Holding(s) in Company

RNS Number : 8226B

Rolls-Royce Holdings plc

12 October 2020

 

Rolls-Royce Holdings plc

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)			Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.) v
Name			Goldman Sachs International
City and country of registered office (if applicable)			Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reached vi :			07/10/2020
6. Date on which issuer notified (DD/MM/YYYY):			09/10/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	0.78%	6.32%		7.10%	1,930,995,313
Position of previous notification (if applicable)	0.58%	6.07%		6.65%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491				14,991,523					0.78%
US7757812067				25,736					0.001%
SUBTOTAL 8. A		15,017,259					0.78%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Securities Lending		Open				58,559,434			3.03%
Future		16/04/2021				1,951,271			0.10%
			SUBTOTAL 8. B 1			60,510,705			3.13%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
Refer to the annexure
					SUBTOTAL 8.B.2			61,495,384	3.18%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International		6.22%	6.76%
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional information xvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

Place of completion	London
Date of completion	09/10/2020

Annexure

Annexure
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/Conversion periodxi	Physical or cash settlementxii	Number of voting rights	% of voting rights
CFD	01/05/2025		Cash	8,600,666	0.45%
CFD	19/08/2030		Cash	5,023,143	0.26%
CFD	29/10/2021		Cash	3,846,714	0.20%
CFD	01/10/2030		Cash	2,850,036	0.15%
CFD	15/07/2025		Cash	2,347,959	0.12%
CFD	02/04/2024		Cash	2,254,859	0.12%
CFD	23/02/2023		Cash	1,779,221	0.09%
CFD	15/07/2025		Cash	1,770,418	0.09%
CFD	10/12/2029		Cash	1,729,538	0.09%
CFD	11/09/2030		Cash	1,499,703	0.08%
CFD	10/12/2029		Cash	1,382,384	0.07%
CFD	30/09/2030		Cash	1,350,026	0.07%
CFD	02/12/2022		Cash	1,117,762	0.06%
CFD	01/10/2030		Cash	1,103,585	0.06%
CFD	02/05/2023		Cash	1,084,910	0.06%
Swap	12/07/2021		Cash	1,028,241	0.05%
CFD	07/10/2030		Cash	1,026,995	0.05%
CFD	25/09/2023		Cash	868,681	0.04%
CFD	17/06/2030		Cash	778,056	0.04%
CFD	03/05/2022		Cash	765,475	0.04%
CFD	17/06/2030		Cash	719,158	0.04%
CFD	19/08/2030		Cash	676,707	0.04%
CFD	11/09/2023		Cash	668,656	0.03%
CFD	03/04/2030		Cash	634,436	0.03%
CFD	08/07/2030		Cash	551,848	0.03%
CFD	01/10/2030		Cash	548,681	0.03%
CFD	25/02/2030		Cash	467,464	0.02%
CFD	15/07/2030		Cash	453,873	0.02%
CFD	27/03/2025		Cash	441,570	0.02%
CFD	26/08/2025		Cash	430,995	0.02%
CFD	01/10/2030		Cash	400,254	0.02%
CFD	16/09/2030		Cash	382,006	0.02%
CFD	01/10/2030		Cash	380,069	0.02%
CFD	16/09/2030		Cash	374,113	0.02%
CFD	08/04/2024		Cash	363,422	0.02%
CFD	07/06/2021		Cash	362,655	0.02%
CFD	25/02/2030		Cash	351,364	0.02%
Swap	22/12/2020		Cash	345,900	0.02%
Swap	03/02/2025		Cash	345,828	0.02%
CFD	30/09/2030		Cash	335,494	0.02%
CFD	30/09/2030		Cash	313,016	0.02%
CFD	17/06/2030		Cash	301,863	0.02%
CFD	23/09/2030		Cash	289,220	0.01%
CFD	09/09/2030		Cash	274,095	0.01%
CFD	07/10/2030		Cash	272,247	0.01%
Swap	04/03/2025		Cash	265,171	0.01%
Swap	05/07/2024		Cash	226,799	0.01%
Swap	05/07/2024		Cash	224,999	0.01%
CFD	29/01/2030		Cash	222,669	0.01%
CFD	07/10/2022		Cash	206,768	0.01%
CFD	24/09/2030		Cash	202,132	0.01%
CFD	09/10/2023		Cash	199,999	0.01%
CFD	15/07/2030		Cash	198,389	0.01%
CFD	07/06/2021		Cash	193,664	0.01%
CFD	25/09/2030		Cash	187,942	0.01%
CFD	29/01/2030		Cash	183,474	0.01%
CFD	19/08/2030		Cash	176,582	0.01%
CFD	14/05/2024		Cash	174,078	0.01%
Swap	31/12/2030		cash	173,486	0.01%
CFD	30/09/2030		Cash	173,202	0.01%
CFD	07/10/2030		Cash	171,647	0.01%
Swap	13/08/2024		Cash	151,252	0.01%
Call Warrant	31/12/2030		Cash	149,524	0.01%
CFD	23/09/2030		Cash	146,527	0.01%
Swap	02/08/2024		Cash	143,415	0.01%
CFD	19/08/2030		Cash	130,771	0.01%
Swap	03/06/2024		Cash	123,122	0.01%
CFD	03/05/2022		Cash	122,496	0.01%
CFD	07/10/2030		Cash	109,611	0.01%
CFD	06/10/2023		Cash	106,549	0.01%
CFD	07/10/2030		Cash	101,265	0.01%
CFD	10/08/2021		Cash	95,567	0.005%
CFD	08/07/2030		Cash	90,730	0.005%
Swap	31/12/2030		cash	89,918	0.005%
Swap	24/12/2020		Cash	89,423	0.005%
CFD	29/01/2030		Cash	87,262	0.005%
Swap	03/06/2024		Cash	85,439	0.004%
Swap	02/12/2024		Cash	81,148	0.004%
Swap	13/08/2024		Cash	80,747	0.004%
Call Warrant	31/12/2030		Cash	79,038	0.004%
Swap	03/06/2024		Cash	78,556	0.004%
CFD	28/07/2025		Cash	76,768	0.004%
CFD	21/08/2030		Cash	73,304	0.004%
CFD	29/01/2030		Cash	71,677	0.004%
CFD	07/10/2030		Cash	69,474	0.004%
CFD	09/08/2023		Cash	68,976	0.004%
CFD	02/10/2023		Cash	66,841	0.003%
Swap	31/12/2030		cash	66,000	0.003%
CFD	09/01/2025		Cash	61,192	0.003%
Swap	09/10/2020		cash	58,000	0.003%
Put Warrant	09/10/2020		cash	58,000	0.003%
CFD	07/10/2030		Cash	57,633	0.003%
Swap	15/07/2024		Cash	57,206	0.003%
Swap	18/11/2024		Cash	57,032	0.003%
Swap	15/07/2024		Cash	56,994	0.003%
CFD	29/01/2030		Cash	55,111	0.003%
CFD	15/07/2030		Cash	53,068	0.003%
Swap	04/03/2025		Cash	51,706	0.003%
Swap	30/09/2024		Cash	51,549	0.003%
Swap	10/10/2024		Cash	50,018	0.003%
Swap	23/08/2024		Cash	48,501	0.003%
CFD	06/10/2023		Cash	48,413	0.003%
Swap	30/09/2024		Cash	48,380	0.003%
CFD	29/01/2030		Cash	47,362	0.002%
CFD	02/10/2023		Cash	47,298	0.002%
CFD	02/08/2022		Cash	46,824	0.002%
CFD	29/01/2030		Cash	46,740	0.002%
Swap	31/12/2030		cash	44,369	0.002%
Put Warrant	31/12/2030		cash	44,369	0.002%
CFD	13/04/2028		Cash	44,070	0.002%
CFD	26/02/2030		Cash	43,628	0.002%
CFD	02/05/2023		Cash	42,894	0.002%
Swap	31/12/2030		cash	41,184	0.002%
Call Warrant	31/12/2030		Cash	41,073	0.002%
Swap	13/01/2025		Cash	41,054	0.002%
Swap	17/11/2020		Cash	40,642	0.002%
Call Warrant	31/12/2030		Cash	40,400	0.002%
Swap	03/01/2025		Cash	39,060	0.002%
CFD	18/08/2025		Cash	38,504	0.002%
Swap	11/11/2024		Cash	37,339	0.002%
CFD	02/10/2029		Cash	36,478	0.002%
CFD	16/09/2030		Cash	35,341	0.002%
CFD	07/10/2030		Cash	34,243	0.002%
CFD	26/02/2030		Cash	33,838	0.002%
CFD	25/02/2030		Cash	31,514	0.002%
Swap	13/10/2020		cash	30,177	0.002%
Put Warrant	13/10/2020		cash	30,177	0.002%
Swap	13/01/2025		Cash	30,046	0.002%
CFD	10/12/2024		Cash	29,750	0.002%
Swap	18/11/2024		Cash	28,968	0.002%
Swap	01/11/2024		Cash	28,911	0.001%
Swap	11/11/2024		Cash	28,828	0.001%
CFD	29/10/2029		Cash	28,801	0.001%
Swap	03/01/2025		Cash	28,402	0.001%
Swap	30/09/2024		Cash	27,351	0.001%
Swap	08/10/2020		cash	27,000	0.001%
Put Warrant	08/10/2020		cash	27,000	0.001%
Swap	10/10/2024		Cash	25,982	0.001%
Swap	23/08/2024		Cash	25,899	0.001%
Swap	30/09/2024		Cash	25,620	0.001%
Swap	31/12/2030		cash	25,000	0.001%
Put Warrant	31/12/2030		cash	25,000	0.001%
Swap	30/09/2024		Cash	23,923	0.001%
Swap	31/12/2030		cash	22,971	0.001%
Call Warrant	31/12/2030		Cash	22,971	0.001%
Swap	03/02/2025		Cash	22,870	0.001%
CFD	24/09/2030		Cash	21,702	0.001%
Swap	13/09/2024		Cash	20,976	0.001%
Swap	01/07/2024		Cash	20,608	0.001%
CFD	07/10/2030		Cash	20,601	0.001%
CFD	16/09/2030		Cash	20,200	0.001%
Swap	31/12/2030		cash	20,000	0.001%
Call Warrant	31/12/2030		Cash	20,000	0.001%
Swap	11/11/2024		Cash	18,961	0.001%
CFD	23/09/2030		Cash	16,681	0.001%
CFD	29/08/2023		Cash	16,382	0.001%
CFD	16/09/2030		Cash	14,971	0.001%
CFD	23/09/2030		Cash	14,965	0.001%
CFD	07/10/2030		Cash	14,954	0.001%
Swap	11/11/2024		Cash	14,672	0.001%
Swap	02/12/2024		Cash	14,671	0.001%
CFD	07/10/2030		Cash	14,571	0.001%
Swap	01/11/2024		Cash	14,556	0.001%
Swap	31/12/2030		cash	14,000	0.001%
CFD	28/07/2025		Cash	12,820	0.001%
Swap	30/09/2024		Cash	12,677	0.001%
Swap	13/09/2024		Cash	10,524	0.001%
CFD	17/06/2030		Cash	10,489	0.001%
CFD	03/05/2022		Cash	10,352	0.001%
CFD	29/10/2029		Cash	9,288	0.0005%
CFD	07/10/2030		Cash	9,220	0.0005%
CFD	28/07/2025		Cash	9,012	0.0005%
CFD	20/03/2029		Cash	8,715	0.0005%
CFD	25/09/2030		Cash	7,938	0.0004%
CFD	29/10/2029		Cash	7,051	0.0004%
Swap	03/10/2024		Cash	7,043	0.0004%
CFD	03/05/2022		Cash	6,533	0.0003%
Swap	13/10/2020		cash	6,415	0.0003%
Put Warrant	13/10/2020		cash	6,415	0.0003%
CFD	07/10/2030		Cash	5,491	0.0003%
CFD	03/06/2030		Cash	5,359	0.0003%
CFD	03/05/2022		Cash	4,854	0.0003%
Swap	01/11/2024		Cash	4,477	0.0002%
Swap	31/12/2030		cash	4,000	0.0002%
CFD	04/03/2030		Cash	3,411	0.0002%
Call Warrant	31/12/2030		Cash	3,380	0.0002%
Swap	02/12/2024		Cash	3,194	0.0002%
Swap	01/11/2024		Cash	3,063	0.0002%
Swap	08/10/2020		cash	3,000	0.0002%
Put Warrant	08/10/2020		cash	3,000	0.0002%
CFD	02/10/2023		Cash	2,979	0.0002%
Call Warrant	31/12/2030		Cash	2,960	0.0002%
CFD	07/10/2030		Cash	2,623	0.0001%
Call Option	11/11/2020		Cash	2,264	0.0001%
Swap	23/08/2024		Cash	1,373	0.0001%
Swap	23/08/2024		Cash	1,205	0.0001%
CFD	07/10/2030		Cash	1,133	0.0001%
Swap	31/12/2030		cash	1,000	0.0001%
Call Option	04/11/2020		Cash	926	0.00005%
Call Warrant	31/12/2030		Cash	800	0.00004%
Call Option	14/10/2020		Cash	542	0.00003%
Call Option	21/10/2020		Cash	12	0.000001%
CFD	19/07/2027		Cash	1	0.0000001%
Total Number of voting rights and percentage of voting rights				61,495,384	3.18%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Name of authorised officer of issuer responsible for making notification: N icola Carroll FCG Date of notification: 1 2 October 2020 L EI: 213800EC7997ZBLZJH69

 

END

 

 

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