Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

Barclays PLC

13 June 2025

 

FORM 8.5 (EPT/NON-RI) Amendment - this form replaces RNS number 4271M published at 12:02 on 11/06/2025, changes made to section 2A,3A
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			10 Jun 2025
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES: Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm Incorporated)
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				13,035,844	1.68%	12,724,363	1.67%
(2) Cash-settled derivatives:				10,857,998	1.42%	10,682,211	1.40%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				23,893,842	3.10%	23,406,574	3.07%
Class of relevant security:				Senior unsecured convertible bond
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,200,000	2.13%	0	0.00%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
1p ordinary	Purchase	4681102	1.7984  GBP	1.7508  GBP
1p ordinary	Sale	2748602	1.7910  GBP	1.7390  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
1p ordinary	SWAP	Opening Short	94,300	1.8008  USD
1p ordinary	SWAP	Increasing Long	46,543	1.7390  GBP
1p ordinary	SWAP	Increasing Long	38,400	1.7737  GBP
1p ordinary	SWAP	Increasing Long	1,000	1.7750  GBP
1p ordinary	SWAP	Increasing Long	10,876	1.7752  GBP
1p ordinary	SWAP	Increasing Long	1,000	1.7760  GBP
1p ordinary	SWAP	Increasing Long	18,975	1.7810  USD
1p ordinary	SWAP	Increasing Long	40,475	1.7813  GBP
1p ordinary	SWAP	Increasing Long	5,596	1.7829  GBP
1p ordinary	SWAP	Increasing Long	43,495	1.7830  GBP
1p ordinary	SWAP	Increasing Long	166,744	1.7834  GBP
1p ordinary	SWAP	Increasing Long	13,708	1.7846  GBP
1p ordinary	SWAP	Increasing Long	31,575	1.7860  GBP
1p ordinary	SWAP	Increasing Long	35	1.7862  GBP
1p ordinary	SWAP	Increasing Long	79,099	1.7878  GBP
1p ordinary	SWAP	Increasing Long	19,200	1.7879  GBP
1p ordinary	SWAP	Increasing Long	21,056	1.7887  GBP
1p ordinary	SWAP	Increasing Long	809,475	1.7895  GBP
1p ordinary	SWAP	Increasing Long	19,200	1.7899  GBP
1p ordinary	SWAP	Decreasing Long	41,000	1.7390  USD
1p ordinary	SWAP	Decreasing Long	2,293	1.7508  GBP
1p ordinary	SWAP	Decreasing Long	38,400	1.7748  GBP
1p ordinary	SWAP	Decreasing Long	2,086	1.7822  GBP
1p ordinary	SWAP	Decreasing Long	4,894	1.7827  GBP
1p ordinary	SWAP	Decreasing Long	43,328	1.7830  GBP
1p ordinary	SWAP	Decreasing Long	10,010	1.7856  GBP
1p ordinary	SWAP	Decreasing Long	58,279	1.7864  GBP
1p ordinary	SWAP	Decreasing Long	43,129	1.7865  GBP
1p ordinary	SWAP	Decreasing Long	38,000	1.7874  USD
1p ordinary	SWAP	Decreasing Long	141,563	1.7875  GBP
1p ordinary	SWAP	Decreasing Long	232,887	1.7878  GBP
1p ordinary	SWAP	Decreasing Long	18,482	1.7879  GBP
1p ordinary	SWAP	Decreasing Long	370,323	1.7880  GBP
1p ordinary	SWAP	Decreasing Long	165	1.7891  GBP
1p ordinary	SWAP	Decreasing Long	4,156	1.7894  GBP
1p ordinary	SWAP	Decreasing Long	1,336	1.7900  GBP
1p ordinary	SWAP	Decreasing Long	3,388	1.7913  GBP
1p ordinary	SWAP	Decreasing Long	200,000	1.8001  USD
1p ordinary	SWAP	Opening Short	5,541,798	1.8186  USD
1p ordinary	SWAP	Increasing Short	38,400	1.8226  GBP
1p ordinary	CFD	Decreasing Long	30,161	1.7674  GBP
1p ordinary	CFD	Opening Short	53,472	1.7697  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 Jun 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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