Appendix 3Y

RNS Number : 1849Q
Thor Mining PLC
28 November 2016
 

 

Monday, 28 November 2016

 

THOR MINING PLC

 

Thor Mining PLC ("Thor" or the "Company")

 

The Directors of Thor Mining PLC (AIM, ASX: THR) today released the following announcement on the Australian Securities Exchange ("ASX") as required under the listing rules of the ASX.

 

 

28 November 2016

 

Company Announcements Office,

ASX Securities Limited,

20 Bridge Street,

Sydney, N.S.W. 2000.

 

 

Appendix 3Ys - Issue of Shares to Directors

 

The Directors of Thor Mining PLC ("Thor" or the "Company") (AIM, ASX THR) advise that a total of 207,336,523 CDIs or Ordinary Shares, were issued to Directors on the 25 November 2016, following shareholder approval on 24 November 2016.  The table below summarises the securities issued and the resultant balance of securities held by those Directors following the issue, including the resultant percentage of issued capital.

 

Director

Shares/CDIs issued

Resultant Shares/CDIs held


Number

Number

% of the total issued share capital of the Company

Michael Billing

95,693,780

619,131,158

7.8%

David Thomas

95,693,780

229,024,250

2.9%

Gervaise Heddle

15,948,963

115,948,963

1.5%

Total

207,336,523

964,104,371

12.2%

 

 

The applicable Appendix 3Y's are attached.

 

Enquiries:

Mick Billing

+61 (8) 7324 1935

Thor Mining PLC

Executive Chairman

Ray Ridge

+61 (8) 7324 1935

Thor Mining PLC

CFO/Company

Secretary

Colin Aaronson/

Daniel Bush/

Richard Tonthat

+44 (0) 207 383 5100

Grant Thornton UK LLP

 

Nominated Adviser

Gerry Beaney/

David Hignell

John Howes

+44 (0) 20 3861 6625

Northland Capital Partners Limited

Joint Broker

Nick Emerson /

Andy Thacker

+44 (0) 1483 413 500

SI Capital

Joint Broker

Tim Blythe/

Camilla Horsfall

+44 (0) 207 138 3222

Blytheweigh

Financial PR

 

Updates on the Company's activities are regularly posted on Thor's website www.thormining.com, which includes a facility to register to receive these updates by email. Email: admin@thormining.com


 

Rule 3.19A.2

Appendix 3Y

 

Change of Director's Interest Notice

 

Information or documents not available now must be given to ASX as soon as available.  Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/9/2001.

 

Name of entity:   Thor Mining PLC

ARBN:   121 117 673

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. 

 

Name of Director

Michael Robert Billing

Date of last notice

14 October 2016

 

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Direct or indirect interest

Direct & Indirect

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

Michael Billing is:

·    a trustee and beneficiary of the Lapun  Kamap Super Fund and

·    a director and shareholder of MBB Trading Pty Ltd.

Date of change

25 November 2016

No. of securities held before change - Direct

·    58,639,762 CDIs

·    2,500,000 AIM listed Shares

 

No. of securities held before change - Indirect

Held by Mr M Billing and Mrs B Billing as trustees and beneficiaries of the Lapun Kamap Super Fund.

·      259,342,268 CDIs

·      139,126,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005)

·      100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)

 

Held by MBB Trading Pty Ltd

·      202,955,348 CDI

·      80,000,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005)

Class

CDIs (ASX listed)

Number acquired - Direct

95,693,780 CDIs

Number acquired - Indirect

Nil

 

 

 

 

Number disposed

N/A

 

Value/Consideration

(a)            Note: If consideration is non-cash, provide details and estimated valuation

A$40,000 or A$0.000418 per CDI.

The price per CDI was set by the one month VWAP for AIM traded Shares through to 10 October 2016 of £0.000256, converted to AUD at the exchange rate of 0.6119 at 10 October 2016.

No. of securities held after change - Direct

·    154,333,542 CDIs

·    2,500,000 AIM listed Shares

Held by Mr M Billing and Mrs B Billing as trustees and beneficiaries of the Lapun Kamap Super Fund.

·      259,342,268 CDIs

·      139,126,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005)

·      100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)

 

Held by MBB Trading Pty Ltd

·      202,955,348 CDI

·      80,000,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005)

Nature of change

(b)            Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

The CDIs were issued in lieu of cash remuneration of A$40,000 owing for Directors fees for the 12 month period to 30 September 2016.  The issue was approved by shareholders on 24 November 2016.

 

Part 2 - Change of director's interests in contracts

 

Detail of contract


Nature of interest

 


Name of registered holder

(if issued securities)

 


Date of change


No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

 


Interest acquired


Interest disposed

 


Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

 


Interest after change


 

Part 3 - +Closed period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

 

No.

If so, was prior written clearance provided to allow the trade to proceed during this period?

N/A

 

If prior written clearance was provided, on what date was this provided?

 

N/A


Rule 3.19A.2

Appendix 3Y

 

Change of Director's Interest Notice

 

Information or documents not available now must be given to ASX as soon as available.  Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/9/2001.

 

Name of entity:   Thor Mining PLC

ARBN:   121 117 673

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. 

 

Name of Director

Gervaise Heddle

Date of last notice

14 October 2016

 

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Direct or indirect interest

Direct

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

 

Date of change

25 November 2016

No. of securities held prior to change -Direct

·      100,000,000 Ordinary Shares

·      100,000,000 Unlisted Options (expiry 7 April 2019, exercise price £0.0005)

·      100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)

 

No. of securities held prior to change- Indirect

Nil

 

Class

Ordinary Shares (AIM listed)

Number acquired - Direct

15,948,963 Ordinary Shares

 

Number acquired - Indirect

N/A

Number disposed

N/A

Value/Consideration

·              Note: If consideration is non-cash, provide details and estimated valuation

A$6,667 or A$0.000418 per Ordinary Share.

The price per Ordinary Share was set by the one month VWAP for AIM traded Shares through to 10 October 2016 of £0.000256, converted to AUD at the exchange rate of 0.6119 at 10 October 2016.

No. of securities held after change - Direct

·      115,948,963 Ordinary Shares

·      100,000,000 Unlisted Options (expiry 7 April 2019, exercise price £0.0005)

·      100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)

 

No. of securities held after change - Indirect

Nil

 

Nature of change

·              Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

The Ordinary Shares were issued in lieu of cash remuneration of A$6,667 owing for Directors fees for the 2 month period from appointment through to 30 September 2016.  The issue was approved by shareholders on 24 November 2016.

 



 

Part 2 - Change of director's interests in contracts

 

Detail of contract


Nature of interest

 

 


Name of registered holder

(if issued securities)

 


Date of change


No. and class of securities to which interest related prior to change

·              Note: Details are only required for a contract in relation to which the interest has changed

 


Interest acquired


Interest disposed


Value/Consideration

·              Note: If consideration is non-cash, provide details and an estimated valuation

 


Interest after change


 

 

Part 3 - +Closed period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

N/A

If prior written clearance was provided, on what date was this provided?

N/A


Rule 3.19A.2

Appendix 3Y

 

Change of Director's Interest Notice

 

Information or documents not available now must be given to ASX as soon as available.  Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/9/2001.

 

Name of entity:   Thor Mining PLC

ARBN:          121 117 673

 

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. 

 

·              Name of Director

David Edward Thomas

Date of last notice

14 October 2016

 

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

 

Direct or indirect interest

Direct

Nature of indirect interest

(including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

 

N/A

Date of change

25 November 2016

No. of securities held prior to change:        Direct.

·      133,330,470 CDIs

·      57,670,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005)

·      100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)

No. of securities held prior to change:        Indirect.

Nil

Class

CDIs (ASX listed)

Number acquired - Direct

95,693,780 CDIs

Number acquired - Indirect

Nil

Number disposed

Nil

Value/Consideration

(a)            Note: If consideration is non-cash, provide details and estimated valuation

A$40,000 or A$0.000418 per CDI.

The price per CDI was set by the one month VWAP for AIM traded Shares through to 10 October 2016 of £0.000256, converted to AUD at the exchange rate of 0.6119 at 10 October 2016.

 

No. of securities held after change:

Direct

·      229,024,250 CDIs

·      57,670,000 Unlisted Options (expiry 11 April 2019, exercise price £0.0005)

·      100,000,000 Unlisted Options (expiry 26 July 2019, exercise price £0.0005)

No. of securities held after change:

Indirect

Nil

Nature of change

(b)            Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

The CDIs were issued in lieu of cash remuneration of A$40,000 owing for Directors fees for the 12 month period to 30 September 2016.  The issue was approved by shareholders on 24 November 2016.

 

Part 2 - Change of director's interests in contracts

Detail of contract


Nature of interest

 

 


Name of registered holder

(if issued securities)

 


Date of change


No. and class of securities to which interest related prior to change

(c)            Note: Details are only required for a contract in relation to which the interest has changed

 


Interest acquired


Interest disposed


Value/Consideration

(d)           Note: If consideration is non-cash, provide details and an estimated valuation

 


Interest after change


Part 3 - +Closed period

 

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

N/A

If prior written clearance was provided, on what date was this provided?

N/A


The information set out below is provided in accordance with the requirements of Article 19(3) of the EU Market Abuse Regulation No 596/2014.

NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR PERSONS CLOSELY ASSOCIATED WITH THEM

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Michael Billing

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Executive Chairman

b)

 

Initial notification /Amendment

 

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Thor Mining Plc

b)

 

LEI

 

 

N/A

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Fully Paid Shares of 0.01 pence each

 

 

 

GB00B1DXJY95

 

b)

 

Nature of the transaction

 

 

Shares issued in lieu of cash remuneration owed for Directors fees.  Approved by shareholders 24 November 2016.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

A$0.000418 per share

 

95,693,780

 

 

 

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

Aggregated volume 95,693,780

 

Aggregated price A$0.000418 per share

 

Aggregated total A$40,000

 

e)

 

Date of the transaction

 

 

25 November 2016

f)

 

Place of the transaction

 

 

AIM Market of the London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

David Thomas

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Non-Executive Director

b)

 

Initial notification /Amendment

 

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Thor Mining Plc

b)

 

LEI

 

 

N/A

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Fully Paid Shares of 0.01 pence each

 

 

 

GB00B1DXJY95

 

b)

 

Nature of the transaction

 

 

Shares issued in lieu of cash remuneration owed for Directors fees.  Approved by shareholders 24 November 2016.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

A$0.000418 per share

 

95,693,780

 

 

 

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

Aggregated volume 95,693,780

 

Aggregated price A$0.000418 per share

 

Aggregated total A$40,000

e)

 

Date of the transaction

 

 

25 November 2016

f)

 

Place of the transaction

 

 

AIM Market of the London Stock Exchange

 

1

 

Details of the person discharging managerial responsibilities / person closely associated

 

a)

 

Name

 

 

Gervaise Heddle

 

2

 

Reason for the notification

 

a)

 

Position/status

 

 

Non-Executive Director

b)

 

Initial notification /Amendment

 

 

Initial Notification

3

 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

 

a)

 

Name

 

 

Thor Mining Plc

b)

 

LEI

 

 

N/A

4

 

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

 

 

a)

 

Description of the financial instrument, type of instrument

 

Identification code

 

 

Ordinary Fully Paid Shares of 0.01 pence each

 

 

 

GB00B1DXJY95

 

b)

 

Nature of the transaction

 

 

Shares issued in lieu of cash remuneration owed for Directors fees.  Approved by shareholders 24 November 2016.

c)

 

Price(s) and volume(s)

 

 

 

Price(s)

 

Volume(s)

A$0.000418 per share

 

15,948,963

 

 

 

d)

 

Aggregated information

 

 

- Aggregated volume

 

 

- Price

 

 

 

 

 

Aggregated volume 15,948,963

 

Aggregated price $0.000418 per share

 

Aggregated total A$6,667

 

e)

 

Date of the transaction

 

 

25 November 2016

f)

 

Place of the transaction

 

 

AIM Market of the London Stock Exchange

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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