|
For filings with the FCA include the annex |
|
||||||||||||||||
|
For filings with issuer exclude the annex |
|
||||||||||||||||
|
|
|||||||||||||||||
|
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
|||||||||||||||||
|
|
|
||||||||||||||||
|
1. Identity of the issuer or the underlying issuer |
Allergy Therapeutics plc |
||||||||||||||||
|
2 Reason for the notification (please tick the appropriate box or boxes): |
|||||||||||||||||
|
An acquisition or disposal of voting rights |
|
||||||||||||||||
|
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
||||||||||||||||
|
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
|
||||||||||||||||
|
An event changing the breakdown of voting rights |
X |
||||||||||||||||
|
Other (please specify): |
|
|
|||||||||||||||
|
3. Full name of person(s) subject to the |
Abbott Laboratories |
||||||||||||||||
|
4. Full name of shareholder(s) |
CFR lnternational SpA Yissum Holding Limited |
||||||||||||||||
|
5. Date of the transaction and date on |
20 November 2015 |
||||||||||||||||
|
6. Date on which issuer notified: |
20 November 2015 |
||||||||||||||||
|
7. Threshold(s) that is/are crossed or |
Below 41% |
||||||||||||||||
|
8. Notified details: |
|||||||||||||||||
|
A: Voting rights attached to shares viii, ix |
|||||||||||||||||
|
Class/type of
|
Situation previous |
Resulting situation after the triggering transaction |
|||||||||||||||
|
Number |
Number |
Number |
Number of voting |
% of voting rights x |
|||||||||||||
|
Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
|||||||||||||
|
Ord GBP 0.01 |
240,584,571 |
240,584,571 |
|
|
240,584,571 |
|
40.995% |
||||||||||
|
GB00B02LCQ05 |
|||||||||||||||||
|
|
|||||||||||||||||
|
B: Qualifying Financial Instruments |
|||||||||||||||||
|
Resulting situation after the triggering transaction |
|||||||||||||||||
|
Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
|||||||||||||
|
|
|
|
|
|
|||||||||||||
|
|
|||||||||||||||||
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
|||||||||||||||||
|
Resulting situation after the triggering transaction |
|||||||||||||||||
|
Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
|
% of voting rights xix, xx
|
||||||||||||
|
|
|
|
|
|
Nominal |
Delta |
|||||||||||
|
|
|
||||||||||||||||
|
|
|||||||||||||||||
|
Total (A+B+C) |
|||||||||||||||||
|
Number of voting rights |
Percentage of voting rights |
||||||||||||||||
|
240,584,571 |
40.995% |
||||||||||||||||
|
9. Chain of controlled undertakings through which the voting rights and/or the |
|||||||||||||||||
|
Through a series of controlled undertakings, Abbott Laboratories has an indirect holding of 99.9% of the shares in CFR Pharmaceuticals, SA.
CFR Pharmaceuticals SA's wholly owned subsidiary, CFR International SPA, holds 17.567% of the voting rights in Allergy Therapeutics plc directly and 23.428% of the voting rights in Allergy Therapeutics plc indirectly. CFR International SPA also has a 100% interest in Yissum Holding Limited, which directly holds 23.428% of shares in Allergy Therapeutics plc. |
|||||||||||||||||
|
|
|||||||||||||||||
|
Proxy Voting: |
|||||||||||||||||
|
10. Name of the proxy holder: |
|
||||||||||||||||
|
11. Number of voting rights proxy holder will cease |
|
||||||||||||||||
|
12. Date on which proxy holder will cease to hold |
|
||||||||||||||||
|
|
|||||||||||||||||
|
|
|
||||||||||||||||
|
14. Contact name: |
Des Peters |
||||||||||||||||
|
15. Contact telephone number: |
+1 224-667-6545 |
||||||||||||||||