Form 8.5 EPT/Non RI - ALPHAWAVE IP GROUP PLC

Companies

Barclays (BARC)
Alphawave IP Group (AWE)

UK 100

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FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			ALPHAWAVE IP GROUP PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			ALPHAWAVE IP GROUP PLC
(d)	Date position held/dealing undertaken:			08 Apr 2025
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			YES: QUALCOMM INCORPORATED
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				5,050,043	0.67%	15,302,684	2.02%
(2) Cash-settled derivatives:				13,938,528	1.84%	4,604,264	0.61%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				18,988,571	2.51%	19,906,948	2.63%
Class of relevant security:				Senior unsecured convertible bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				3,200,000	2.13%	0	0.00%
(2) Cash-settled derivatives:				0	0.00%	0	0.00%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				3,200,000	2.13%	0	0.00%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
1p ordinary	Purchase	970443	1.3233 GBP	1.2790 GBP
1p ordinary	Sale	874332	1.3290 GBP	1.2514 GBP
Senior unsecured convertible bond	Purchase	1000000	119.0400 USD	119.0400 USD
Senior unsecured convertible bond	Sale	1000000	122.9500 USD	122.9500 USD

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
1p ordinary	SWAP	Increasing Long	122	1.2599 GBP
1p ordinary	SWAP	Increasing Long	8,015	1.2799 GBP
1p ordinary	SWAP	Increasing Long	100,630	1.2958 GBP
1p ordinary	SWAP	Increasing Long	11,686	1.2965 GBP
1p ordinary	SWAP	Increasing Long	1,445	1.2975 GBP
1p ordinary	SWAP	Increasing Long	17,254	1.2980 GBP
1p ordinary	SWAP	Increasing Long	41,648	1.2982 GBP
1p ordinary	SWAP	Increasing Long	326	1.3030 GBP
1p ordinary	SWAP	Increasing Long	15,638	1.3056 GBP
1p ordinary	SWAP	Increasing Long	36,648	1.3060 GBP
1p ordinary	SWAP	Increasing Long	3,913	1.3081 GBP
1p ordinary	SWAP	Increasing Long	13,682	1.3094 GBP
1p ordinary	SWAP	Decreasing Long	88	1.2901 GBP
1p ordinary	SWAP	Decreasing Long	21,875	1.2950 GBP
1p ordinary	SWAP	Decreasing Long	7,698	1.2966 GBP
1p ordinary	SWAP	Decreasing Long	17,775	1.2978 GBP
1p ordinary	SWAP	Decreasing Long	75,250	1.3037 GBP
1p ordinary	SWAP	Decreasing Long	35,239	1.3039 GBP
1p ordinary	SWAP	Decreasing Long	17,029	1.3043 GBP
1p ordinary	SWAP	Decreasing Long	8	1.3050 GBP
1p ordinary	SWAP	Decreasing Long	51,916	1.3060 GBP
1p ordinary	SWAP	Decreasing Long	100,859	1.3061 GBP
1p ordinary	SWAP	Decreasing Long	37,984	1.3074 GBP
1p ordinary	SWAP	Decreasing Long	11,922	1.3089 GBP
1p ordinary	SWAP	Decreasing Long	14,223	1.3097 GBP
1p ordinary	SWAP	Decreasing Long	17	1.3104 GBP
1p ordinary	CFD	Increasing Long	56,759	1.2959 GBP
1p ordinary	CFD	Increasing Long	12,284	1.3041 GBP
1p ordinary	CFD	Decreasing Long	13,981	1.3142 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				09 Apr 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213