Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

Barclays PLC

17 June 2025

 

FORM 8.5 (EPT/NON-RI)
Amendment - this form replaces RNS number 0272N published at 11:57 on 16/06/2025, changes made to section 2a, 3a
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				ALPHAWAVE IP GROUP PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				ALPHAWAVE IP GROUP PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				13-Jun-25
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
-1	Relevant securities owned
	and/or controlled:			15,010,874	1.97%	8,364,160	1.10%
-2	Cash-settled derivatives:
	and/or controlled:			6,614,306	0.87%	14,756,418	1.93%
-3	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			21,625,180	2.83%	23,120,578	3.03%
Class of relevant security:				Senior unsecured convertible bond
				Interests		Short Positions
				Number	(%)	Number	(%)
-1	Relevant securities owned
	and/or controlled:			3,000,000	2.00%	0	0.00%
-2	Cash-settled derivatives:
	and/or controlled:			0	0.00%	0	0.00%
-3	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			3,000,000	2.00%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		3,128,601		1.8132  GBP	1.7830  GBP
1p ordinary		Sale		2,723,762		1.8103  GBP	1.7830  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Decreasing Short		26	0.0011  USD
1p ordinary		SWAP		Decreasing Short		13,172	1.7889  GBP
1p ordinary		SWAP		Decreasing Short		3,355	1.7890  GBP
1p ordinary		SWAP		Decreasing Short		150,000	1.7895  GBP
1p ordinary		SWAP		Decreasing Short		196,104	1.7898  GBP
1p ordinary		SWAP		Decreasing Short		109	1.7900  GBP
1p ordinary		SWAP		Decreasing Short		47,430	1.7908  GBP
1p ordinary		SWAP		Decreasing Short		119,881	1.7912  GBP
1p ordinary		SWAP		Decreasing Short		242,451	1.7923  GBP
1p ordinary		SWAP		Decreasing Short		23,564	1.7943  GBP
1p ordinary		SWAP		Increasing Short		26	0.0011  GBP
1p ordinary		SWAP		Increasing Short		59,811	1.7890  GBP
1p ordinary		SWAP		Increasing Short		1,159	1.7904  GBP
1p ordinary		SWAP		Increasing Short		21,926	1.7905  GBP
1p ordinary		SWAP		Increasing Short		38,400	1.7913  GBP
1p ordinary		SWAP		Increasing Short		29,155	1.7917  GBP
1p ordinary		SWAP		Increasing Short		30,728	1.7918  GBP
1p ordinary		SWAP		Increasing Short		245,379	1.7922  GBP
1p ordinary		SWAP		Increasing Short		19,738	1.7934  GBP
1p ordinary		SWAP		Increasing Short		314,450	1.7935  GBP
1p ordinary		SWAP		Increasing Short		61,935	1.7946  GBP
1p ordinary		SWAP		Increasing Short		1,938	1.7958  GBP
1p ordinary		SWAP		Increasing Short		17,290	1.7972  GBP
1p ordinary		SWAP		Increasing Short		22,644	1.7982  GBP
1p ordinary		SWAP		Increasing Short		2,033	1.8000  GBP
1p ordinary		SWAP		Increasing Short		7,032	1.8005  GBP
1p ordinary		SWAP		Increasing Short		200,000	1.8025  USD
1p ordinary		SWAP		Increasing Short		200,000	1.8116  USD
1p ordinary		CFD		Increasing Short		4,835	1.7931  GBP
1p ordinary		CFD		Increasing Short		5,081	1.7993  GBP
1p ordinary		SWAP		Increasing Short		100,000	1.7948  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				17-Jun-25
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END