Holding(s) in Company

RNS Number : 3506U
Grafenia plc
28 March 2019
 

TR-1: Standard form for notification of major holdings

 


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Grafenia PLC

LEI: 213800OKTI2518K5KM22

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

x

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

 
Frank Fischer, Julia Fischer

City and country of registered office (if applicable)

Hofheim, Germany

4. Full name of shareholder(s) (if different from 3.)v

Name

Value Focus Beteiligungs GmbH

City and country of registered office (if applicable)

Hofheim, Germany

5. Date on which the threshold was crossed or reachedvi:

28/03/2019

6. Date on which issuer notified (DD/MM/YYYY):

28/03/2019

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

22.1956%

Nil

22.1956%

84,684,683

Position of previous notification (if

applicable)

20.6120%

Nil

20.6120%

76,816,166

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Ordinary shares of 1 penny

 

ISIN: GB0009638130

18,796,295


22.1956%












SUBTOTAL 8. A

18,796,295

22.1956%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights






















SUBTOTAL 8.B.2



 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)


Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold






















10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi

Value Focus Beteiligungs GmbH is controlled as to 50% by Frank Fischer and 50% by Julia Fischer

 

Place of completion

Hofheim, Germany

Date of completion

28/03/2019

 

 

 

 


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END
 
 
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