TR-1: Notification of major holdings

RNS Number : 4663N
Yellow Cake PLC
30 September 2021
 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Yellow Cake PLC

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligation iv

Name

Exchange Traded Concepts, LLC (SEC Registered Investment Adviser)

City and country of registered office (if applicable)

10900 Hefner Pointe Dr. Suite 400 Oklahoma City, OK 73120

4. Full name of shareholder(s) (if different from 3.) v

Name

Exchange Traded Concepts Trust (Multiple Series Trust) (Shares held in URNM ETF Fund, which is a series of the Exchange Traded Concepts Trust)

City and country of registered office (if applicable)

10900 Hefner Pointe Dr. Suite 400 Oklahoma City, OK 73120

5. Date on which the threshold was crossed or reached vi :

September 16, 2021

6. Date on which issuer notified (DD/MM/YYYY):

September 29, 2021

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuer vii

Resulting situation on the date on which threshold was crossed or reached

6.52

N/A

6.52

6.52

Position of previous notification (if

applicable)

4.2


4.2


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

JE00BF50RG45

10,019,461


6.52












SUBTOTAL 8. A

10,019,461

6.52

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

N/A

















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlement xii

Number of voting rights

% of voting rights

N/A





















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)


Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Exchange Traded Concepts Trust

6.52


6.52


















10. In case of proxy voting, please identify:

Name of the proxy holder

Exchange Traded Concepts, LLC (SEC Registered RIA)

The number and % of voting rights held

10,019,461  and  6.52%

The date until which the voting rights will be held

Until disposition of shares


11. Additional information xvi


 

Place of completion

New York, NY

Date of completion

September 29, 2021

 

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