Form 8.3 - Aviva plc Replacement

Barclays PLC

15 January 2025

 

FORM 8.3 - Amendment to 2a and 3a Replaces form Released at 27/12/2024 08:56 RNS Number : 4381R
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			AVIVA PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			24 Dec 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  DIRECT LINE INSURANCE GROUP PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				22,119,197	0.83%	15,747,736	0.58%
(2) Cash-settled derivatives:				1,499,810	0.06%	18,272,209	0.68%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	788,920	0.03%
TOTAL:				23,619,007	0.88%	34,808,865	1.29%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
32 17/19p ordinary	Purchase	142,406	4.6323  GBP
32 17/19p ordinary	Purchase	78,054	4.6306  GBP
32 17/19p ordinary	Purchase	48,695	4.6314  GBP
32 17/19p ordinary	Purchase	46,147	4.6286  GBP
32 17/19p ordinary	Purchase	37,810	4.6329  GBP
32 17/19p ordinary	Purchase	30,617	4.6317  GBP
32 17/19p ordinary	Purchase	16,814	4.6310  GBP
32 17/19p ordinary	Purchase	14,942	4.6354  GBP
32 17/19p ordinary	Purchase	14,869	4.6300  GBP
32 17/19p ordinary	Purchase	11,415	4.6346  GBP
32 17/19p ordinary	Purchase	7,580	4.6337  GBP
32 17/19p ordinary	Purchase	5,228	4.6275  GBP
32 17/19p ordinary	Purchase	4,075	4.6316  GBP
32 17/19p ordinary	Purchase	3,719	4.6362  GBP
32 17/19p ordinary	Purchase	3,339	4.6341  GBP
32 17/19p ordinary	Purchase	3,336	4.6318  GBP
32 17/19p ordinary	Purchase	2,735	4.6360  GBP
32 17/19p ordinary	Purchase	2,712	4.6330  GBP
32 17/19p ordinary	Purchase	2,663	4.6293  GBP
32 17/19p ordinary	Purchase	2,578	4.6270  GBP
32 17/19p ordinary	Purchase	2,427	4.6280  GBP
32 17/19p ordinary	Purchase	2,302	4.6250  GBP
32 17/19p ordinary	Purchase	2,192	4.6356  GBP
32 17/19p ordinary	Purchase	1,771	4.6220  GBP
32 17/19p ordinary	Purchase	1,543	4.6324  GBP
32 17/19p ordinary	Purchase	1,358	4.6347  GBP
32 17/19p ordinary	Purchase	1,304	4.6370  GBP
32 17/19p ordinary	Purchase	1,179	4.6380  GBP
32 17/19p ordinary	Purchase	1,166	4.6281  GBP
32 17/19p ordinary	Purchase	1,082	4.6400  GBP
32 17/19p ordinary	Purchase	1,050	4.6348  GBP
ADR	Purchase	1,000	11.7520  USD
32 17/19p ordinary	Purchase	841	4.6240  GBP
32 17/19p ordinary	Purchase	748	4.6430  GBP
32 17/19p ordinary	Purchase	745	4.6365  GBP
32 17/19p ordinary	Purchase	613	4.6352  GBP
ADR	Purchase	600	11.8100  USD
32 17/19p ordinary	Purchase	572	4.6260  GBP
32 17/19p ordinary	Purchase	470	4.6340  GBP
32 17/19p ordinary	Purchase	436	4.6410  GBP
32 17/19p ordinary	Purchase	366	4.6290  GBP
32 17/19p ordinary	Purchase	86	4.6322  GBP
32 17/19p ordinary	Purchase	61	4.6320  GBP
32 17/19p ordinary	Purchase	1	4.6170  GBP
32 17/19p ordinary	Sale	143,271	4.6303  GBP
32 17/19p ordinary	Sale	132,857	4.6335  GBP
32 17/19p ordinary	Sale	93,755	4.6302  GBP
32 17/19p ordinary	Sale	65,910	4.6284  GBP
32 17/19p ordinary	Sale	47,293	4.6311  GBP
32 17/19p ordinary	Sale	43,486	4.6310  GBP
32 17/19p ordinary	Sale	22,878	4.6354  GBP
32 17/19p ordinary	Sale	20,890	4.6348  GBP
32 17/19p ordinary	Sale	20,229	4.6309  GBP
32 17/19p ordinary	Sale	6,947	4.6322  GBP
32 17/19p ordinary	Sale	5,429	4.6328  GBP
32 17/19p ordinary	Sale	2,972	4.6305  GBP
32 17/19p ordinary	Sale	2,845	4.6318  GBP
32 17/19p ordinary	Sale	2,735	4.6360  GBP
32 17/19p ordinary	Sale	2,695	4.6245  GBP
32 17/19p ordinary	Sale	2,427	4.6280  GBP
32 17/19p ordinary	Sale	2,360	4.6308  GBP
32 17/19p ordinary	Sale	2,302	4.6250  GBP
32 17/19p ordinary	Sale	2,279	4.6262  GBP
32 17/19p ordinary	Sale	2,077	4.6288  GBP
32 17/19p ordinary	Sale	1,771	4.6220  GBP
32 17/19p ordinary	Sale	1,729	4.6307  GBP
32 17/19p ordinary	Sale	1,457	4.6270  GBP
32 17/19p ordinary	Sale	1,415	4.6241  GBP
32 17/19p ordinary	Sale	1,304	4.6370  GBP
32 17/19p ordinary	Sale	1,099	4.6330  GBP
32 17/19p ordinary	Sale	1,082	4.6400  GBP
32 17/19p ordinary	Sale	1,055	4.6380  GBP
ADR	Sale	1,000	11.7520  USD
32 17/19p ordinary	Sale	841	4.6240  GBP
ADR	Sale	600	11.8100  USD
32 17/19p ordinary	Sale	572	4.6260  GBP
32 17/19p ordinary	Sale	500	4.6190  GBP
32 17/19p ordinary	Sale	470	4.6340  GBP
32 17/19p ordinary	Sale	436	4.6410  GBP
32 17/19p ordinary	Sale	366	4.6290  GBP
32 17/19p ordinary	Sale	196	4.6300  GBP
32 17/19p ordinary	Sale	124	4.6384  GBP
32 17/19p ordinary	Sale	61	4.6320  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
32 17/19p ordinary	SWAP	Decreasing Short	179	4.6223  GBP
32 17/19p ordinary	SWAP	Decreasing Short	65,910	4.6284  GBP
32 17/19p ordinary	SWAP	Decreasing Short	559	4.6285  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,077	4.6288  GBP
32 17/19p ordinary	SWAP	Decreasing Short	350	4.6290  GBP
32 17/19p ordinary	SWAP	Decreasing Short	83,266	4.6306  GBP
32 17/19p ordinary	SWAP	Decreasing Short	31,229	4.6308  GBP
32 17/19p ordinary	SWAP	Decreasing Short	2,751	4.6310  GBP
32 17/19p ordinary	SWAP	Decreasing Short	47,293	4.6311  GBP
32 17/19p ordinary	SWAP	Decreasing Short	4,944	4.6347  GBP
32 17/19p ordinary	SWAP	Increasing Short	891	4.6260  GBP
32 17/19p ordinary	SWAP	Increasing Short	5,228	4.6275  GBP
32 17/19p ordinary	SWAP	Increasing Short	3,840	4.6294  GBP
32 17/19p ordinary	SWAP	Increasing Short	300	4.6300  GBP
32 17/19p ordinary	SWAP	Increasing Short	6,741	4.6305  GBP
32 17/19p ordinary	SWAP	Increasing Short	78,054	4.6306  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,079	4.6312  GBP
32 17/19p ordinary	SWAP	Increasing Short	10,256	4.6313  GBP
32 17/19p ordinary	SWAP	Increasing Short	30,617	4.6317  GBP
32 17/19p ordinary	SWAP	Increasing Short	75,888	4.6321  GBP
32 17/19p ordinary	SWAP	Increasing Short	66,518	4.6325  GBP
32 17/19p ordinary	SWAP	Increasing Short	48,046	4.6329  GBP
32 17/19p ordinary	SWAP	Increasing Short	3,952	4.6343  GBP
32 17/19p ordinary	SWAP	Increasing Long	1,859	4.6317  GBP
32 17/19p ordinary	CFD	Decreasing Short	13,542	4.6244  GBP
32 17/19p ordinary	CFD	Decreasing Short	93,755	4.6302  GBP
32 17/19p ordinary	CFD	Decreasing Short	55,641	4.6305  GBP
32 17/19p ordinary	CFD	Decreasing Short	6,330	4.6306  GBP
32 17/19p ordinary	CFD	Increasing Short	46,147	4.6286  GBP
32 17/19p ordinary	CFD	Increasing Short	2,262	4.6290  GBP
32 17/19p ordinary	CFD	Increasing Short	43	4.6311  GBP
32 17/19p ordinary	CFD	Increasing Short	14,942	4.6354  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				15 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				AVIVA PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
32 17/19p ordinary	Call Options	Written	-322,249	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-241,300	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,791	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,580	5.3176	European	05 Jun 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END