Appendix 3B

RNS Number : 2967V
Thor Mining PLC
11 January 2013
 



Friday 11 January 2013

 

THOR MINING PLC

 

Thor Mining PLC ("Thor" or the "Company")

 

Appendix 3B

 

The Directors of Thor Mining PLC (AIM, ASX: THR) today released the following announcement on the Australian Securities Exchange ("ASX") as required under the listing rules of the ASX.

 

 

Appendix 3B

 

New issue announcement,

application for quotation of additional securities

and agreement

 

Information or documents not available now must be given to ASX as soon as available.  Information and documents given to ASX become ASX's property and may be made public.

Introduced 1/7/96.  Origin: Appendix 5.  Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.

 

 

Name of entity

Thor Mining PLC

 

ARBN

121 117 673

 

We (the entity) give ASX the following information.

 

 

Part 1 ‑ All issues

You must complete the relevant sections (attach sheets if there is not enough space).

 

1

+Class of +securities issued or to be issued

 

Chess Depository Interests (CDIs) issued over ordinary shares.

 

 

 



 

 

2

Number  of +securities issued or to be issued (if known) or maximum number which may be issued

 

 

Transfer of 2,250,000 ASX Listed CDIs from ASX to the AIM Market of the London Stock Exchange to ASX during the period from 1 December to 31 December 2012.

 

Thereby reducing the number of ASX listed CDIs to 434,723,815 as at 31 December 2012.

 

And leaving the total issued shares admitted to the AIM Market of the London Stock Exchange unchanged at 903,425,923 as at 31 December 2012.

 

 



 

 

3

Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)

This represents the:

·     Transfer of 2,250,000 CDIs listed on ASX to ordinary shares admitted to the AIM Market of the London Stock Exchange during the month of December 2012.

 

 



 

 

4

Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities?

 

If the additional securities do not rank equally, please state:

·    the date from which they do

·    the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment

·    the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment

Yes.

 



 

 

5

Issue price or consideration

 

Transfer: - Not Applicable

 



 

 



 

6

Purpose of the issue

(If issued as consideration for the acquisition of assets, clearly identify those assets)

 

 

 

 

 

 

Transfer of securities from CDIs listed on ASX to ordinary shares admitted to the AIM Market of the London Stock Exchange.

 

 



 

 

7

Dates of entering +securities into uncertificated holdings or despatch of certificates

 

Transfers - 1 December 2012 to 31 December 2012.

 

 

 

 

 

 

 

 

 

 


 

 

 

 


Number

+Class

8

Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable)

 

 

 

434,723,815

 

 

 

Ordinary Shares quoted by ASX ("THR" as CDIs) as at 31 December 2012.

 

 

 


Number

+Class

9

Number and +class of all +securities not quoted on ASX (including the securities in clause 2 if applicable)

 

 

 

 

 468,702,108

 

 

 

8,000,000

 

 

1,000,000

 

 

1,000,000

 

 

4,000,000

 

 

1,100,000

 

Ordinary Shares admitted to the AIM Market of the London Stock Exchange, as at 30 November 2012.

 

4 cent Unlisted Options expiring 24 November 2013 (Held by Directors)

 

5 cent Unlisted Options expiring 20 December 2013. (Held by Associates)

 

3.5 cent Unlisted Options expiring 13 June 2014.(Held by Associates)

 

2.0 pence Unlisted Options expiring 21 June 2015. (Held by Associates)

 

2.0 cent Unlisted Options expiring 27 September 2015. (Held by  Employees)



 

10

Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests)

No policy

 

Part 2 ‑ Bonus issue or pro rata issue - Not applicable

 

Part 3 ‑ Quotation of securities

You need only complete this section if you are applying for quotation of securities

 

34

Type of securities

(tick one)

 

(a)

X

Securities described in Part 1  (CDIs only)

 

(b)


All other securities

Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities

 

 

 

Entities that have ticked box 34(a)

Additional securities forming a new class of securities - Not applicable

 

Quotation agreement

 

1          +Quotation of our additional +securities is in ASX's absolute discretion.  ASX may quote the +securities on any conditions it decides. 

 

2          We warrant the following to ASX.

 

·           The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.

 

·           There is no reason why those +securities should not be granted +quotation.

 

·           An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act. 

Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty

 

·           Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.

 

·           If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.

 

3          We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.

 

4          We give ASX the information and documents required by this form.  If any information or document not available now, will give it to ASX before +quotation of the +securities begins.  We acknowledge that ASX is relying on the information and documents.  We warrant that they are (will be) true and complete.

 

Sign here:             

                                           (Company Secretary)

 

Date:                                    11 January 2013                                                

Print name:                           Allan Burchard

 

 

Enquiries:

Mick Billing

+61 (0) 8 7324 1935

Thor Mining PLC

Executive Chairman

Allan Burchard

+61 (0) 8 7324 1935

Thor Mining PLC

CFO/Company Secretary





Gerry Beaney / David Hignell

+44 (0) 20 7383 5100

Grant Thornton Corporate Finance

Nominated Adviser





Nick Emerson/ Renato Rufus

+44 (0) 1483 413500

Simple Investments

Broker





Alex Walters/ Emma Wigan

+44 (0) 77 7171 3608

+44 (0) 20 7839 9260

Cadogan PR

Financial PR

 

 


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