TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i |
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1a. Identity of the issuer or the underlying issuerof existing shares to which voting rights are at-tached ii : |
TavistockInvestmentsPLC |
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1b. Pleaseindicateiftheissuerisanon-UKissuer (pleasemark withan"X"ifappropriate) |
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Non-UKissuer |
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2.Reasonforthenotification (pleasemarktheappropriateboxorboxes withan"X") |
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Anacquisitionordisposal ofvotingrights |
X |
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Anacquisitionordisposaloffinancialinstruments |
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Aneventchangingthebreakdownofvoting rights |
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Other(pleasespecify) iii : |
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3.Detailsofpersonsubjecttothenotificationobligation iv |
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Name |
HeliumRisingStarsFund |
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Cityandcountryofregisteredoffice(ifapplicable) |
CaymanIslands |
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4.Fullnameofshareholder(s) (ifdifferentfrom3.) v |
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Name |
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Cityandcountryofregisteredoffice(ifapplicable) |
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5. Date on which the threshold was crossed orreached vi : |
17/09/2021 |
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6.Dateonwhichissuernotified(DD/MM/YYYY): |
17/09/2021 |
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7.Totalpositionsofperson(s)subjecttothe notificationobligation |
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% of voting rights at-tachedtoshares(to-talof8.A) |
% of voting rightsthroughfinancialinstru-ments (totalof8.B 1+8.B2) |
Totalofbothin%(8.A+ 8.B) |
Total number ofvotingrightsheldin issuer (8.A +8.B) vii |
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Resulting situationonthedateonwhich threshold wascrossedorreached |
0% |
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0% |
0 |
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Positionofpreviousnotification(ifapplicable) |
4.84% |
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4.84% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed orreached viii |
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A:Votingrights attached toshares |
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Class/type ofshares ISINcode(ifpossible) |
Numberof votingrights ix |
%ofvotingrights |
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Direct (Art 9 ofDirective2004/109/EC)(DTR5.1) |
Indirect (Art10ofDirective 2004/109/EC)(DTR5.2.1) |
Direct (Art 9ofDirective2004/109/EC)(DTR5.1) |
Indirect (Art10ofDirective 2004/109/EC)(DTR5.2.1) |
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GB00BLNMLS43 |
0 |
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0% |
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SUBTOTAL8.A |
0 |
0% |
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B1: FinancialInstrumentsaccordingtoArt. 13(1)(a)ofDirective2004/109/EC(DTR5.3.1.1(a)) |
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Typeoffinancialin-strument |
Expiration date x |
Exercise/ConversionPeriod xi |
Numberofvotingrightsthat may be acquired iftheinstrument is exercised/converted. |
%of votingrights |
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SUBTOTAL8.B1 |
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive2004/109/EC(DTR5.3.1.1 (b)) |
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Typeoffinancialinstrument |
Expiration date x |
Exercise/Conversion Pe-riod xi |
Physical orcashsettlement xii |
Number ofvotingrights |
%of votingrights |
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SUBTOTAL 8.B.2 |
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9. Information in relation to the person subject to the notification obligation (please mark theapplicableboxwith an"X") |
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Personsubjecttothenotification obligationisnotcontrolledby anynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyan interestin the (underlying)issuer xiii |
x |
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Full chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe financialinstrumentsare effectivelyheldstartingwiththeultimatecontrollingnaturalpersonor legalentity xiv (pleaseaddadditionalrows asnecessary) |
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N ame xv |
% of voting rights if itequals or is higherthan the notifiablethreshold |
% of voting rightsthrough financial in-struments if it equalsorishigher thanthe notifiablethreshold |
Total of both if itequals or is higherthan the notifiablethreshold |
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10. Incase of proxyvoting,pleaseidentify: |
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Name oftheproxyholder |
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Thenumber and%ofvotingrights held |
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Thedateuntilwhichthevotingrightswillbeheld |
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11 .Additionalinformation xvi |
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Placeofcompletion |
Zürich,Switzerland |
Date ofcompletion |
17/09/2021 |