Form 8.5 EPT/Non RI ASSURA PLC

Barclays PLC

06 March 2025

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				ASSURA PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				ASSURA PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				05 Mar 2025
(e)	In addition to the company in 1(b) above, is the exempt principal				NO
	trader making disclosures in respect of any other party to the offer?
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				10p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			11,735,280	0.36%	15,722,077	0.48%
(2)	Cash-settled derivatives:
	and/or controlled:			9,879,906	0.30%	9,993,466	0.31%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			21,615,186	0.66%	25,715,543	0.79%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
10p ordinary		Purchase		3,207,622		0.4126  GBP	0.4093  GBP
10p ordinary		Sale		2,935,300		0.4126  GBP	0.4084  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
10p ordinary		SWAP		Decreasing Short		6,063	0.4084  GBP
10p ordinary		SWAP		Decreasing Short		916	0.4085  GBP
10p ordinary		SWAP		Decreasing Short		10,291	0.4099  GBP
10p ordinary		SWAP		Decreasing Short		33,080	0.4100  GBP
10p ordinary		SWAP		Decreasing Short		26,685	0.4101  GBP
10p ordinary		SWAP		Decreasing Short		96,959	0.4103  GBP
10p ordinary		SWAP		Decreasing Short		222,974	0.4105  GBP
10p ordinary		SWAP		Decreasing Short		26,208	0.4109  GBP
10p ordinary		SWAP		Decreasing Short		10,454	0.4110  GBP
10p ordinary		SWAP		Decreasing Short		10,464	0.4116  GBP
10p ordinary		SWAP		Decreasing Short		14	0.4158  GBP
10p ordinary		SWAP		Increasing Short		500,227	0.4100  GBP
10p ordinary		SWAP		Increasing Short		84,666	0.4103  GBP
10p ordinary		SWAP		Increasing Short		3,289	0.4114  GBP
10p ordinary		SWAP		Increasing Short		6,559	0.4119  GBP
10p ordinary		SWAP		Increasing Short		26,316	0.4126  GBP
10p ordinary		SWAP		Decreasing Short		40,000	9.6488  ZAR
10p ordinary		CFD		Decreasing Short		40,000	9.6476  ZAR
10p ordinary		CFD		Opening Long		34,058	0.4107  GBP
10p ordinary		CFD		Decreasing Long		63,849	0.4106  GBP
10p ordinary		CFD		Decreasing Long		25,582	0.4114  GBP
10p ordinary		CFD		Decreasing Long		40,000	0.4124  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				06 Mar 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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