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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
AUCTION TECHNOLOGY GROUP PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
16 Jan 2026 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
0.01p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,116,245 |
1.75% |
2,154,348 |
1.78% |
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(2) |
Cash-settled derivatives: |
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1,949,449 |
1.61% |
1,183,453 |
0.98% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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4,065,694 |
3.36% |
3,337,801 |
2.76% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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0.01p ordinary |
Purchase |
72,757 |
3.5568 GBP |
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0.01p ordinary |
Purchase |
71,195 |
3.5500 GBP |
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0.01p ordinary |
Purchase |
53,022 |
3.6200 GBP |
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0.01p ordinary |
Purchase |
44,967 |
3.6036 GBP |
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0.01p ordinary |
Purchase |
39,217 |
3.5950 GBP |
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0.01p ordinary |
Purchase |
30,215 |
3.6034 GBP |
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0.01p ordinary |
Purchase |
25,997 |
3.5824 GBP |
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0.01p ordinary |
Purchase |
25,069 |
3.6105 GBP |
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0.01p ordinary |
Purchase |
15,793 |
3.5908 GBP |
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0.01p ordinary |
Purchase |
12,221 |
3.6000 GBP |
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0.01p ordinary |
Purchase |
11,250 |
3.5941 GBP |
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0.01p ordinary |
Purchase |
10,779 |
3.5940 GBP |
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0.01p ordinary |
Purchase |
5,904 |
3.5559 GBP |
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0.01p ordinary |
Purchase |
5,625 |
3.6107 GBP |
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0.01p ordinary |
Purchase |
5,625 |
3.5499 GBP |
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0.01p ordinary |
Purchase |
5,625 |
3.6503 GBP |
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0.01p ordinary |
Purchase |
5,625 |
3.6242 GBP |
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0.01p ordinary |
Purchase |
5,410 |
3.6192 GBP |
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0.01p ordinary |
Purchase |
4,494 |
3.5771 GBP |
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0.01p ordinary |
Purchase |
3,367 |
3.5819 GBP |
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0.01p ordinary |
Purchase |
3,181 |
3.6033 GBP |
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0.01p ordinary |
Purchase |
3,000 |
3.6133 GBP |
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0.01p ordinary |
Purchase |
3,000 |
3.6416 GBP |
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0.01p ordinary |
Purchase |
1,734 |
3.5162 GBP |
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0.01p ordinary |
Purchase |
667 |
3.6150 GBP |
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0.01p ordinary |
Purchase |
556 |
3.6050 GBP |
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0.01p ordinary |
Purchase |
465 |
3.3100 GBP |
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0.01p ordinary |
Purchase |
461 |
3.3088 GBP |
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0.01p ordinary |
Purchase |
444 |
3.3925 GBP |
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0.01p ordinary |
Purchase |
374 |
3.5850 GBP |
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0.01p ordinary |
Purchase |
366 |
3.6005 GBP |
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0.01p ordinary |
Purchase |
332 |
3.6400 GBP |
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0.01p ordinary |
Purchase |
255 |
3.2150 GBP |
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0.01p ordinary |
Purchase |
251 |
3.6100 GBP |
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0.01p ordinary |
Purchase |
204 |
3.6250 GBP |
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0.01p ordinary |
Purchase |
175 |
3.5250 GBP |
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0.01p ordinary |
Purchase |
161 |
3.2250 GBP |
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0.01p ordinary |
Purchase |
147 |
3.6350 GBP |
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0.01p ordinary |
Purchase |
131 |
3.2200 GBP |
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0.01p ordinary |
Purchase |
115 |
3.6300 GBP |
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0.01p ordinary |
Purchase |
97 |
3.5900 GBP |
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0.01p ordinary |
Purchase |
93 |
3.5650 GBP |
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0.01p ordinary |
Purchase |
89 |
3.5450 GBP |
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0.01p ordinary |
Purchase |
86 |
3.5800 GBP |
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0.01p ordinary |
Purchase |
81 |
3.5400 GBP |
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0.01p ordinary |
Purchase |
47 |
3.2175 GBP |
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0.01p ordinary |
Purchase |
32 |
3.2100 GBP |
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0.01p ordinary |
Purchase |
18 |
3.1900 GBP |
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0.01p ordinary |
Sale |
145,169 |
3.6200 GBP |
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0.01p ordinary |
Sale |
71,195 |
3.5500 GBP |
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0.01p ordinary |
Sale |
67,279 |
3.4692 GBP |
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0.01p ordinary |
Sale |
57,698 |
3.5755 GBP |
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0.01p ordinary |
Sale |
44,705 |
3.5636 GBP |
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0.01p ordinary |
Sale |
44,565 |
3.5377 GBP |
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0.01p ordinary |
Sale |
43,724 |
3.3440 GBP |
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0.01p ordinary |
Sale |
35,870 |
3.5588 GBP |
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0.01p ordinary |
Sale |
31,925 |
3.5853 GBP |
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0.01p ordinary |
Sale |
16,839 |
3.5900 GBP |
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0.01p ordinary |
Sale |
12,805 |
3.5196 GBP |
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0.01p ordinary |
Sale |
7,176 |
3.2947 GBP |
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0.01p ordinary |
Sale |
4,584 |
3.5697 GBP |
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0.01p ordinary |
Sale |
3,309 |
3.5182 GBP |
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0.01p ordinary |
Sale |
2,621 |
3.5929 GBP |
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0.01p ordinary |
Sale |
2,284 |
3.5743 GBP |
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0.01p ordinary |
Sale |
1,398 |
3.5879 GBP |
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0.01p ordinary |
Sale |
1,340 |
3.6000 GBP |
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0.01p ordinary |
Sale |
1,111 |
3.5450 GBP |
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0.01p ordinary |
Sale |
1,075 |
3.6090 GBP |
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0.01p ordinary |
Sale |
918 |
3.6050 GBP |
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0.01p ordinary |
Sale |
918 |
3.6021 GBP |
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0.01p ordinary |
Sale |
900 |
3.2107 GBP |
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0.01p ordinary |
Sale |
879 |
3.5543 GBP |
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0.01p ordinary |
Sale |
686 |
3.5974 GBP |
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0.01p ordinary |
Sale |
667 |
3.6150 GBP |
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0.01p ordinary |
Sale |
532 |
3.3208 GBP |
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0.01p ordinary |
Sale |
416 |
3.6284 GBP |
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0.01p ordinary |
Sale |
374 |
3.5850 GBP |
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0.01p ordinary |
Sale |
369 |
3.2100 GBP |
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0.01p ordinary |
Sale |
332 |
3.6400 GBP |
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0.01p ordinary |
Sale |
281 |
3.5600 GBP |
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0.01p ordinary |
Sale |
274 |
3.6199 GBP |
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0.01p ordinary |
Sale |
251 |
3.6100 GBP |
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0.01p ordinary |
Sale |
218 |
3.5950 GBP |
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0.01p ordinary |
Sale |
204 |
3.6250 GBP |
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0.01p ordinary |
Sale |
175 |
3.5250 GBP |
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0.01p ordinary |
Sale |
161 |
3.2250 GBP |
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0.01p ordinary |
Sale |
147 |
3.6350 GBP |
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0.01p ordinary |
Sale |
131 |
3.2200 GBP |
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0.01p ordinary |
Sale |
115 |
3.6300 GBP |
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0.01p ordinary |
Sale |
93 |
3.5650 GBP |
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0.01p ordinary |
Sale |
86 |
3.5800 GBP |
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0.01p ordinary |
Sale |
81 |
3.5400 GBP |
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0.01p ordinary |
Sale |
55 |
3.6130 GBP |
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0.01p ordinary |
Sale |
47 |
3.2175 GBP |
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0.01p ordinary |
Sale |
18 |
3.1900 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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0.01p ordinary |
SWAP |
Increasing Long |
11,039 |
3.5759 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
900 |
3.2107 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
7,176 |
3.2947 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
4,000 |
3.2996 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
43,724 |
3.3440 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
380 |
3.4189 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
150 |
3.4244 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
3 |
3.4666 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
67,279 |
3.4692 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
53 |
3.5022 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
587 |
3.5035 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1,208 |
3.5089 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
120 |
3.5115 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
789 |
3.5142 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
19,151 |
3.5365 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
30,533 |
3.5528 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
879 |
3.5543 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
44,705 |
3.5636 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
11,886 |
3.5827 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
5,337 |
3.5932 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
1 |
3.6198 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
274 |
3.6199 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
51,408 |
3.6200 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
144 |
3.6206 GBP |
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0.01p ordinary |
SWAP |
Increasing Long |
279 |
3.6300 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2 |
3.1700 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
909 |
3.3502 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,625 |
3.5499 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
25,575 |
3.5821 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
11,250 |
3.5940 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
38,999 |
3.5950 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
36,000 |
3.5993 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
422 |
3.6000 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
30,215 |
3.6034 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,625 |
3.6107 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
10,158 |
3.6182 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
2 |
3.6200 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,625 |
3.6242 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
249 |
3.6400 GBP |
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0.01p ordinary |
SWAP |
Decreasing Long |
5,625 |
3.6503 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
2,284 |
3.5743 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
8,445 |
3.5890 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
2,903 |
3.5918 GBP |
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0.01p ordinary |
CFD |
Increasing Long |
63,871 |
3.6200 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
1,935 |
3.3270 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
10,779 |
3.5940 GBP |
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0.01p ordinary |
CFD |
Decreasing Long |
55,340 |
3.6200 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercise |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
19 Jan 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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