Director/PDMR Shareholding

RNS Number : 1617M

Unilever PLC

23 January 2009

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer UNILEVER PLC	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R,  (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director MR J A LAWRENCE	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares AMERICAN DEPOSITARY RECEIPTS EACH REPRESENTING 1 ORDINARY 3 1/9 PENCE SHARE ('ADRS')
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A	8.	State the nature of the transaction PLEDGE OF 240,000 ADRS IN AUGUST 2007 BY WAY OF SECURITY TO Morgan Stanley & Co., Incorporated IN RESPECT OF A LOAN (WHICH REPRESENTS 0.018% OF THE ORDINARY ISSUED SHARE CAPITAL, EXCLUDING TREASURY SHARES) PLEDGE OF 69,750 ADRS ON 26 JUNE 2008 BY WAY OF SECURITY TO Morgan Stanley & Co., Incorporated IN RESPECT OF A LOAN (WHICH REPRESENTS 0.005% OF THE ORDINARY ISSUED SHARE CAPITAL, EXCLUDING TREASURY SHARES)
9.	Number of shares, debentures or financial instruments relating to shares acquired N/A	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) N/A
11.	Number of shares, debentures or financial instruments relating to shares disposed N/A	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A
13.	Price per share or value of transaction THE PLEDGES REFERRED TO IN 8 RELATE TO THE FOLLOWING ADRS: (i) 240,000 ADRS ACQUIRED @ US$0.0311 EACH IN AUGUST 2007 (ii) 54,000 ADRS ACQUIRED @ US$28.5903 EACH ON 26 JUNE 2008 (iii) 10,000 ADRS ACQUIRED @ US$28.5773 EACH ON 26 JUNE 2008 (iv) 5,750 ADRS ACQUIRED @ US$28.5698 EACH ON 26 JUNE 2008	14.	Date and place of transaction AUGUST 2007, USA 26 JUNE 2008, USA 26 JUNE 2008, USA 26 JUNE 2008, USA
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 325,265 0.025%	16.	Date issuer informed of transaction 26 JUNE 2008

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17.	Date of grant N/A	18.	Period during which or date on which exercisable N/A
19.	Total amount paid (if any) for grant of the option N/A	20.	Description of shares or debentures involved (class and number) N/A
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A	22.	Total number of shares or debentures over which options held following notification N/A

23.

Any additional information NO DTR3 NOTIFICATION OF MR LAWRENCE'S ACQUISTION OF 240,000 ADRS IN AUGUST 2007 WAS REQUIRED AS MR LAWRENCE WAS NOT AT THAT TIME A UNILEVER EMPLOYEE. A DTR3 NOTIFICATION OF MR LAWRENCE'S ACQUISTION OF 69,750 ADRS ON 26 JUNE 2008 WAS MADE ON 27 JUNE 2008.

24.

Name of contact and telephone number for queries: HOLLY RICHARDS 020 7822 5927

Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 JANUARY 2009

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1)	An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)	An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)	An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)	An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

  Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer UNILEVER PLC	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R,  (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). (i) a transaction notified in accordance with DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director MR MS BANGA	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest IN RESPECT OF THE PERSON REFERRED TO IN 3 ABOVE	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY 3 1/9 PENCE SHARES
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them N/A	8.	State the nature of the transaction PLEDGE OF 11,982 ORDINARY SHARES ON 12 SEPTEMBER 2007 BY WAY OF PARTIAL SECURITY TO HSBC PRIVATE BANK (UK) LIMITED IN RESPECT OF A LOAN (WHICH REPRESENTS A DE MINIMIS PERCENTAGE OF THE ORDINARY ISSUED SHARE CAPITAL, EXCLUDING TREASURY SHARES)
9.	Number of shares, debentures or financial instruments relating to shares acquired N/A	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) N/A
11.	Number of shares, debentures or financial instruments relating to shares disposed N/A	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A
13.	Price per share or value of transaction N/A	14.	Date and place of transaction N/A
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 45,060 0.004%	16.	Date issuer informed of transaction 19 JANUARY 2009

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17.	Date of grant N/A	18.	Period during which or date on which exercisable N/A
19.	Total amount paid (if any) for grant of the option N/A	20.	Description of shares or debentures involved (class and number) N/A
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise N/A	22.	Total number of shares or debentures over which options held following notification N/A

23.

Any additional information PREVIOUS NOTIFICATIONS FOR THE ACQUISITION OF THESE SHARES BY MR BANGA WERE MADE IN ACCORDANCE WITH RELEVANT REGULATIONS.

24.

Name of contact and telephone number for queries: HOLLY RICHARDS 020 7822 5927

Name of authorised official of issuer responsible for making notification CHRISTOPHER FLETCHER SMITH - DEPUTY SECRETARY Date of notification 23 JANUARY 2009

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1)	An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)	An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)	An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)	An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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