FORM 8.3 - CYBG PLC -Â AMENDMENT
FORM 8.3 - CYBG PLC - AMENDMENT
BARCLAYS PLC
FORM 8.3
AMENDMENT TO SALES AND PURCHASE
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CYBG PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | VIRGIN MONEY HOLDINGS (UK) PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,073,639 | 0.35% | 10,846,743 | 1.22% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 8,748,343 | 0.99% | 2,146,250 | 0.24% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 3,000,000 | 0.34% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 14,821,982 | 1.67% | 12,992,993 | 1.47% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 45 | 3.2266 GBP | ||||
| 10p ordinary | Purchase | 804 | 3.2222 GBP | ||||
| 10p ordinary | Purchase | 890 | 3.2264 GBP | ||||
| 10p ordinary | Purchase | 928 | 3.2260 GBP | ||||
| 10p ordinary | Purchase | 949 | 3.2220 GBP | ||||
| 10p ordinary | Purchase | 1,006 | 3.2160 GBP | ||||
| 10p ordinary | Purchase | 1,045 | 3.2300 GBP | ||||
| 10p ordinary | Purchase | 2,067 | 3.2194 GBP | ||||
| 10p ordinary | Purchase | 2,172 | 3.2380 GBP | ||||
| 10p ordinary | Purchase | 3,081 | 3.2263 GBP | ||||
| 10p ordinary | Purchase | 3,158 | 3.2280 GBP | ||||
| 10p ordinary | Purchase | 6,667 | 3.2290 GBP | ||||
| 10p ordinary | Purchase | 7,246 | 3.2262 GBP | ||||
| 10p ordinary | Purchase | 15,832 | 3.2378 GBP | ||||
| 10p ordinary | Purchase | 16,134 | 3.2258 GBP | ||||
| 10p ordinary | Purchase | 27,752 | 3.2211 GBP | ||||
| 10p ordinary | Purchase | 38,149 | 5.9500 AUD | ||||
| 10p ordinary | Purchase | 137,611 | 3.2268 GBP | ||||
| 10p ordinary | Sale | 65 | 3.2180 GBP | ||||
| 10p ordinary | Sale | 500 | 3.2360 GBP | ||||
| 10p ordinary | Sale | 700 | 3.2267 GBP | ||||
| 10p ordinary | Sale | 928 | 3.2290 GBP | ||||
| 10p ordinary | Sale | 928 | 3.2260 GBP | ||||
| 10p ordinary | Sale | 928 | 3.2140 GBP | ||||
| 10p ordinary | Sale | 1,006 | 3.2160 GBP | ||||
| 10p ordinary | Sale | 1,045 | 3.2300 GBP | ||||
| 10p ordinary | Sale | 1,115 | 3.2280 GBP | ||||
| 10p ordinary | Sale | 1,877 | 3.2220 GBP | ||||
| 10p ordinary | Sale | 1,950 | 3.2308 GBP | ||||
| 10p ordinary | Sale | 2,537 | 3.2295 GBP | ||||
| 10p ordinary | Sale | 2,745 | 3.2270 GBP | ||||
| 10p ordinary | Sale | 5,821 | 3.2229 GBP | ||||
| 10p ordinary | Sale | 6,383 | 3.2179 GBP | ||||
| 10p ordinary | Sale | 7,018 | 3.2251 GBP | ||||
| 10p ordinary | Sale | 7,755 | 3.2185 GBP | ||||
| 10p ordinary | Sale | 14,702 | 3.2380 GBP | ||||
| 10p ordinary | Sale | 15,516 | 3.2309 GBP | ||||
| 10p ordinary | Sale | 51,271 | 3.2271 GBP | ||||
| 10p ordinary | Sale | 53,898 | 3.2298 GBP | ||||
| 10p ordinary | Sale | 89,001 | 3.2366 GBP | ||||
| 10p ordinary | Sale | 153,073 | 5.9349 AUD | ||||
| 10p ordinary | Sale | 313,603 | 3.2184 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 300 | 3.2376 GBP | |||||
| 10p ordinary | SWAP | Long | 700 | 3.2266 GBP | |||||
| 10p ordinary | SWAP | Long | 2,084 | 3.2301 GBP | |||||
| 10p ordinary | CFD | Long | 4,395 | 3.2257 GBP | |||||
| 10p ordinary | SWAP | Long | 4,395 | 3.2257 GBP | |||||
| 10p ordinary | SWAP | Long | 5,184 | 3.2316 GBP | |||||
| 10p ordinary | CFD | Long | 6,383 | 3.2179 GBP | |||||
| 10p ordinary | SWAP | Long | 8,851 | 3.2307 GBP | |||||
| 10p ordinary | SWAP | Long | 20,249 | 3.2322 GBP | |||||
| 10p ordinary | SWAP | Long | 36,501 | 3.2314 GBP | |||||
| 10p ordinary | SWAP | Long | 48,575 | 3.2409 GBP | |||||
| 10p ordinary | CFD | Long | 313,603 | 3.2184 GBP | |||||
| 10p ordinary | SWAP | Short | 332 | 3.2235 GBP | |||||
| 10p ordinary | CFD | Short | 804 | 3.2222 GBP | |||||
| 10p ordinary | SWAP | Short | 1,238 | 3.2267 GBP | |||||
| 10p ordinary | SWAP | Short | 1,969 | 3.2280 GBP | |||||
| 10p ordinary | CFD | Short | 2,067 | 3.2194 GBP | |||||
| 10p ordinary | SWAP | Short | 3,073 | 3.2190 GBP | |||||
| 10p ordinary | SWAP | Short | 8,764 | 3.2209 GBP | |||||
| 10p ordinary | CFD | Short | 10,775 | 3.2261 GBP | |||||
| 10p ordinary | SWAP | Short | 15,318 | 3.2260 GBP | |||||
| 10p ordinary | CFD | Short | 16,018 | 3.2365 GBP | |||||
| 10p ordinary | CFD | Short | 16,595 | 3.2255 GBP | |||||
| 10p ordinary | SWAP | Short | 25,163 | 3.2256 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | |
| Date of disclosure: | 4 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181004005337/en/
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