Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP - Replace

Barclays PLC

13 June 2025

 

FORM 8.5 (EPT/NON-RI)  Amendment - this form replaces RNS number 6155M published at 11:48 on 12/06/2025, changes made to section 2A,3A
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			11 Jun 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				14,540,536	1.90%	11,052,075	1.45%
(2) Cash-settled derivatives:				9,192,882	1.20%	14,194,112	1.86%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				23,733,418	3.11%	25,246,187	3.31%
Class of relevant security:				Senior unsecured convertible bond
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,200,000	2.13%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
1p ordinary	Purchase	4795844	1.8229  GBP	1.7850  GBP
1p ordinary	Sale	1618864	1.8160  GBP	1.7495  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Increasing Short	57,500	1.7850  USD
1p ordinary	SWAP	Increasing Short	23,000	1.8229  USD
1p ordinary	SWAP	Increasing Long	115,200	1.7495  GBP
1p ordinary	SWAP	Increasing Long	110	1.7995  GBP
1p ordinary	SWAP	Increasing Long	113	1.8037  GBP
1p ordinary	SWAP	Increasing Long	7,538	1.8039  GBP
1p ordinary	SWAP	Increasing Long	284,194	1.8040  GBP
1p ordinary	SWAP	Increasing Long	39,266	1.8050  GBP
1p ordinary	SWAP	Increasing Long	123,456	1.8060  GBP
1p ordinary	SWAP	Increasing Long	91,300	1.8061  GBP
1p ordinary	SWAP	Increasing Long	16,566	1.8065  GBP
1p ordinary	SWAP	Increasing Long	2,241	1.8068  GBP
1p ordinary	SWAP	Increasing Long	25,927	1.8083  GBP
1p ordinary	SWAP	Increasing Long	250,000	1.8090  GBP
1p ordinary	SWAP	Increasing Long	3,839	1.8100  GBP
1p ordinary	SWAP	Increasing Long	14,937	1.8122  GBP
1p ordinary	SWAP	Increasing Long	15,196	1.8128  GBP
1p ordinary	SWAP	Increasing Long	25,000	1.8156  USD
1p ordinary	SWAP	Opening Short	2,000,000	1.7854  USD
1p ordinary	SWAP	Increasing Short	185,000	1.7907  USD
1p ordinary	SWAP	Increasing Short	37,222	1.7917  GBP
1p ordinary	SWAP	Increasing Short	38,400	1.7952  GBP
1p ordinary	SWAP	Increasing Short	19,200	1.7962  GBP
1p ordinary	SWAP	Increasing Short	15,000	1.7984  USD
1p ordinary	SWAP	Increasing Short	19,200	1.7994  GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8002  GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8003  GBP
1p ordinary	SWAP	Increasing Short	57,600	1.8021  GBP
1p ordinary	SWAP	Increasing Short	45,821	1.8037  GBP
1p ordinary	SWAP	Increasing Short	232,910	1.8040  GBP
1p ordinary	SWAP	Increasing Short	23,691	1.8041  GBP
1p ordinary	SWAP	Increasing Short	429,535	1.8046  GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8048  GBP
1p ordinary	SWAP	Increasing Short	19,200	1.8053  GBP
1p ordinary	SWAP	Increasing Short	140,953	1.8055  GBP
1p ordinary	SWAP	Increasing Short	391,323	1.8059  GBP
1p ordinary	SWAP	Increasing Short	1,071	1.8070  GBP
1p ordinary	SWAP	Increasing Short	198,692	1.8077  GBP
1p ordinary	SWAP	Increasing Short	164,204	1.8078  GBP
1p ordinary	SWAP	Increasing Short	24,378	1.8079  GBP
1p ordinary	SWAP	Increasing Short	62,177	1.8083  GBP
1p ordinary	SWAP	Increasing Short	49,072	1.8085  GBP
1p ordinary	SWAP	Increasing Short	38,400	1.8092  GBP
1p ordinary	SWAP	Increasing Short	40,173	1.8093  GBP
1p ordinary	SWAP	Increasing Short	1,739	1.8095  GBP
1p ordinary	SWAP	Increasing Short	986,547	1.8109  GBP
1p ordinary	SWAP	Increasing Short	10,336	1.8114  GBP
1p ordinary	SWAP	Increasing Short	96,000	1.8123  GBP
1p ordinary	SWAP	Increasing Short	500,000	1.8176  USD
1p ordinary	CFD	Increasing Short	3,000	1.7801  GBP
1p ordinary	CFD	Increasing Short	40,356	1.8021  GBP
1p ordinary	SWAP	Opening Short	125,000	1.8070  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 Jun 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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