Form 8.3 - Aviva plc Replacement

Barclays PLC

15 January 2025

 

FORM 8.3 - Amendment to 2a and 3a Replaces form Released at 20/12/2024 14:25 RNS Number : 9895Q
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Full name of discloser:			Barclays PLC.
(b)	Owner or controller of interest and short  positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			AVIVA PLC
(d)	If an exempt fund manager connected with an  offeror/offeree, state this and specify identity of  offeror/offeree:
(e)	Date position held/dealing undertaken:			19 Dec 2024
(f)	In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?			YES:  DIRECT LINE INSURANCE GROUP PLC
2.	POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree  to which the disclosure relates following the dealing(if any)
Class of relevant security:				32 17/19p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				21,627,548	0.80%	16,236,764	0.61%
(2) Cash-settled derivatives:				1,997,667	0.07%	18,615,661	0.70%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	1,099,522	0.04%
TOTAL:				23,625,215	0.88%	35,951,947	1.34%
(b)	Rights to subscribe for new securities (including directors and  other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Number of  securities	Price per unit
32 17/19p ordinary	Purchase	1,075,060	4.5860  GBP
32 17/19p ordinary	Purchase	938,678	4.5851  GBP
32 17/19p ordinary	Purchase	454,586	4.5740  GBP
32 17/19p ordinary	Purchase	170,796	4.5743  GBP
32 17/19p ordinary	Purchase	120,708	4.5736  GBP
32 17/19p ordinary	Purchase	83,233	4.5737  GBP
32 17/19p ordinary	Purchase	80,634	4.5867  GBP
32 17/19p ordinary	Purchase	76,987	4.5763  GBP
32 17/19p ordinary	Purchase	43,748	4.5739  GBP
32 17/19p ordinary	Purchase	24,641	4.5768  GBP
32 17/19p ordinary	Purchase	18,006	4.5844  GBP
32 17/19p ordinary	Purchase	16,293	4.5831  GBP
32 17/19p ordinary	Purchase	16,046	4.5717  GBP
32 17/19p ordinary	Purchase	15,181	4.5716  GBP
32 17/19p ordinary	Purchase	8,626	4.5747  GBP
32 17/19p ordinary	Purchase	7,654	4.5812  GBP
32 17/19p ordinary	Purchase	4,624	4.5771  GBP
32 17/19p ordinary	Purchase	4,048	4.5703  GBP
32 17/19p ordinary	Purchase	2,855	4.6000  GBP
32 17/19p ordinary	Purchase	2,832	4.5711  GBP
ADR	Purchase	2,200	11.6518  USD
32 17/19p ordinary	Purchase	870	5.3176  GBP
32 17/19p ordinary	Purchase	610	4.5760  GBP
32 17/19p ordinary	Purchase	597	4.5710  GBP
32 17/19p ordinary	Purchase	512	4.5680  GBP
32 17/19p ordinary	Purchase	496	4.5836  GBP
32 17/19p ordinary	Purchase	380	4.5730  GBP
32 17/19p ordinary	Purchase	324	4.5702  GBP
32 17/19p ordinary	Purchase	300	4.5870  GBP
32 17/19p ordinary	Purchase	279	4.5700  GBP
32 17/19p ordinary	Purchase	237	4.5640  GBP
32 17/19p ordinary	Purchase	112	4.5690  GBP
32 17/19p ordinary	Purchase	6	4.5720  GBP
32 17/19p ordinary	Sale	1,097,774	4.5860  GBP
32 17/19p ordinary	Sale	161,887	4.5853  GBP
32 17/19p ordinary	Sale	136,381	4.5710  GBP
32 17/19p ordinary	Sale	65,000	4.5762  GBP
32 17/19p ordinary	Sale	61,595	4.5863  GBP
32 17/19p ordinary	Sale	58,542	4.5859  GBP
32 17/19p ordinary	Sale	46,105	4.5865  GBP
32 17/19p ordinary	Sale	32,793	4.5743  GBP
32 17/19p ordinary	Sale	25,272	4.5715  GBP
32 17/19p ordinary	Sale	11,581	4.5851  GBP
32 17/19p ordinary	Sale	9,726	4.5725  GBP
32 17/19p ordinary	Sale	8,694	4.5745  GBP
32 17/19p ordinary	Sale	7,683	4.5707  GBP
32 17/19p ordinary	Sale	2,148	4.5719  GBP
32 17/19p ordinary	Sale	2,122	4.5774  GBP
ADR	Sale	2,000	11.6510  USD
32 17/19p ordinary	Sale	1,924	4.5756  GBP
32 17/19p ordinary	Sale	1,382	4.5823  GBP
32 17/19p ordinary	Sale	916	4.5720  GBP
32 17/19p ordinary	Sale	478	4.5748  GBP
32 17/19p ordinary	Sale	380	4.5730  GBP
32 17/19p ordinary	Sale	300	4.5870  GBP
32 17/19p ordinary	Sale	237	4.5640  GBP
ADR	Sale	200	11.6600  USD
32 17/19p ordinary	Sale	195	4.5664  GBP
32 17/19p ordinary	Sale	178	4.5755  GBP
32 17/19p ordinary	Sale	129	4.5760  GBP
32 17/19p ordinary	Sale	117	4.5887  GBP
32 17/19p ordinary	Sale	111	4.5690  GBP
32 17/19p ordinary	Sale	67	4.5670  GBP
32 17/19p ordinary	Sale	11	4.5699  GBP
32 17/19p ordinary	Sale	10	4.5885  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
32 17/19p ordinary	SWAP	Decreasing Short	7,683	4.5707  GBP
32 17/19p ordinary	SWAP	Decreasing Short	910	4.5720  GBP
32 17/19p ordinary	SWAP	Decreasing Short	178	4.5755  GBP
32 17/19p ordinary	SWAP	Decreasing Short	65,000	4.5762  GBP
32 17/19p ordinary	SWAP	Decreasing Short	258	4.5794  GBP
32 17/19p ordinary	SWAP	Decreasing Short	11,581	4.5850  GBP
32 17/19p ordinary	SWAP	Decreasing Short	129,347	4.5855  GBP
32 17/19p ordinary	SWAP	Decreasing Short	58,542	4.5859  GBP
32 17/19p ordinary	SWAP	Decreasing Short	6,508	4.5860  GBP
32 17/19p ordinary	SWAP	Decreasing Short	4,521	4.6000  GBP
32 17/19p ordinary	SWAP	Increasing Short	2,832	4.5711  GBP
32 17/19p ordinary	SWAP	Increasing Short	8,572	4.5720  GBP
32 17/19p ordinary	SWAP	Increasing Short	60,149	4.5727  GBP
32 17/19p ordinary	SWAP	Increasing Short	83,233	4.5737  GBP
32 17/19p ordinary	SWAP	Increasing Short	88,483	4.5739  GBP
32 17/19p ordinary	SWAP	Increasing Short	454,586	4.5740  GBP
32 17/19p ordinary	SWAP	Increasing Short	38,359	4.5741  GBP
32 17/19p ordinary	SWAP	Increasing Short	170,796	4.5743  GBP
32 17/19p ordinary	SWAP	Increasing Short	610	4.5760  GBP
32 17/19p ordinary	SWAP	Increasing Short	76,987	4.5763  GBP
32 17/19p ordinary	SWAP	Increasing Short	24,641	4.5768  GBP
32 17/19p ordinary	SWAP	Increasing Short	260,099	4.5860  GBP
32 17/19p ordinary	SWAP	Increasing Short	10,667	4.5863  GBP
32 17/19p ordinary	SWAP	Increasing Short	80,634	4.5866  GBP
32 17/19p ordinary	SWAP	Increasing Short	85,106	4.5870  GBP
32 17/19p ordinary	SWAP	Increasing Short	692	4.5991  GBP
32 17/19p ordinary	CFD	Decreasing Short	1,864	4.5668  GBP
32 17/19p ordinary	CFD	Opening Long	133,284	4.5710  GBP
32 17/19p ordinary	CFD	Increasing Long	25,272	4.5715  GBP
32 17/19p ordinary	CFD	Increasing Long	50,352	4.5743  GBP
32 17/19p ordinary	CFD	Increasing Long	120	4.5756  GBP
32 17/19p ordinary	CFD	Increasing Long	41,237	4.5856  GBP
32 17/19p ordinary	CFD	Increasing Long	520,385	4.5860  GBP
32 17/19p ordinary	CFD	Increasing Long	1,480	4.5960  GBP
32 17/19p ordinary	CFD	Decreasing Long	400	4.5673  GBP
32 17/19p ordinary	CFD	Decreasing Long	1,800	4.5711  GBP
32 17/19p ordinary	CFD	Decreasing Long	9,555	4.5781  GBP
32 17/19p ordinary	CFD	Decreasing Long	16,293	4.5831  GBP
32 17/19p ordinary	CFD	Decreasing Long	477,849	4.5859  GBP
32 17/19p ordinary	CFD	Opening Short	520,385	4.5860  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for  new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal  or refrain from dealing entered into by the person making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or  derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the person making the disclosure and any other person relating to:  (i)  the voting rights of any relevant securities under any option; or  (ii) the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				15 Jan 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1.    KEY INFORMATION
Identity of the person whose positions/dealings  are being disclosed:				Barclays PLC.
Name of offeror/offeree in relation to whose  relevant securities this from relates:				AVIVA PLC
2.    OPTIONS AND DERIVATIVES
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
32 17/19p ordinary	Call Options	Written	-322,243	4.2985	European	11 Mar 2025
32 17/19p ordinary	Call Options	Written	-310,611	4.5547	European	23 Dec 2024
32 17/19p ordinary	Call Options	Written	-241,304	4.4050	European	06 May 2025
32 17/19p ordinary	Call Options	Written	-120,787	5.3305	European	06 Jun 2025
32 17/19p ordinary	Call Options	Written	-104,577	5.3176	European	05 Jun 2025
3.    AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:

 

END