Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

Barclays PLC

13 June 2025

 

FORM 8.5 (EPT/NON-RI)
Amendment - this form replaces RNS number 2275M published at 11:59 on 10/06/2025, changes made to section 2A,3A,3B
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				ALPHAWAVE IP GROUP PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				ALPHAWAVE IP GROUP PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				9-Jun-25
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
-1	Relevant securities owned
	and/or controlled:			11,264,391	1.45%	12,885,410	1.69%
-2	Cash-settled derivatives:
	and/or controlled:			11,333,421	1.46%	5,512,236	0.72%
-3	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			22,597,812	2.91%	18,397,646	2.41%
Class of relevant security:				Senior unsecured convertible bond
				Interests		Short Positions
				Number	(%)	Number	(%)
-1	Relevant securities owned				2.13%
	and/or controlled:			3,200,000
-2	Cash-settled derivatives:
	and/or controlled:			0	0.00%	0	0.00%
-3	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
					2.13%
	TOTAL:			3,200,000		0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		18,930,300		1.8688  GBP	1.7740  GBP
1p ordinary		Sale		7,097,078		1.8559  GBP	1.7739  GBP
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Increasing Long		96,455	1.7739  GBP
1p ordinary		SWAP		Increasing Long		81,644	1.7740  GBP
1p ordinary		SWAP		Increasing Long		464,720	1.7754  GBP
1p ordinary		SWAP		Increasing Long		293,427	1.7809  GBP
1p ordinary		SWAP		Increasing Long		262,172	1.7972  GBP
1p ordinary		SWAP		Increasing Long		2,035	1.7978  GBP
1p ordinary		SWAP		Increasing Long		19,674	1.7992  GBP
1p ordinary		SWAP		Increasing Long		320,000	1.8002  USD
1p ordinary		SWAP		Increasing Long		22,255	1.8219  GBP
1p ordinary		SWAP		Increasing Long		541,189	1.8227  GBP
1p ordinary		SWAP		Increasing Long		1,338,185	1.8241  GBP
1p ordinary		SWAP		Increasing Long		14,836	1.8312  GBP
1p ordinary		SWAP		Increasing Long		21,781	1.8337  GBP
1p ordinary		SWAP		Increasing Long		1,704	1.8559  GBP
1p ordinary		SWAP		Decreasing Long		352,275	1.7740  GBP
1p ordinary		SWAP		Decreasing Long		87,477	1.7741  GBP
1p ordinary		SWAP		Decreasing Long		100,000	1.7878  GBP
1p ordinary		SWAP		Decreasing Long		303,969	1.7951  GBP
1p ordinary		SWAP		Decreasing Long		2,085	1.7956  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.7973  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8003  GBP
1p ordinary		SWAP		Decreasing Long		38,400	1.8008  GBP
1p ordinary		SWAP		Decreasing Long		6,000	1.8024  GBP
1p ordinary		SWAP		Decreasing Long		38,400	1.8053  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8095  GBP
1p ordinary		SWAP		Decreasing Long		30	1.8118  GBP
1p ordinary		SWAP		Decreasing Long		12,345	1.8127  GBP
1p ordinary		SWAP		Decreasing Long		9	1.8168  GBP
1p ordinary		SWAP		Decreasing Long		34,430	1.8176  GBP
1p ordinary		SWAP		Decreasing Long		9,600	1.8203  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8245  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8263  GBP
1p ordinary		SWAP		Decreasing Long		9,600	1.8273  GBP
1p ordinary		SWAP		Decreasing Long		200,000	1.8288  GBP
1p ordinary		SWAP		Decreasing Long		57,600	1.8303  GBP
1p ordinary		SWAP		Decreasing Long		654,876	1.8316  GBP
1p ordinary		SWAP		Decreasing Long		445,978	1.8318  GBP
1p ordinary		SWAP		Decreasing Long		3,000,000	1.8320  GBP
1p ordinary		SWAP		Decreasing Long		909,935	1.8352  GBP
1p ordinary		SWAP		Decreasing Long		62,361	1.8372  GBP
1p ordinary		SWAP		Decreasing Long		39,828	1.8386  GBP
1p ordinary		SWAP		Decreasing Long		131,841	1.8389  GBP
1p ordinary		SWAP		Decreasing Long		200,000	1.8390  GBP
1p ordinary		SWAP		Decreasing Long		38,400	1.8403  GBP
1p ordinary		SWAP		Decreasing Long		24,115	1.8413  GBP
1p ordinary		SWAP		Decreasing Long		297,770	1.8417  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8418  GBP
1p ordinary		SWAP		Decreasing Long		58,502	1.8427  GBP
1p ordinary		SWAP		Decreasing Long		946,577	1.8448  GBP
1p ordinary		SWAP		Decreasing Long		38,400	1.8453  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8463  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8465  GBP
1p ordinary		SWAP		Decreasing Long		900,000	1.8468  GBP
1p ordinary		SWAP		Decreasing Long		500,000	1.8520  GBP
1p ordinary		SWAP		Decreasing Long		200,000	1.8528  GBP
1p ordinary		SWAP		Decreasing Long		150,000	1.8530  GBP
1p ordinary		SWAP		Decreasing Long		57,600	1.8587  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8589  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8653  GBP
1p ordinary		SWAP		Decreasing Long		19,200	1.8688  GBP
1p ordinary		CFD		Increasing Long		8,678	1.7980  GBP
1p ordinary		CFD		Decreasing Long		6,056	1.8144  GBP
1p ordinary		SWAP		Increasing Long		320,000	1.8002  USD
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13-Jun-25
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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