Blocklisting Interim Review

SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS Please ensure the entries on this return are typed 1. Name of company St. James's Place plc 2. Name of scheme J. Rothschild Assurance Holdings First Partners/ First Employees Share Option St. James's Place plc Executive Share Option St. James's Place plc Partners Share Option St. James's Place plc Share Save 3. Period of return: From 15 July 2007 To 14 January 2008 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme J. Rothschild Holdings First Partner / First Employee Share Option: 735,012 ordinary shares St. James's Place plc Executive Share Option: 1,360,577 ordinary shares St. James's Place plc Partners Share Option: 6,918,333 ordinary shares St. James's Place plc Share Save: 105,032 ordinary shares 5. Number of shares issued / allotted under scheme during period: J. Rothschild Assurance Holdings First Partners / First Employees Share Option: Nil St. James's Place plc Executive Share Option: 76,875 St. James's Place plc Partners Share Option: 905,011 St. James's Place plc Share Save: 15,335 6. Balance under scheme not yet issued / allotted at end of period J. Rothschild Assurance Holdings First Partners / First Employees Share Option: 735,012 St. James's Place plc Executive Share Option: 1,283,702 St. James's Place plc Partners Share Option: 6,933,322 St. James's Place plc Share Save: 984,697 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; J. Rothschild Assurance Holdings First Partners / First Employees Share Option: 26,271,919 ordinary shares of 15p each on 13.01.99 St. James's Place plc Executive Share Option: 6,730,937 ordinary shares of 15p each on 12.03.99 383,000 ordinary shares of 15p each on 04.12.00 380,000 ordinary shares of 15p each on 05.03.07 395,000 ordinary shares of 15p each on 08.03.07 405,000 ordinary shares of 15p each on 09.03.07 395,000 ordinary shares of 15p each on 13.13.07 400,000 ordinary shares of 15p each on 27.03.07 380,000 ordinary shares of 15p each on 04.04.07 St. James's Place plc Partners Share Option: 26,272,687 ordinary shares of 15p each on 12.03.99 385,000 ordinary shares of 15p each on 20.04.07 390,000 ordinary shares of 15p each on 26.04.07 380,000 ordinary shares of 15p each on 27.04.07 385,000 ordinary shares of 15p each on 01.05.07 390,000 ordinary shares of 15p each on 04.05.07 388,000 ordinary shares of 15p each on 16.05.07 410,000 ordinary shares of 15p each on 04.06.07 405,000 ordinary shares of 15p each on 07.06.07 380,000 ordinary shares of 15p each on 22.06.07 400,000 ordinary shares of 15p each on 20.07.07 520,000 ordinary shares of 15p each on 14.11.07 St. James's Place plc Share Save: 1,712,402 ordinary shares of 15p each on 12.03.99 260,561 ordinary shares of 15p each on 04.12.00 421,000 ordinary shares of 15p each on 27.04.06 450,000 ordinary shares of 15p each on 30.10.07 445,000 ordinary shares of 15p each on 06.11.07 Please confirm total number of shares in issue at the end of the period in order for us to update our records 476,492,041 Contact for queries Name Matt Armitage Address St. James's Place plc St. James's Place House Dollar Street Cirencester Gloucestershire GL7 2AQ Telephone 01285 878158 Person making the return Name Matt Armitage Position Deputy Company Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material.
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