Form8.5 (EPT/NON-RI)Alphawave IP Group plc Replace

Barclays PLC

08 April 2025

 

FORM 8.5 (EPT/NON-RI)
Amendment - this form replaces RNS number 1490E published at 12:02 on  08/04/2025 , changes made to section 3A.
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			07 Apr 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  QUALCOMM INCORPORATED
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,014,552	0.66%	15,363,304	2.03%
(2) Cash-settled derivatives:				13,988,851	1.85%	4,568,773	0.60%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				19,003,403	2.51%	19,932,077	2.63%
Class of relevant security:				Senior unsecured convertible bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,200,000	2.13%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
1p ordinary	Purchase	1241462	1.2570  GBP	1.1700  GBP
1p ordinary	Sale	1461833	1.2589  GBP	1.1707  GBP
Senior unsecured convertible bond	Purchase	2000000	116.1250  USD	116.0000  USD
Senior unsecured convertible bond	Sale	2000000	116.7500  USD	116.7500  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Increasing Long	57,504	1.1967  GBP
1p ordinary	SWAP	Increasing Long	57,504	1.1997  GBP
1p ordinary	SWAP	Increasing Long	78,489	1.2016  GBP
1p ordinary	SWAP	Increasing Long	92,613	1.2018  GBP
1p ordinary	SWAP	Increasing Long	16,131	1.2038  GBP
1p ordinary	SWAP	Increasing Long	4,702	1.2050  GBP
1p ordinary	SWAP	Increasing Long	6,231	1.2164  GBP
1p ordinary	SWAP	Increasing Long	44	1.2197  GBP
1p ordinary	SWAP	Increasing Long	71,879	1.2281  GBP
1p ordinary	SWAP	Increasing Long	6,024	1.2410  GBP
1p ordinary	SWAP	Increasing Long	58	1.2460  GBP
1p ordinary	SWAP	Increasing Long	905	1.2471  GBP
1p ordinary	SWAP	Increasing Long	1,632	1.2529  GBP
1p ordinary	SWAP	Increasing Long	46,249	1.2530  GBP
1p ordinary	SWAP	Increasing Long	1	1.2589  GBP
1p ordinary	SWAP	Decreasing Long	415	1.1855  GBP
1p ordinary	SWAP	Decreasing Long	547	1.1902  GBP
1p ordinary	SWAP	Decreasing Long	5,794	1.1953  GBP
1p ordinary	SWAP	Decreasing Long	14,886	1.1968  GBP
1p ordinary	SWAP	Decreasing Long	28,771	1.1986  GBP
1p ordinary	SWAP	Decreasing Long	88	1.2031  GBP
1p ordinary	SWAP	Decreasing Long	205,477	1.2087  GBP
1p ordinary	SWAP	Decreasing Long	7,132	1.2094  GBP
1p ordinary	SWAP	Decreasing Long	9	1.2177  GBP
1p ordinary	SWAP	Decreasing Long	18	1.2276  GBP
1p ordinary	SWAP	Decreasing Long	87	1.2277  GBP
1p ordinary	SWAP	Decreasing Long	6,253	1.2315  GBP
1p ordinary	SWAP	Decreasing Long	1,079	1.2355  GBP
1p ordinary	SWAP	Decreasing Long	8,723	1.2530  GBP
1p ordinary	CFD	Increasing Long	28,322	1.2053  GBP
1p ordinary	CFD	Increasing Long	11,932	1.2204  GBP
1p ordinary	CFD	Decreasing Long	314	1.2080  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				08 Apr 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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