PDMR share dealings
AIM and Media Release
17 September 2024
Base Resources Limited
PDMR share dealings
Base Resources Limited (ASX & AIM: BSE) (Base Resources or the Company) advises that the following transactions have been notified to the Company pursuant to Article 19.1(a) of the Market Abuse (Regulation (EU) 596/2014) as it forms part of the domestic law of the United Kingdom by virtue of the European Union (Withdrawal) Act 2018 (UK MAR).
As the relevant employees are classified as persons discharging managerial responsibilities, set out below is the information required by Article 19(3) of the UK MAR.
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |
| a) | Name | Timothy Carstens |
| 2 | Reason for the notification | |
| a) | Position/status | Managing Director |
| b) | Initial notification/Amendment | Initial notification, as amended |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Base Resources Limited |
| b) | LEI | 2617005DDMEAZ8OBD979 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 |
| b) | Nature of the transaction | Allocation of ordinary shares following exercise of unlisted, vested performance rights |
| c) | Price(s) and volume(s)
| 13 September 2024 Price: AUD 0.00 Volume: 5,317,324 |
| d) | Aggregated information
| Price: AUD 0.00 Volume: 5,317,324 |
| e) | Date of the transaction | 13 September 2024 |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |||
| a) | Name | Chadwick Poletti | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Company Secretary | ||
| b) | Initial notification/Amendment | Initial notification | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Base Resources Limited | ||
| b) | LEI | 2617005DDMEAZ8OBD979 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 | ||
| b) | Nature of the transaction | Sale of shares on the Australian Securities Exchange. | ||
| c) | Price(s) and volume(s)
| 13 September 2024 Price: AUD 0.26 Volume: 20,117 | 13 September 2024 Price: AUD 0.25 Volume: 540,000 | 13 September 2024 Price: AUD 0.26 Volume: 960,000 |
| d) | Aggregated information
| Price: AUD 0.253 Volume: 1,520,117 | ||
| e) | Date of the transaction | 13 September 2024 | ||
| f) | Place of the transaction | Outside a trading venue | ||
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |
| a) | Name | Chadwick Poletti |
| 2 | Reason for the notification | |
| a) | Position/status | Company Secretary |
| b) | Initial notification/Amendment | Initial notification |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Base Resources Limited |
| b) | LEI | 2617005DDMEAZ8OBD979 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 |
| b) | Nature of the transaction | Allocation of ordinary shares following exercise of unlisted, vested performance rights |
| c) | Price(s) and volume(s)
| 13 September 2024 Price: AUD 0.00 Volume: 3,343,431 |
| d) | Aggregated information
| Price: AUD 0.00 Volume: 3,343,431 |
| e) | Date of the transaction | 13 September 2024 |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |
| a) | Name | Chadwick Poletti |
| 2 | Reason for the notification | |
| a) | Position/status | Company Secretary |
| b) | Initial notification/Amendment | Initial notification |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Base Resources Limited |
| b) | LEI | 2617005DDMEAZ8OBD979 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 |
| b) | Nature of the transaction | Transfer of ordinary shares from a registered holding in my name to a person closely associated |
| c) | Price(s) and volume(s)
| 16 September 2024 Price: AUD 0.20 Volume: 3,343,431 |
| d) | Aggregated information
| Price: AUD 0.20 Volume: 3,343,431 |
| e) | Date of the transaction | 16 September 2024 |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |
| a) | Name | Andre Johannes Greyling |
| 2 | Reason for the notification | |
| a) | Position/status | GM Growth |
| b) | Initial notification/Amendment | Initial notification |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Base Resources Limited |
| b) | LEI | 2617005DDMEAZ8OBD979 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 |
| b) | Nature of the transaction | Allocation of ordinary shares following exercise of unlisted, vested performance rights |
| c) | Price(s) and volume(s)
| 13 September 2024 Price: AUD 0.00 Volume: 3,008,341 |
| d) | Aggregated information
| Price: AUD Volume: 3,008,341 |
| e) | Date of the transaction | 13 September 2024 |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andre Johannes Greyling | |
| 2 | Reason for the notification | ||
| a) | Position/status | GM Growth | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Base Resources Limited | |
| b) | LEI | 2617005DDMEAZ8OBD979 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 | |
| b) | Nature of the transaction | Transfer of ordinary shares from a registered holding in my name to a controlled company | |
| c) | Price(s) and volume(s)
| 16 September 2024 Price: AUD 0.20 Volume: 1,950,000 | 16 September 2024 Price: AUD 0.20 Volume: 1,058,341 |
| d) | Aggregated information
| Price: AUD 0.20 Volume: 3,008,341 | |
| e) | Date of the transaction | 16 September 2024 | |
| f) | Place of the transaction | Outside a trading venue | |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |
| a) | Name | Stephen Hay |
| 2 | Reason for the notification | |
| a) | Position/status | General Manager, Marketing |
| b) | Initial notification/Amendment | Initial notification |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Base Resources Limited |
| b) | LEI | 2617005DDMEAZ8OBD979 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 |
| b) | Nature of the transaction | Allocation of ordinary shares following exercise of unlisted, vested performance rights |
| c) | Price(s) and volume(s)
| 13 September 2024 Price: AUD 0.00 Volume: 3,506,449 |
| d) | Aggregated information
| Price: AUD 0.00 Volume: 3,506,449 |
| e) | Date of the transaction | 13 September 2024 |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |
| a) | Name | Stephen Hay |
| 2 | Reason for the notification | |
| a) | Position/status | General Manager, Marketing |
| b) | Initial notification/Amendment | Initial notification |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Base Resources Limited |
| b) | LEI | 2617005DDMEAZ8OBD979 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 |
| b) | Nature of the transaction | Transfer of ordinary shares from a registered holding in my name to a person closely associated |
| c) | Price(s) and volume(s)
| 16 September 2024 Price: AUD 0.20 Volume: 3,506,449 |
| d) | Aggregated information
| Price: AUD 0.20 Volume: 3,506,449 |
| e) | Date of the transaction | 16 September 2024 |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | |
| a) | Name | Kevin Balloch |
| 2 | Reason for the notification | |
| a) | Position/status | Chief Financial Officer |
| b) | Initial notification/Amendment | Initial notification |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Base Resources Limited |
| b) | LEI | 2617005DDMEAZ8OBD979 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Fully paid ordinary shares AU000000BSE5 |
| b) | Nature of the transaction | Allocation of ordinary shares following exercise of unlisted, vested performance rights |
| c) | Price(s) and volume(s)
| 13 September 2024 Price: AUD 0.00 Volume: 3,516,411 |
| d) | Aggregated information
| Price: AUD 0.00 Volume: 3,516,411 |
| e) | Date of the transaction | 13 September 2024 |
| f) | Place of the transaction | Outside a trading venue |
ENDS.
For further information contact:
| Australian Media Relations | UK Media Relations |
| Sodali & Co | Tavistock Communications |
| Cameron Gilenko and Michael Weir | Jos Simson and Gareth Tredway |
| Tel: +61 8 6160 4900 | Tel: +44 207 920 3150 |
About Base Resources
Base Resources is an Australian based, African focused, mineral sands producer and developer with a track record of project delivery and operational performance. The Company operates the established Kwale Operations in Kenya and is developing the Toliara Project in Madagascar. Base Resources is an ASX and AIM listed company. Further details about Base Resources are available at www.baseresources.com.au.
PRINCIPAL & REGISTERED OFFICE
Level 3, 46 Colin Street
West Perth, Western Australia, 6005
Email: info@baseresources.com.au
Phone: +61 8 9413 7400
Fax: +61 8 9322 8912
NOMINATED ADVISER & JOINT BROKER
Canaccord Genuity Limited
James Asensio / Raj Khatri / George Grainger
Phone: +44 20 7523 8000
JOINT BROKER
Berenberg
Matthew Armitt / Detlir Elezi
Phone: +44 20 3207 7800
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