Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

Barclays PLC

03 April 2025

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.				KEY INFORMATION
(a)	Name of exempt principal trader:				BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose				ALPHAWAVE IP GROUP PLC
	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt				ALPHAWAVE IP GROUP PLC
	principal trader is connected
(d)	Date position held/dealing undertaken:				02 Apr 2025
(e)	In addition to the company in 1(b) above, is the exempt principal				YES:
	trader making disclosures in respect of any other party to the offer?				QUALCOMM INCORPORATED
2.				POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Convertible Bond XS2962835257
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			2,200,000	0.29%	0	0.00%
(2)	Cash-settled derivatives:
	and/or controlled:			0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			2,200,000	0.29%	0	0.00%
Class of relevant security:				1p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:			6,933,961	0.92%	14,272,620	1.89%
(2)	Cash-settled derivatives:
	and/or controlled:			13,268,649	1.75%	4,542,036	0.60%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:			0	0.00%	0	0.00%
	TOTAL:			20,202,610	2.67%	18,814,656	2.49%
(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		1,656,688		1.3810  GBP	1.3279  GBP
1p ordinary		Sale		1,570,540		1.3803  GBP	1.3305  GBP
Convertible Bond		Purchase		2,200,000		123.5800  USD	120.7500  USD
Convertible Bond		Sale		1,708,913		123.3750  USD	123.3750  USD
(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Increasing Long		1,057	1.3258  GBP
1p ordinary		SWAP		Increasing Long		30,149	1.3339  GBP
1p ordinary		SWAP		Increasing Long		218	1.3369  GBP
1p ordinary		SWAP		Increasing Long		50,352	1.3393  GBP
1p ordinary		SWAP		Increasing Long		5,233	1.3436  GBP
1p ordinary		SWAP		Increasing Long		48,025	1.3452  GBP
1p ordinary		SWAP		Increasing Long		23,700	1.3465  GBP
1p ordinary		SWAP		Increasing Long		18,381	1.3594  GBP
1p ordinary		SWAP		Increasing Long		23,361	1.3618  GBP
1p ordinary		SWAP		Increasing Long		19,300	1.3649  GBP
1p ordinary		SWAP		Increasing Long		22,034	1.3679  GBP
1p ordinary		SWAP		Increasing Long		42,462	1.3769  GBP
1p ordinary		SWAP		Increasing Long		76,775	1.3770  GBP
1p ordinary		SWAP		Decreasing Long		29	1.3241  GBP
1p ordinary		SWAP		Decreasing Long		424	1.3279  GBP
1p ordinary		SWAP		Decreasing Long		2,210	1.3291  GBP
1p ordinary		SWAP		Decreasing Long		19	1.3370  GBP
1p ordinary		SWAP		Decreasing Long		1,166	1.3386  GBP
1p ordinary		SWAP		Decreasing Long		79	1.3502  GBP
1p ordinary		SWAP		Decreasing Long		5,581	1.3545  GBP
1p ordinary		SWAP		Decreasing Long		320	1.3547  GBP
1p ordinary		SWAP		Decreasing Long		2,269	1.3568  GBP
1p ordinary		SWAP		Decreasing Long		9,087	1.3574  GBP
1p ordinary		SWAP		Decreasing Long		20,753	1.3579  GBP
1p ordinary		SWAP		Decreasing Long		21	1.3647  GBP
1p ordinary		SWAP		Decreasing Long		211,006	1.3660  GBP
1p ordinary		SWAP		Decreasing Long		393	1.3672  GBP
1p ordinary		SWAP		Decreasing Long		61,121	1.3680  GBP
1p ordinary		SWAP		Decreasing Long		47,501	1.3731  GBP
1p ordinary		SWAP		Decreasing Long		65,200	1.3770  GBP
1p ordinary		SWAP		Decreasing Long		8,389	1.3783  GBP
1p ordinary		CFD		Increasing Long		11,865	1.3509  GBP
1p ordinary		CFD		Increasing Long		10,418	1.3596  GBP
1p ordinary		CFD		Increasing Long		4,710	1.3781  GBP
1p ordinary		CFD		Decreasing Long		5,659	1.3654  GBP
(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)   the voting rights of any relevant securities under any option; or
(ii)   the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				03 Apr 2025
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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