Notification of Transaction/PDMRS

Carnival Corporation & plc

Notification of Transactions of Directors/PDMRS

1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Arnold W. Donald
2 Reason for the notification
a) Position/status President, Chief Executive Officer & Director of Carnival Corporation & plc
b) Initial notification/ Amendment Initial Notification
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Carnival Corporation
b) Legal Entity Identifier F1OF2ZSX47CR0BCWA982
4A Details of the transaction 1
a) Description of the financial instrument, type of instrument
Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of performance-based restricted stock units (“PBS RSUs”) pursuant to the Carnival Corporation 2020 Stock Plan. Each PBS RSU represents one share of Carnival Corporation common stock.  Each holder of PBS RSUs may earn from 0-150% of the stated target amount of PBS RSUs to the extent that Carnival Corporation & plc's metrics exceed certain specified environmental, social & governance performance goals over the 2020-2022 performance period.
c) Price(s) and volume(s) Price(s)
$0.00
Volume(s)
150,000
d) Aggregated information
- Aggregated volume
- Price

150,000
$0.00
e) Date of the transaction 2020-08-28
f) Place of the transaction Off Market
4B Details of the transaction 2
a) Description of the financial instrument, type of instrument
Identification code
Common stock with a nominal value of US$0.01 per share

CUSIP: 143658300
b) Nature of the transaction Grant of retention restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan.  Grant of RSUs represents a hypothetical interest in Carnival Corporation common stock. The RSUs will vest every 6 months on a 25% pro-rata basis beginning in January 2021.  The RSUs may only be settled in shares.
c) Price(s) and volume(s) Price(s)
$0.00
Volume(s)
150,000


 
d) Aggregated information
- Aggregated volume
- Price

150,000
$0.00
e) Date of the transaction 2020-08-28
f) Place of the transaction Off Market

Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc

3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600

#32147493

Companies

Carnival (CCL)
UK 100

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