17/19p ordinary	Purchase	475	4.6690  GBP
ADR	Purchase	300	11.8500  USD
32 17/19p ordinary	Purchase	215	4.6492  GBP
32 17/19p ordinary	Purchase	90	4.6530  GBP
32 17/19p ordinary	Purchase	57	4.6490  GBP
32 17/19p ordinary	Purchase	55	4.6720  GBP
32 17/19p ordinary	Sale	112,961	4.6856  GBP
32 17/19p ordinary	Sale	112,243	4.6869  GBP
32 17/19p ordinary	Sale	96,133	4.6880  GBP
32 17/19p ordinary	Sale	40,006	4.6805  GBP
32 17/19p ordinary	Sale	24,715	4.6798  GBP
32 17/19p ordinary	Sale	13,618	4.6813  GBP
32 17/19p ordinary	Sale	13,607	4.6698  GBP
32 17/19p ordinary	Sale	12,337	4.6878  GBP
32 17/19p ordinary	Sale	9,565	4.6807  GBP
32 17/19p ordinary	Sale	8,894	4.6701  GBP
32 17/19p ordinary	Sale	4,043	4.6649  GBP
32 17/19p ordinary	Sale	1,600	4.4050  GBP
32 17/19p ordinary	Sale	3,019	4.6802  GBP
32 17/19p ordinary	Sale	2,974	4.6636  GBP
32 17/19p ordinary	Sale	2,957	4.6685  GBP
32 17/19p ordinary	Sale	2,562	4.6812  GBP
32 17/19p ordinary	Sale	2,537	4.6705  GBP
ADR	Sale	1,800	11.9000  USD
32 17/19p ordinary	Sale	1,239	4.6560  GBP
32 17/19p ordinary	Sale	1,117	4.6728  GBP
32 17/19p ordinary	Sale	777	4.6875  GBP
32 17/19p ordinary	Sale	625	4.6855  GBP
32 17/19p ordinary	Sale	514	4.6894  GBP
32 17/19p ordinary	Sale	505	4.6500  GBP
32 17/19p ordinary	Sale	475	4.6694  GBP
32 17/19p ordinary	Sale	464	4.6670  GBP
32 17/19p ordinary	Sale	461	4.6680  GBP
32 17/19p ordinary	Sale	358	4.6800  GBP
ADR	Sale	300	11.8500  USD
32 17/19p ordinary	Sale	223	4.6890  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
32 17/19p ordinary	SWAP	Decreasing Short	6,580	4.6336  GBP
32 17/19p ordinary	SWAP	Decreasing Short	505	4.6500  GBP
32 17/19p ordinary	SWAP	Decreasing Short	88	4.6550  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,805	4.6676  GBP
32 17/19p ordinary	SWAP	Decreasing Short	16,317	4.6799  GBP
32 17/19p ordinary	SWAP	Decreasing Short	3,019	4.6802  GBP
32 17/19p ordinary	SWAP	Decreasing Short	44,366	4.6803  GBP
32 17/19p ordinary	SWAP	Decreasing Short	40,006	4.6805  GBP
32 17/19p ordinary	SWAP	Decreasing Short	9,565	4.6807  GBP
32 17/19p ordinary	SWAP	Decreasing Short	6,562	4.6813  GBP
32 17/19p ordinary	SWAP	Decreasing Short	9,880	4.6820  GBP
32 17/19p ordinary	SWAP	Decreasing Short	3,986	4.6822  GBP
32 17/19p ordinary	SWAP	Decreasing Short	777	4.6875  GBP
32 17/19p ordinary	SWAP	Decreasing Short	71,236	4.6880  GBP
32 17/19p ordinary	SWAP	Increasing Short	41,221	4.6304  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,503	4.6506  GBP
32 17/19p ordinary	SWAP	Increasing Short	4,161	4.6510  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,613	4.6517  GBP
32 17/19p ordinary	SWAP	Increasing Short	552	4.6527  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,123	4.6528  GBP
32 17/19p ordinary	SWAP	Increasing Short	8,752	4.6572  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,135	4.6574  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,535	4.6597  GBP
32 17/19p ordinary	SWAP	Increasing Short	20,900	4.6626  GBP
32 17/19p ordinary	SWAP	Increasing Short	36,593	4.6675  GBP
32 17/19p ordinary	SWAP	Increasing Short	7,002	4.6696  GBP
32 17/19p ordinary	SWAP	Increasing Short	2,373	4.6880  GBP
32 17/19p ordinary	SWAP	Increasing Long	2,219	4.6659  GBP
32 17/19p ordinary	CFD	Increasing Long	2,974	4.6636  GBP
32 17/19p ordinary	CFD	Increasing Long	511	4.6739  GBP
32 17/19p ordinary	CFD	Increasing Long	1,010	4.6795  GBP
32 17/19p ordinary	CFD	Increasing Long	29,057	4.6875  GBP
32 17/19p ordinary	CFD	Decreasing Long	542	4.6449  GBP
32 17/19p ordinary	CFD	Decreasing Long	1,258	4.6497  GBP
32 17/19p ordinary	CFD	Decreasing Long	5,295	4.6504  GBP
32 17/19p ordinary	CFD	Decreasing Long	10,295	4.6618  GBP
32 17/19p ordinary	CFD	Decreasing Long	511	4.6740  GBP
32 17/19p ordinary	CFD	Decreasing Long	12,337	4.6878  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				15 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				AVIVA PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
32 17/19p ordinary	Call Options	Written	-322,240	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-241,314	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,789	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,576	5.3176	European	05 Jun 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END