Form 8.5 (EPT/NON-RI) - Alphawave IP Replacement

Barclays PLC

02 April 2025

 

FORM 8.5 (EPT/NON-RI) - Amendment - this form replaces RNS number 3639D published at 11:50 on 02/04/2025, changes made to section 2a, 3a and 3b.
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			01 Apr 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  QUALCOMM INCORPORATED
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				6,573,702	0.87%	13,998,509	1.85%
(2) Cash-settled derivatives:				12,957,688	1.71%	4,177,888	0.55%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				19,531,390	2.58%	18,176,397	2.40%
Class of relevant security:				Senior unsecured convertible bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				2,000,000	0.26%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				2,000,000	0.26%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
1p ordinary	Purchase	5371537	1.3919  GBP	0.9448  GBP
1p ordinary	Sale	4358248	1.4018  GBP	0.9808  GBP
Senior unsecured convertible bond	Purchase	2544565	121.5000  USD	120.7500  USD
Senior unsecured convertible bond	Sale	2059420	121.5000  USD	121.5000  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Opening Long	42	0.9869  GBP
1p ordinary	SWAP	Increasing Long	1,363	1.0568  GBP
1p ordinary	SWAP	Increasing Long	308,432	1.0626  GBP
1p ordinary	SWAP	Increasing Long	1,589	1.0659  GBP
1p ordinary	SWAP	Increasing Long	624	1.0707  GBP
1p ordinary	SWAP	Increasing Long	156,196	1.0788  GBP
1p ordinary	SWAP	Increasing Long	200	1.0799  GBP
1p ordinary	SWAP	Increasing Long	16,877	1.0920  GBP
1p ordinary	SWAP	Increasing Long	29,380	1.1105  GBP
1p ordinary	SWAP	Increasing Long	33,225	1.1118  GBP
1p ordinary	SWAP	Increasing Long	4,499	1.1314  GBP
1p ordinary	SWAP	Increasing Long	5,971	1.1453  GBP
1p ordinary	SWAP	Increasing Long	261,572	1.2101  GBP
1p ordinary	SWAP	Increasing Long	15,063	1.2620  GBP
1p ordinary	SWAP	Increasing Long	75,195	1.2715  GBP
1p ordinary	SWAP	Increasing Long	200	1.3199  GBP
1p ordinary	SWAP	Increasing Long	35,366	1.3473  GBP
1p ordinary	SWAP	Increasing Long	13,585	1.3587  GBP
1p ordinary	SWAP	Increasing Long	76,986	1.3697  GBP
1p ordinary	SWAP	Increasing Long	234,219	1.3699  GBP
1p ordinary	SWAP	Increasing Long	645,992	1.3700  GBP
1p ordinary	SWAP	Increasing Long	7,507	1.3779  GBP
1p ordinary	SWAP	Increasing Long	134	1.3998  GBP
1p ordinary	SWAP	Increasing Long	27,548	1.4018  GBP
1p ordinary	SWAP	Decreasing Long	16	0.9320  GBP
1p ordinary	SWAP	Decreasing Long	796	0.9447  GBP
1p ordinary	SWAP	Decreasing Long	468	0.9450  GBP
1p ordinary	SWAP	Decreasing Long	974	0.9472  GBP
1p ordinary	SWAP	Decreasing Long	11	0.9796  GBP
1p ordinary	SWAP	Decreasing Long	19,801	1.0106  GBP
1p ordinary	SWAP	Decreasing Long	3	1.0805  GBP
1p ordinary	SWAP	Decreasing Long	22	1.1939  GBP
1p ordinary	SWAP	Decreasing Long	3,996	1.2374  GBP
1p ordinary	SWAP	Decreasing Long	8	1.2631  GBP
1p ordinary	SWAP	Decreasing Long	24,990	1.3013  GBP
1p ordinary	SWAP	Decreasing Long	2,558	1.3164  GBP
1p ordinary	SWAP	Decreasing Long	31,197	1.3168  GBP
1p ordinary	SWAP	Decreasing Long	113	1.3236  GBP
1p ordinary	SWAP	Decreasing Long	4,916	1.3321  GBP
1p ordinary	SWAP	Decreasing Long	150,000	1.3379  GBP
1p ordinary	SWAP	Decreasing Long	10,932	1.3384  GBP
1p ordinary	SWAP	Decreasing Long	9,813	1.3389  GBP
1p ordinary	SWAP	Decreasing Long	577	1.3420  GBP
1p ordinary	SWAP	Decreasing Long	6,113	1.3472  GBP
1p ordinary	SWAP	Decreasing Long	309	1.3483  GBP
1p ordinary	SWAP	Decreasing Long	86,820	1.3527  GBP
1p ordinary	SWAP	Decreasing Long	123,790	1.3534  GBP
1p ordinary	SWAP	Decreasing Long	5,127	1.3570  GBP
1p ordinary	SWAP	Decreasing Long	5,338	1.3588  GBP
1p ordinary	SWAP	Decreasing Long	573,514	1.3626  GBP
1p ordinary	SWAP	Decreasing Long	372,573	1.3631  GBP
1p ordinary	SWAP	Opening Short	1,009,290	1.3632  GBP
1p ordinary	SWAP	Increasing Short	38,579	1.3700  GBP
1p ordinary	SWAP	Increasing Short	570,438	1.3808  GBP
1p ordinary	SWAP	Increasing Short	48,923	1.3919  GBP
1p ordinary	CFD	Opening Long	47,766	1.1446  GBP
1p ordinary	CFD	Increasing Long	15,265	1.2045  GBP
1p ordinary	CFD	Increasing Long	65,405	1.3698  GBP
1p ordinary	CFD	Decreasing Long	26,044	1.1302  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				02 Apr 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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