Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Arnold W. Donald | |
| 2 | Reason for the notification | ||
| a) | Position/status | President & Chief Executive Officer of Carnival Corporation & plc / Director | |
| b) | Initial notification/ Amendment | Initial Notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Carnival Corporation | |
| b) | Legal Entity Identifier | F1OF2ZSX47CR0BCWA982 | |
| 4A | Details of the transaction: 1 | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Vesting of retention restricted stock units (“RSUs”) granted August 28, 2020. | |
| c) | Price(s) and volume(s) | Price(s) $0.00 |
Volume(s) 37,500 |
| d) | Aggregated information - Aggregated volume - Price |
37,500 $0.00 |
|
| e) | Date of the transaction | 2021-07-14 | |
| f) | Place of the transaction | Off Market | |
| 4B | Details of the transaction: 2 | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share CUSIP: 143658300 |
|
| b) | Nature of the transaction | Represents a surrender of shares to satisfy the tax obligation on the release of vested RSUs. | |
| c) | Price(s) and volume(s) | Price(s) $23.0349 |
Volume(s) 14,757 |
| d) | Aggregated information - Aggregated volume - Price |
14,757 $23.0349 |
|
| e) | Date of the transaction | 2021-07-14 | |
| f) | Place of the transaction | Off Market | |
Arnaldo Perez, Company Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600