Form 8.3 - Aviva plc Replacement

Barclays PLC

15 January 2025

 

FORM 8.3 - Amendment to 3a Replaces form Released at 24/12/2024 12:44 RNS Number : 3317R
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			AVIVA PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			23 Dec 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  DIRECT LINE INSURANCE GROUP PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				22,054,462	0.82%	15,544,933	0.58%
(2) Cash-settled derivatives:				1,418,415	0.05%	18,205,695	0.68%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	788,931	0.03%
TOTAL:				23,472,877	0.88%	34,539,559	1.29%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
32 17/19p ordinary	Purchase	496,036	4.6240  GBP
32 17/19p ordinary	Purchase	256,530	4.6032  GBP
32 17/19p ordinary	Purchase	193,710	4.6090  GBP
32 17/19p ordinary	Purchase	104,216	4.6160  GBP
32 17/19p ordinary	Purchase	100,710	4.5896  GBP
32 17/19p ordinary	Purchase	77,108	4.6243  GBP
32 17/19p ordinary	Purchase	62,577	4.6012  GBP
32 17/19p ordinary	Purchase	57,650	4.6125  GBP
32 17/19p ordinary	Purchase	57,585	4.6088  GBP
32 17/19p ordinary	Purchase	35,429	4.6084  GBP
32 17/19p ordinary	Purchase	33,844	4.5960  GBP
32 17/19p ordinary	Purchase	20,731	4.6053  GBP
32 17/19p ordinary	Purchase	19,693	4.5975  GBP
32 17/19p ordinary	Purchase	12,540	4.5547  GBP
32 17/19p ordinary	Purchase	11,158	4.5531  GBP
32 17/19p ordinary	Purchase	10,254	4.5636  GBP
32 17/19p ordinary	Purchase	9,606	4.5831  GBP
32 17/19p ordinary	Purchase	6,722	4.5992  GBP
32 17/19p ordinary	Purchase	6,678	4.6004  GBP
32 17/19p ordinary	Purchase	4,914	4.5760  GBP
32 17/19p ordinary	Purchase	4,629	4.6044  GBP
32 17/19p ordinary	Purchase	3,842	4.5734  GBP
32 17/19p ordinary	Purchase	3,409	4.5971  GBP
32 17/19p ordinary	Purchase	3,261	4.5730  GBP
32 17/19p ordinary	Purchase	2,695	4.5865  GBP
32 17/19p ordinary	Purchase	2,609	4.6062  GBP
32 17/19p ordinary	Purchase	2,123	4.6101  GBP
32 17/19p ordinary	Purchase	1,567	4.6013  GBP
32 17/19p ordinary	Purchase	1,331	4.5769  GBP
32 17/19p ordinary	Purchase	1,205	4.6121  GBP
32 17/19p ordinary	Purchase	978	4.6133  GBP
32 17/19p ordinary	Purchase	897	4.5780  GBP
32 17/19p ordinary	Purchase	581	4.5790  GBP
32 17/19p ordinary	Purchase	518	4.5550  GBP
32 17/19p ordinary	Purchase	475	4.6000  GBP
32 17/19p ordinary	Purchase	306	4.5995  GBP
32 17/19p ordinary	Purchase	225	4.6070  GBP
32 17/19p ordinary	Purchase	189	4.6050  GBP
32 17/19p ordinary	Purchase	121	4.6020  GBP
32 17/19p ordinary	Purchase	57	4.6120  GBP
32 17/19p ordinary	Purchase	6	4.6066  GBP
32 17/19p ordinary	Sale	549,707	4.5940  GBP
32 17/19p ordinary	Sale	539,699	4.6161  GBP
32 17/19p ordinary	Sale	339,867	4.6105  GBP
32 17/19p ordinary	Sale	264,896	4.6207  GBP
32 17/19p ordinary	Sale	92,481	4.6032  GBP
32 17/19p ordinary	Sale	92,343	4.6013  GBP
32 17/19p ordinary	Sale	85,190	4.5953  GBP
32 17/19p ordinary	Sale	73,123	4.6063  GBP
32 17/19p ordinary	Sale	62,711	4.5983  GBP
32 17/19p ordinary	Sale	40,136	4.5921  GBP
32 17/19p ordinary	Sale	38,078	4.5965  GBP
32 17/19p ordinary	Sale	21,951	4.6240  GBP
32 17/19p ordinary	Sale	17,638	4.5868  GBP
32 17/19p ordinary	Sale	12,937	4.6230  GBP
32 17/19p ordinary	Sale	9,126	4.6052  GBP
32 17/19p ordinary	Sale	8,349	4.5925  GBP
32 17/19p ordinary	Sale	5,261	4.5787  GBP
32 17/19p ordinary	Sale	4,700	4.5755  GBP
32 17/19p ordinary	Sale	3,865	4.5862  GBP
32 17/19p ordinary	Sale	3,422	4.6073  GBP
32 17/19p ordinary	Sale	3,261	4.5730  GBP
32 17/19p ordinary	Sale	2,746	4.6107  GBP
32 17/19p ordinary	Sale	2,731	4.6028  GBP
32 17/19p ordinary	Sale	2,695	4.5869  GBP
32 17/19p ordinary	Sale	2,563	4.5778  GBP
32 17/19p ordinary	Sale	1,941	4.5971  GBP
32 17/19p ordinary	Sale	1,286	4.6000  GBP
32 17/19p ordinary	Sale	1,273	4.6140  GBP
32 17/19p ordinary	Sale	927	4.5772  GBP
32 17/19p ordinary	Sale	825	4.6151  GBP
32 17/19p ordinary	Sale	581	4.5790  GBP
32 17/19p ordinary	Sale	556	4.5696  GBP
32 17/19p ordinary	Sale	491	4.6050  GBP
32 17/19p ordinary	Sale	373	4.6131  GBP
32 17/19p ordinary	Sale	341	4.5650  GBP
32 17/19p ordinary	Sale	121	4.6020  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
32 17/19p ordinary	SWAP	Decreasing Short	556	4.5696  GBP
32 17/19p ordinary	SWAP	Decreasing Short	3,865	4.5862  GBP
32 17/19p ordinary	SWAP	Decreasing Short	549,707	4.5940  GBP
32 17/19p ordinary	SWAP	Decreasing Short	1,066	4.5974  GBP
32 17/19p ordinary	SWAP	Decreasing Short	62,711	4.5983  GBP
32 17/19p ordinary	SWAP	Decreasing Short	52,686	4.6009  GBP
32 17/19p ordinary	SWAP	Decreasing Short	92,343	4.6013  GBP
32 17/19p ordinary	SWAP	Decreasing Short	30,595	4.6023  GBP
32 17/19p ordinary	SWAP	Decreasing Short	491	4.6050  GBP
32 17/19p ordinary	SWAP	Decreasing Short	73,123	4.6063  GBP
32 17/19p ordinary	SWAP	Decreasing Short	28,493	4.6099  GBP
32 17/19p ordinary	SWAP	Decreasing Short	65,588	4.6101  GBP
32 17/19p ordinary	SWAP	Decreasing Short	133,564	4.6229  GBP
32 17/19p ordinary	SWAP	Decreasing Short	12,937	4.6230  GBP
32 17/19p ordinary	SWAP	Decreasing Short	185,147	4.6239  GBP
32 17/19p ordinary	SWAP	Decreasing Short	36,438	4.6240  GBP
32 17/19p ordinary	SWAP	Increasing Short	518	4.5550  GBP
32 17/19p ordinary	SWAP	Increasing Short	10,254	4.5636  GBP
32 17/19p ordinary	SWAP	Increasing Short	2,664	4.5766  GBP
32 17/19p ordinary	SWAP	Increasing Short	1,331	4.5769  GBP
32 17/19p ordinary	SWAP	Increasing Short	897	4.5780  GBP
32 17/19p ordinary	SWAP	Increasing Short	22,420	4.5887  GBP
32 17/19p ordinary	SWAP	Increasing Short	3,409	4.5971  GBP
32 17/19p ordinary	SWAP	Increasing Short	13,814	4.5975  GBP
32 17/19p ordinary	SWAP	Increasing Short	62,577	4.6012  GBP
32 17/19p ordinary	SWAP	Increasing Short	162,899	4.6016  GBP
32 17/19p ordinary	SWAP	Increasing Short	3,187	4.6032  GBP
32 17/19p ordinary	SWAP	Increasing Short	90,450	4.6062  GBP
32 17/19p ordinary	SWAP	Increasing Short	225	4.6070  GBP
32 17/19p ordinary	SWAP	Increasing Short	34,592	4.6084  GBP
32 17/19p ordinary	SWAP	Increasing Short	284,100	4.6240  GBP
32 17/19p ordinary	SWAP	Increasing Short	77,108	4.6243  GBP
32 17/19p ordinary	SWAP	Increasing Long	449	4.6140  GBP
32 17/19p ordinary	CFD	Decreasing Short	24,782	4.5732  GBP
32 17/19p ordinary	CFD	Decreasing Short	67,241	4.5744  GBP
32 17/19p ordinary	CFD	Decreasing Short	5,224	4.6138  GBP
32 17/19p ordinary	CFD	Decreasing Short	22,985	4.6235  GBP
32 17/19p ordinary	CFD	Decreasing Short	27,458	4.6239  GBP
32 17/19p ordinary	CFD	Increasing Short	320	4.5543  GBP
32 17/19p ordinary	CFD	Increasing Short	2,344	4.5575  GBP
32 17/19p ordinary	CFD	Increasing Short	80	4.5613  GBP
32 17/19p ordinary	CFD	Increasing Short	1,352	4.5730  GBP
32 17/19p ordinary	CFD	Increasing Short	19,940	4.5954  GBP
32 17/19p ordinary	CFD	Increasing Short	27,458	4.6239  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				15 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				AVIVA PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
32 17/19p ordinary	Call Options	Written	-322,247	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-241,319	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,788	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,577	5.3176	European	05 Jun 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END