Holding(s) in Company

RNS Number : 0218F

Rolls-Royce Holdings plc

11 November 2020

 

Rolls-Royce Holdings plc

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Rolls-Royce Holdings plc
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			The Goldman Sachs Group, Inc.
City and country of registered office (if applicable)			Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA
4. Full name of shareholder(s) (if different from 3.) v
Name			Goldman Sachs International
City and country of registered office (if applicable)			Plumtree Court, 25 Shoe Lane, London EC4A 4AU, UK
5. Date on which the threshold was crossed or reached vi :			06/11/2020
6. Date on which issuer notified (DD/MM/YYYY):			10/11/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	1.76%	8.30%		10.07%	1,930,995,313
Position of previous notification (if applicable)	0.82%	9.99%		10.80%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B63H8491				33,952,969					1.76%
US7757812067				90,985					0.005%
SUBTOTAL 8. A		34,043,954					1.76%
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date x	Exercise/ Conversion Period xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Securities Lending		Open				71,106,508			3.68%
Future		18/12/2020				7,550,028			0.39%
Future		16/04/2021				5,680,191			0.29%
Future		19/03/2021				14,610			0.001%
			SUBTOTAL 8. B 1			84,351,338			4.37%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x		Exercise/ Conversion Period xi		Physical or cash settlement xii			Number of voting rights	% of voting rights
Refer to the annexure
					SUBTOTAL 8.B.2			75,964,155	3.93%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International		8.08%	9.71%
The Goldman Sachs Group, Inc.
Goldman Sachs & Co. LLC
The Goldman Sachs Group, Inc.
Goldman, Sachs & Co. Wertpapier GmbH
The Goldman Sachs Group, Inc.
GSAM Holdings LLC
Goldman Sachs Asset Management, L.P.
The Goldman Sachs Group, Inc.
IMD Holdings LLC
United Capital Financial Partners, Inc.
United Capital Financial Advisers, LLC
The Goldman Sachs Group, Inc.
Folio Financial, Inc.
Folio Investments Inc.
The Goldman Sachs Group, Inc.
Goldman Sachs (UK) L.L.C.
Goldman Sachs Group UK Limited
Goldman Sachs International Bank
The Goldman Sachs Group, Inc.
Goldman Sachs Financial Markets, L.P.
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A
11. Additional information xvi
Please note, the total amount of voting rights has been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: [e-mail]

Place of completion	London
Date of completion	10/11/2020

Annexure

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex	Exercise/Conversion periodxi	Physical or cash settlementxii	Number of voting rights	% of voting rights
CFD	01/05/2025		Cash	9,609,899	0.50%
CFD	31/10/2022		Cash	4,999,950	0.26%
CFD	01/10/2030		Cash	3,153,814	0.16%
CFD	29/11/2021		Cash	3,051,629	0.16%
CFD	15/10/2030		Cash	2,815,345	0.15%
Call Option	17/06/2022		Cash	1,898,882	0.10%
Put Option	17/06/2022		Cash	1,857,568	0.10%
CFD	10/12/2029		Cash	1,731,268	0.09%
CFD	30/10/2030		Cash	1,556,146	0.08%
CFD	11/09/2030		Cash	1,496,682	0.08%
CFD	10/12/2029		Cash	1,383,769	0.07%
CFD	23/02/2023		Cash	1,382,517	0.07%
CFD	01/10/2030		Cash	1,210,011	0.06%
Swap	12/07/2021		Cash	1,028,236	0.05%
CFD	11/09/2023		Cash	901,435	0.05%
CFD	15/07/2025		Cash	891,859	0.05%
CFD	30/10/2023		Cash	878,538	0.05%
CFD	08/10/2030		Cash	871,749	0.05%
CFD	17/06/2030		Cash	778,798	0.04%
CFD	03/05/2022		Cash	765,471	0.04%
CFD	17/06/2030		Cash	719,833	0.04%
CFD	07/10/2030		Cash	638,707	0.03%
CFD	03/04/2030		Cash	635,071	0.03%
CFD	02/04/2024		Cash	626,053	0.03%
CFD	01/10/2030		Cash	606,269	0.03%
CFD	04/11/2030		Cash	557,217	0.03%
CFD	30/10/2030		Cash	553,244	0.03%
CFD	09/10/2030		Cash	500,269	0.03%
Swap	15/12/2023		Cash	495,837	0.03%
Swap	15/12/2023		Cash	495,323	0.03%
Call Option	28/07/2021		Cash	490,577	0.03%
Call Option	28/07/2021		Cash	482,352	0.02%
CFD	01/10/2030		Cash	441,959	0.02%
CFD	27/03/2025		Cash	441,568	0.02%
CFD	19/08/2030		Cash	434,261	0.02%
CFD	26/08/2025		Cash	430,993	0.02%
Call Option	04/10/2021		Cash	410,458	0.02%
Call Option	26/11/2021		Cash	403,969	0.02%
Swap	15/12/2023		Cash	401,774	0.02%
Call Option	01/10/2021		Cash	397,984	0.02%
Call Option	30/09/2021		Cash	395,487	0.02%
Forward	18/12/2020		Cash	393,218	0.02%
CFD	14/10/2030		Cash	372,248	0.02%
Swap	16/09/2025		Cash	364,582	0.02%
Call Option	13/06/2022		Cash	347,816	0.02%
Put Option	28/07/2021		Cash	347,041	0.02%
Swap	22/12/2020		Cash	345,807	0.02%
Put Option	28/07/2021		Cash	341,739	0.02%
Swap	22/07/2021		Cash	338,067	0.02%
Call Option	18/10/2021		Cash	337,102	0.02%
CFD	03/05/2022		Cash	315,923	0.02%
CFD	28/10/2030		Cash	313,139	0.02%
Put Option	26/11/2021		Cash	309,316	0.02%
Put Option	17/12/2021		Cash	304,842	0.02%
CFD	17/06/2030		Cash	302,146	0.02%
Swap	04/01/2023		Cash	293,159	0.02%
Swap	01/11/2022		Cash	292,902	0.02%
Call Option	24/11/2020		Cash	291,155	0.02%
Swap	20/12/2024		Cash	287,747	0.01%
CFD	29/11/2021		Cash	264,451	0.01%
Put Option	13/07/2021		Cash	255,098	0.01%
CFD	08/10/2030		Cash	251,466	0.01%
Put Option	18/12/2020		Cash	249,562	0.01%
Put Option	13/06/2022		Cash	247,279	0.01%
Put Option	18/12/2020		Cash	242,675	0.01%
Swap	15/12/2023		Cash	241,070	0.01%
Put Option	16/12/2022		Cash	238,757	0.01%
CFD	08/10/2030		Cash	231,464	0.01%
CFD	28/10/2030		Cash	205,992	0.01%
Future	18/12/2020		Cash	204,580	0.01%
Put Option	18/12/2020		Cash	200,738	0.01%
CFD	25/09/2023		Cash	199,998	0.01%
Call Option	16/04/2021		Cash	199,954	0.01%
Put Option	17/12/2021		Cash	197,169	0.01%
Call Option	17/12/2021		Cash	185,033	0.01%
Put Option	23/01/2026		Cash	181,709	0.01%
CFD	19/08/2030		Cash	176,628	0.01%
CFD	29/11/2021		Cash	172,336	0.01%
Put Option	18/10/2021		Cash	166,530	0.01%
Call Option	18/12/2020		Cash	157,870	0.01%
Put Option	18/12/2020		Cash	157,648	0.01%
CFD	08/10/2030		Cash	155,083	0.01%
Swap	16/09/2025		Cash	154,402	0.01%
CFD	28/10/2030		Cash	149,479	0.01%
Swap	31/12/2030		Cash	148,880	0.01%
Call Warrant	31/12/2030		Cash	148,694	0.01%
CFD	28/10/2030		Cash	147,420	0.01%
Swap	21/12/2022		Cash	146,469	0.01%
Forward	18/12/2020		Cash	146,145	0.01%
Call Option	08/06/2021		Cash	141,664	0.01%
CFD	14/10/2030		Cash	139,038	0.01%
Put Option	08/06/2021		Cash	136,691	0.01%
Put Option	30/09/2021		Cash	136,463	0.01%
Put Option	01/10/2021		Cash	135,464	0.01%
Put Option	02/02/2021		Cash	135,089	0.01%
CFD	30/10/2030		Cash	134,797	0.01%
CFD	07/10/2030		Cash	133,455	0.01%
CFD	21/08/2030		Cash	132,937	0.01%
Put Option	18/12/2020		Cash	132,528	0.01%
CFD	08/04/2024		Cash	132,472	0.01%
CFD	19/08/2030		Cash	130,894	0.01%
Put Option	02/12/2024		Cash	130,501	0.01%
Put Option	17/12/2021		Cash	130,305	0.01%
Put Option	04/10/2021		Cash	129,372	0.01%
Put Option	20/11/2020		Cash	129,214	0.01%
CFD	15/07/2030		Cash	128,725	0.01%
CFD	28/10/2030		Cash	128,210	0.01%
Put Option	18/12/2020		Cash	128,044	0.01%
Put Option	18/12/2020		Cash	126,419	0.01%
Put Option	18/06/2021		Cash	125,484	0.01%
CFD	03/05/2022		Cash	122,496	0.01%
Put Option	18/06/2021		Cash	119,351	0.01%
Put Option	18/12/2020		Cash	117,107	0.01%
Swap	31/12/2030		Cash	116,957	0.01%
Call Warrant	31/12/2030		Cash	116,642	0.01%
Call Option	18/12/2020		Cash	116,563	0.01%
Swap	16/09/2025		Cash	116,097	0.01%
Call Option	17/12/2021		Cash	112,733	0.01%
Put Option	16/12/2022		Cash	104,176	0.01%
CFD	07/10/2030		Cash	102,176	0.01%
CFD	28/10/2030		Cash	100,109	0.01%
CFD	06/11/2030		Cash	98,745	0.01%
Put Option	09/11/2020		Cash	97,686	0.01%
Swap	31/12/2030		Cash	96,902	0.01%
Call Warrant	31/12/2030		Cash	96,805	0.01%
Put Option	17/12/2021		Cash	96,180	0.005%
CFD	14/05/2024		Cash	92,779	0.005%
Call Option	18/12/2020		Cash	91,973	0.005%
CFD	08/07/2030		Cash	90,754	0.005%
Swap	20/01/2021		Cash	89,038	0.005%
Call Option	18/12/2020		Cash	88,035	0.005%
Put Option	18/12/2020		Cash	87,681	0.005%
Put Option	03/02/2027		Cash	87,546	0.005%
Put Option	16/12/2022		Cash	81,401	0.004%
Put Option	16/12/2022		Cash	81,401	0.004%
Call Option	18/12/2020		Cash	72,238	0.004%
CFD	30/10/2030		Cash	71,532	0.004%
Call Option	18/12/2020		Cash	70,296	0.004%
Call Option	18/12/2020		Cash	70,236	0.004%
Put Option	18/06/2021		Cash	68,907	0.004%
Future	18/12/2020		Cash	67,224	0.003%
Call Option	18/12/2020		Cash	67,142	0.003%
Swap	31/12/2030		Cash	66,000	0.003%
Call Warrant	31/12/2030		Cash	65,500	0.003%
Swap	31/12/2030		Cash	65,235	0.003%
CFD	07/10/2030		Cash	63,849	0.003%
Put Option	16/12/2022		Cash	63,557	0.003%
Put Option	21/09/2022		Cash	62,892	0.003%
Put Option	21/09/2022		Cash	62,892	0.003%
Put Option	21/12/2022		Cash	62,827	0.003%
Put Option	21/12/2022		Cash	62,827	0.003%
Put Option	21/06/2022		Cash	62,321	0.003%
Put Option	21/06/2022		Cash	62,321	0.003%
Put Option	21/03/2022		Cash	61,573	0.003%
Put Option	21/03/2022		Cash	61,573	0.003%
Put Option	18/12/2020		Cash	60,358	0.003%
Put Option	16/04/2021		Cash	60,019	0.003%
Put Option	18/12/2020		Cash	58,327	0.003%
Call Warrant	31/12/2030		Cash	57,080	0.003%
Put Option	18/12/2020		Cash	56,961	0.003%
Put Option	18/12/2020		Cash	56,961	0.003%
Put Option	18/12/2020		Cash	56,961	0.003%
CFD	30/09/2030		Cash	54,090	0.003%
CFD	15/07/2030		Cash	53,658	0.003%
Swap	06/04/2021		Cash	53,477	0.003%
CFD	15/10/2030		Cash	52,656	0.003%
CFD	02/05/2023		Cash	51,816	0.003%
Swap	17/11/2020		Cash	50,869	0.003%
Call Option	17/12/2021		Cash	50,816	0.003%
CFD	20/10/2022		Cash	50,000	0.003%
Put Option	18/12/2020		Cash	49,578	0.003%
Call Option	18/12/2020		Cash	48,846	0.003%
Call Option	18/12/2020		Cash	46,591	0.002%
CFD	08/10/2030		Cash	45,024	0.002%
Put Option	16/12/2022		Cash	43,888	0.002%
Put Option	18/12/2020		Cash	43,791	0.002%
Call Option	17/12/2021		Cash	42,468	0.002%
Put Option	15/12/2023		Cash	41,801	0.002%
Put Option	18/12/2020		Cash	41,102	0.002%
Forward	18/12/2020		Cash	40,891	0.002%
CFD	18/08/2025		Cash	38,504	0.002%
Forward	18/12/2020		Cash	37,092	0.002%
Call Option	20/12/2024		Cash	36,636	0.002%
Put Option	18/12/2020		Cash	36,545	0.002%
CFD	16/09/2030		Cash	35,341	0.002%
Put Option	20/12/2024		Cash	35,277	0.002%
Put Option	18/12/2020		Cash	35,053	0.002%
Put Option	17/06/2022		Cash	34,726	0.002%
Call Option	18/06/2021		Cash	33,727	0.002%
CFD	28/07/2025		Cash	32,189	0.002%
Call Option	15/12/2023		Cash	31,944	0.002%
Put Option	17/12/2021		Cash	31,778	0.002%
Put Option	18/12/2020		Cash	31,616	0.002%
Forward	18/12/2020		Cash	31,538	0.002%
Put Option	16/12/2022		Cash	31,336	0.002%
Put Option	16/09/2022		Cash	31,146	0.002%
Put Option	19/12/2025		Cash	30,678	0.002%
Future	18/12/2020		Cash	30,102	0.002%
Forward	18/12/2020		Cash	29,872	0.002%
CFD	10/12/2024		Cash	29,750	0.002%
Put Option	18/12/2020		Cash	29,617	0.002%
Call Option	18/12/2020		Cash	29,552	0.002%
Forward	18/12/2020		Cash	28,557	0.001%
Put Option	18/12/2020		Cash	27,844	0.001%
Put Option	17/12/2021		Cash	27,407	0.001%
Put Option	18/06/2021		Cash	27,166	0.001%
Forward	18/12/2020		Cash	27,095	0.001%
Forward	18/12/2020		Cash	26,657	0.001%
Put Warrant	31/12/2030		Cash	26,556	0.001%
Swap	31/12/2030		Cash	26,556	0.001%
Forward	18/12/2020		Cash	26,043	0.001%
Swap	31/12/2030		Cash	25,294	0.001%
Put Warrant	31/12/2030		Cash	25,000	0.001%
Swap	31/12/2030		Cash	25,000	0.001%
Put Option	22/04/2021		Cash	24,579	0.001%
Put Option	17/06/2022		Cash	23,498	0.001%
Put Option	18/12/2020		Cash	23,047	0.001%
Call Warrant	31/12/2030		Cash	22,765	0.001%
Put Option	18/12/2020		Cash	21,908	0.001%
CFD	14/10/2030		Cash	21,698	0.001%
Put Option	17/06/2022		Cash	21,023	0.001%
Put Option	17/06/2022		Cash	21,023	0.001%
Put Option	18/12/2020		Cash	20,833	0.001%
Put Option	17/06/2022		Cash	20,232	0.001%
Put Option	17/06/2022		Cash	20,232	0.001%
Put Option	17/06/2022		Cash	19,942	0.001%
Put Option	17/06/2022		Cash	19,942	0.001%
Put Option	17/06/2022		Cash	19,266	0.001%
Put Option	17/06/2022		Cash	19,266	0.001%
Put Option	17/06/2022		Cash	18,687	0.001%
Put Option	17/06/2022		Cash	18,687	0.001%
Forward	18/12/2020		Cash	18,590	0.001%
Forward	18/12/2020		Cash	18,093	0.001%
Put Option	09/03/2022		Cash	18,021	0.001%
Put Option	17/06/2022		Cash	17,992	0.001%
Put Option	17/06/2022		Cash	17,992	0.001%
Put Option	20/11/2020		Cash	17,755	0.001%
Future	18/12/2020		Cash	17,537	0.001%
Put Option	31/05/2023		Cash	17,467	0.001%
Forward	18/12/2020		Cash	17,245	0.001%
Put Option	18/12/2020		Cash	16,857	0.001%
Put Option	20/11/2020		Cash	16,572	0.001%
Put Option	18/12/2020		Cash	16,568	0.001%
Call Option	18/12/2020		Cash	16,319	0.001%
Put Option	18/12/2020		Cash	16,265	0.001%
Call Option	15/12/2023		Cash	16,081	0.001%
Swap	20/12/2024		Cash	15,741	0.001%
Put Option	16/09/2022		Cash	15,581	0.001%
Call Option	17/12/2021		Cash	15,546	0.001%
Call Option	15/12/2023		Cash	15,543	0.001%
Put Option	21/09/2021		Cash	14,968	0.001%
Put Option	21/09/2021		Cash	14,968	0.001%
Call Option	17/09/2021		Cash	14,904	0.001%
Put Option	21/12/2021		Cash	14,893	0.001%
Put Option	21/12/2021		Cash	14,893	0.001%
Put Option	21/06/2021		Cash	14,858	0.001%
Put Option	21/06/2021		Cash	14,858	0.001%
Put Option	22/03/2021		Cash	14,759	0.001%
Put Option	22/03/2021		Cash	14,759	0.001%
Put Option	26/01/2023		Cash	14,740	0.001%
Put Option	18/12/2020		Cash	14,737	0.001%
Put Option	20/12/2024		Cash	14,733	0.001%
CFD	07/10/2030		Cash	14,575	0.001%
Forward	18/12/2020		Cash	14,527	0.001%
Put Option	16/09/2022		Cash	14,485	0.001%
Put Option	20/08/2021		Cash	14,419	0.001%
Put Option	06/06/2024		Cash	14,281	0.001%
Put Option	21/12/2020		Cash	14,265	0.001%
Put Option	21/12/2020		Cash	14,265	0.001%
Swap	31/12/2030		Cash	14,000	0.001%
CFD	09/01/2025		Cash	13,930	0.001%
Put Option	17/12/2021		Cash	13,850	0.001%
Call Option	18/06/2021		Cash	13,344	0.001%
Put Option	16/09/2022		Cash	13,184	0.001%
Put Option	17/06/2022		Cash	13,177	0.001%
Put Option	18/03/2022		Cash	13,160	0.001%
CFD	07/10/2030		Cash	13,123	0.001%
Put Option	16/12/2022		Cash	13,082	0.001%
Swap	31/12/2030		Cash	13,000	0.001%
CFD	30/10/2030		Cash	12,908	0.001%
CFD	30/10/2030		Cash	12,772	0.001%
Forward	18/12/2020		Cash	12,656	0.001%
Put Option	20/11/2020		Cash	12,496	0.001%
Call Option	17/12/2021		Cash	12,055	0.001%
Forward	18/12/2020		Cash	11,984	0.001%
Call Option	15/12/2028		Cash	11,599	0.001%
CFD	29/10/2029		Cash	11,569	0.001%
Forward	18/12/2020		Cash	11,458	0.001%
Put Option	18/12/2020		Cash	11,450	0.001%
Put Option	30/11/2023		Cash	11,438	0.001%
CFD	14/10/2030		Cash	11,434	0.001%
Call Option	24/12/2020		Cash	11,345	0.001%
Put Option	06/06/2024		Cash	11,264	0.001%
Forward	18/12/2020		Cash	11,136	0.001%
Forward	18/12/2020		Cash	11,049	0.001%
Call Warrant	31/12/2030		Cash	11,000	0.001%
Put Option	17/09/2021		Cash	10,884	0.001%
CFD	28/07/2025		Cash	10,708	0.001%
Call Option	17/12/2021		Cash	10,617	0.001%
CFD	17/06/2030		Cash	10,492	0.001%
CFD	03/05/2022		Cash	10,352	0.001%
Put Option	20/11/2020		Cash	10,335	0.001%
Forward	18/12/2020		Cash	9,850	0.001%
Call Option	18/06/2021		Cash	9,762	0.001%
Put Option	17/12/2021		Cash	9,662	0.001%
Call Warrant	31/12/2030		Cash	9,500	0.0005%
Call Option	22/05/2028		Cash	9,452	0.0005%
Forward	18/12/2020		Cash	9,441	0.0005%
Put Option	17/06/2022		Cash	9,263	0.0005%
Put Option	17/06/2022		Cash	9,263	0.0005%
CFD	07/10/2030		Cash	9,221	0.0005%
Call Option	17/12/2021		Cash	9,079	0.0005%
Forward	18/12/2020		Cash	9,003	0.0005%
Put Option	21/05/2021		Cash	8,925	0.0005%
Put Option	17/06/2022		Cash	8,922	0.0005%
Put Option	17/06/2022		Cash	8,922	0.0005%
Call Option	18/12/2020		Cash	8,840	0.0005%
Forward	18/12/2020		Cash	8,798	0.0005%
Put Option	17/06/2022		Cash	8,633	0.0004%
Put Option	17/06/2022		Cash	8,633	0.0004%
Put Option	18/12/2020		Cash	8,427	0.0004%
Put Option	17/06/2022		Cash	8,344	0.0004%
Put Option	17/06/2022		Cash	8,344	0.0004%
Forward	18/12/2020		Cash	8,330	0.0004%
Forward	18/12/2020		Cash	8,330	0.0004%
Put Option	17/06/2022		Cash	8,230	0.0004%
Put Option	17/06/2022		Cash	8,230	0.0004%
Forward	18/12/2020		Cash	8,184	0.0004%
Put Option	15/12/2028		Cash	8,180	0.0004%
Call Option	19/03/2021		Cash	8,177	0.0004%
Call Option	17/11/2020		Cash	8,137	0.0004%
Forward	18/12/2020		Cash	8,038	0.0004%
Put Option	17/09/2021		Cash	8,014	0.0004%
Put Option	20/12/2024		Cash	7,912	0.0004%
Forward	18/12/2020		Cash	7,892	0.0004%
Put Option	17/06/2022		Cash	7,796	0.0004%
Put Option	17/06/2022		Cash	7,796	0.0004%
Call Option	25/05/2022		Cash	7,763	0.0004%
Put Option	18/12/2020		Cash	7,684	0.0004%
CFD	28/07/2025		Cash	7,660	0.0004%
Put Option	19/03/2027		Cash	7,458	0.0004%
Call Option	17/09/2021		Cash	7,452	0.0004%
Put Option	19/03/2021		Cash	7,433	0.0004%
Put Option	18/06/2027		Cash	7,398	0.0004%
Put Option	17/09/2027		Cash	7,338	0.0004%
Forward	18/12/2020		Cash	7,278	0.0004%
Put Option	17/12/2027		Cash	7,272	0.0004%
Put Option	16/09/2022		Cash	7,242	0.0004%
Put Option	17/06/2022		Cash	7,162	0.0004%
Put Option	17/06/2022		Cash	7,162	0.0004%
Forward	18/12/2020		Cash	7,161	0.0004%
Put Option	18/06/2021		Cash	7,071	0.0004%
Forward	18/12/2020		Cash	6,927	0.0004%
Put Option	17/09/2021		Cash	6,913	0.0004%
Put Option	17/06/2022		Cash	6,815	0.0004%
Put Option	17/06/2022		Cash	6,815	0.0004%
Put Option	17/12/2021		Cash	6,749	0.0003%
Forward	18/12/2020		Cash	6,693	0.0003%
Put Option	21/03/2025		Cash	6,563	0.0003%
Put Option	20/08/2021		Cash	6,542	0.0003%
Put Option	20/06/2025		Cash	6,535	0.0003%
CFD	03/05/2022		Cash	6,533	0.0003%
Put Option	19/09/2025		Cash	6,504	0.0003%
Forward	18/12/2020		Cash	6,460	0.0003%
Put Option	19/12/2025		Cash	6,446	0.0003%
Call Option	17/12/2021		Cash	6,426	0.0003%
Forward	18/12/2020		Cash	6,255	0.0003%
Forward	18/12/2020		Cash	6,255	0.0003%
Put Option	15/09/2023		Cash	6,001	0.0003%
Put Option	20/03/2026		Cash	6,001	0.0003%
Put Option	16/06/2023		Cash	5,994	0.0003%
Put Option	17/03/2023		Cash	5,982	0.0003%
Put Option	15/12/2023		Cash	5,966	0.0003%
Put Option	19/06/2026		Cash	5,954	0.0003%
Put Option	15/03/2024		Cash	5,924	0.0003%
Put Option	18/09/2026		Cash	5,908	0.0003%
Put Option	21/06/2024		Cash	5,908	0.0003%
Put Option	20/09/2024		Cash	5,894	0.0003%
Put Option	18/12/2026		Cash	5,855	0.0003%
Put Option	20/12/2024		Cash	5,849	0.0003%
Call Option	17/12/2021		Cash	5,793	0.0003%
Forward	18/12/2020		Cash	5,729	0.0003%
Call Option	21/02/2025		Cash	5,670	0.0003%
Forward	18/12/2020		Cash	5,554	0.0003%
CFD	07/10/2030		Cash	5,492	0.0003%
Forward	18/12/2020		Cash	5,437	0.0003%
Forward	18/12/2020		Cash	5,437	0.0003%
Call Option	20/12/2030		Cash	5,366	0.0003%
CFD	03/06/2030		Cash	5,360	0.0003%
Put Option	15/10/2021		Cash	5,320	0.0003%
Put Option	16/12/2022		Cash	5,315	0.0003%
Put Option	16/09/2022		Cash	5,293	0.0003%
Put Option	17/06/2022		Cash	5,210	0.0003%
Put Option	16/09/2022		Cash	5,194	0.0003%
Put Option	18/03/2022		Cash	5,105	0.0003%
Forward	18/12/2020		Cash	5,086	0.0003%
Swap	31/12/2030		Cash	5,000	0.0003%
Swap	31/12/2030		Cash	5,000	0.0003%
Forward	18/12/2020		Cash	4,969	0.0003%
Call Option	18/06/2021		Cash	4,964	0.0003%
Call Option	18/06/2021		Cash	4,964	0.0003%
Call Warrant	31/12/2030		Cash	4,940	0.0003%
Forward	18/12/2020		Cash	4,940	0.0003%
CFD	03/05/2022		Cash	4,854	0.0003%
Call Option	18/06/2021		Cash	4,788	0.0002%
Call Option	18/06/2021		Cash	4,788	0.0002%
CFD	29/10/2029		Cash	4,779	0.0002%
Call Option	08/01/2021		Cash	4,722	0.0002%
Put Option	16/12/2022		Cash	4,701	0.0002%
Put Option	16/12/2022		Cash	4,701	0.0002%
Forward	18/12/2020		Cash	4,560	0.0002%
Forward	18/12/2020		Cash	4,443	0.0002%
Call Option	18/06/2021		Cash	4,411	0.0002%
Call Option	18/06/2021		Cash	4,411	0.0002%
Call Option	20/12/2024		Cash	4,406	0.0002%
CFD	03/05/2022		Cash	4,398	0.0002%
Call Option	18/06/2021		Cash	4,315	0.0002%
Call Option	18/06/2021		Cash	4,315	0.0002%
Put Option	17/12/2021		Cash	4,245	0.0002%
Put Option	18/12/2020		Cash	4,238	0.0002%
Forward	18/12/2020		Cash	4,209	0.0002%
Put Option	17/09/2021		Cash	4,203	0.0002%
Call Option	18/06/2021		Cash	4,174	0.0002%
Call Option	18/06/2021		Cash	4,174	0.0002%
Put Option	18/06/2021		Cash	4,071	0.0002%
Call Option	17/09/2021		Cash	4,055	0.0002%
Call Option	18/12/2020		Cash	4,029	0.0002%
Forward	18/12/2020		Cash	4,004	0.0002%
Call Warrant	31/12/2030		Cash	4,000	0.0002%
Swap	31/12/2030		Cash	4,000	0.0002%
Forward	18/12/2020		Cash	3,946	0.0002%
CFD	20/03/2029		Cash	3,923	0.0002%
Call Option	18/06/2021		Cash	3,903	0.0002%
Call Option	18/06/2021		Cash	3,903	0.0002%
Put Option	19/03/2021		Cash	3,856	0.0002%
Forward	18/12/2020		Cash	3,829	0.0002%
CFD	03/05/2022		Cash	3,745	0.0002%
Put Option	27/09/2021		Cash	3,711	0.0002%
Call Option	20/12/2024		Cash	3,694	0.0002%
Put Option	20/09/2024		Cash	3,603	0.0002%
Put Option	20/12/2024		Cash	3,591	0.0002%
Put Option	21/06/2024		Cash	3,589	0.0002%
Put Option	15/03/2024		Cash	3,573	0.0002%
CFD	29/10/2029		Cash	3,567	0.0002%
Forward	18/12/2020		Cash	3,566	0.0002%
Forward	18/12/2020		Cash	3,391	0.0002%
Forward	18/12/2020		Cash	3,332	0.0002%
Call Warrant	31/12/2030		Cash	3,330	0.0002%
Forward	18/12/2020		Cash	3,244	0.0002%
Forward	18/12/2020		Cash	3,186	0.0002%
Put Option	17/06/2022		Cash	3,160	0.0002%
Put Option	17/06/2022		Cash	3,160	0.0002%
Put Option	19/03/2027		Cash	3,084	0.0002%
Put Option	21/03/2025		Cash	3,070	0.0002%
Put Option	18/06/2027		Cash	3,065	0.0002%
Put Option	20/06/2025		Cash	3,046	0.0002%
Put Option	17/09/2027		Cash	3,046	0.0002%
Forward	18/12/2020		Cash	3,040	0.0002%
Put Option	19/09/2025		Cash	3,022	0.0002%
Put Option	17/12/2027		Cash	3,022	0.0002%
Swap	31/12/2030		Cash	3,000	0.0002%
Swap	31/12/2030		Cash	3,000	0.0002%
Put Option	19/12/2025		Cash	2,990	0.0002%
Forward	18/12/2020		Cash	2,981	0.0002%
Put Option	20/03/2026		Cash	2,972	0.0002%
Put Option	19/06/2026		Cash	2,956	0.0002%
Put Option	17/06/2022		Cash	2,953	0.0002%
Put Option	17/06/2022		Cash	2,953	0.0002%
Put Option	18/09/2026		Cash	2,940	0.0002%
Forward	18/12/2020		Cash	2,923	0.0002%
Put Option	18/12/2026		Cash	2,918	0.0002%
Forward	18/12/2020		Cash	2,864	0.0001%
Call Option	10/09/2026		Cash	2,817	0.0001%
Call Option	22/05/2026		Cash	2,793	0.0001%
Forward	18/12/2020		Cash	2,777	0.0001%
Forward	18/12/2020		Cash	2,777	0.0001%
Forward	18/12/2020		Cash	2,777	0.0001%
Put Option	15/03/2024		Cash	2,763	0.0001%
Forward	18/12/2020		Cash	2,748	0.0001%
Put Option	21/06/2024		Cash	2,742	0.0001%
Put Option	18/12/2020		Cash	2,729	0.0001%
Put Option	20/09/2024		Cash	2,723	0.0001%
Put Option	20/12/2030		Cash	2,722	0.0001%
Put Option	20/12/2024		Cash	2,696	0.0001%
Forward	18/12/2020		Cash	2,689	0.0001%
CFD	07/10/2030		Cash	2,624	0.0001%
CFD	04/03/2030		Cash	2,592	0.0001%
Call Option	07/07/2023		Cash	2,527	0.0001%
Call Option	17/09/2021		Cash	2,484	0.0001%
Call Option	01/04/2026		Cash	2,462	0.0001%
Put Option	16/09/2022		Cash	2,414	0.0001%
Call Option	20/07/2026		Cash	2,355	0.0001%
Forward	18/12/2020		Cash	2,338	0.0001%
Future	19/12/2025		Cash	2,308	0.0001%
Call Option	17/12/2021		Cash	2,292	0.0001%
Put Option	17/06/2022		Cash	2,278	0.0001%
Put Option	17/06/2022		Cash	2,278	0.0001%
Put Option	17/06/2022		Cash	2,162	0.0001%
Put Option	17/06/2022		Cash	2,162	0.0001%
Put Option	15/12/2023		Cash	2,111	0.0001%
Put Option	15/09/2023		Cash	2,109	0.0001%
Forward	18/12/2020		Cash	2,104	0.0001%
Call Option	22/02/2027		Cash	2,096	0.0001%
Put Option	16/06/2023		Cash	2,088	0.0001%
Future	19/12/2024		Cash	2,085	0.0001%
Put Option	17/03/2023		Cash	2,062	0.0001%
Call Option	17/09/2021		Cash	2,029	0.0001%
Call Warrant	31/12/2030		Cash	2,000	0.0001%
Put Warrant	09/11/2020		Cash	2,000	0.0001%
Put Warrant	09/11/2020		Cash	2,000	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Swap	09/11/2020		Cash	2,000	0.0001%
Swap	31/12/2030		Cash	2,000	0.0001%
Swap	09/11/2020		Cash	2,000	0.0001%
Forward	18/12/2020		Cash	1,988	0.0001%
Call Option	18/12/2020		Cash	1,948	0.0001%
Forward	18/12/2020		Cash	1,900	0.0001%
Call Option	26/10/2026		Cash	1,862	0.0001%
Call Option	19/03/2021		Cash	1,817	0.0001%
Future	15/12/2022		Cash	1,817	0.0001%
Future	14/12/2023		Cash	1,793	0.0001%
Forward	18/12/2020		Cash	1,783	0.0001%
Forward	18/12/2020		Cash	1,725	0.0001%
Call Option	18/06/2021		Cash	1,693	0.0001%
Call Option	18/06/2021		Cash	1,693	0.0001%
Call Option	07/07/2023		Cash	1,682	0.0001%
Future	16/12/2021		Cash	1,675	0.0001%
Forward	18/12/2020		Cash	1,666	0.0001%
Forward	18/12/2020		Cash	1,666	0.0001%
Call Option	16/12/2022		Cash	1,621	0.0001%
Call Option	16/12/2022		Cash	1,621	0.0001%
Call Warrant	31/12/2030		Cash	1,580	0.0001%
Call Option	12/05/2025		Cash	1,527	0.0001%
Forward	18/12/2020		Cash	1,520	0.0001%
Put Option	18/12/2020		Cash	1,511	0.0001%
Call Option	17/12/2021		Cash	1,506	0.0001%
Call Warrant	31/12/2030		Cash	1,490	0.0001%
Call Option	18/06/2021		Cash	1,473	0.0001%
Call Option	18/06/2021		Cash	1,473	0.0001%
Forward	18/12/2020		Cash	1,345	0.0001%
Future	15/12/2022		Cash	1,287	0.0001%
Call Option	28/03/2025		Cash	1,238	0.0001%
Forward	18/12/2020		Cash	1,228	0.0001%
Call Warrant	31/12/2030		Cash	1,167	0.0001%
Put Option	15/10/2021		Cash	1,157	0.0001%
Call Option	08/04/2024		Cash	1,100	0.0001%
Call Option	30/06/2028		Cash	1,056	0.0001%
Put Option	16/12/2022		Cash	1,008	0.0001%
Put Option	17/06/2022		Cash	1,002	0.0001%
Put Option	17/06/2022		Cash	1,002	0.0001%
Put Option	17/06/2022		Cash	940	0.00005%
Put Option	17/06/2022		Cash	940	0.00005%
Call Option	28/03/2025		Cash	866	0.00004%
Forward	18/12/2020		Cash	760	0.00004%
Put Option	18/12/2020		Cash	698	0.00004%
Call Option	17/09/2021		Cash	677	0.00004%
CFD	29/01/2030		Cash	672	0.00003%
Call Option	22/02/2027		Cash	630	0.00003%
Call Option	18/12/2020		Cash	548	0.00003%
Put Option	17/12/2021		Cash	547	0.00003%
Call Option	08/04/2025		Cash	537	0.00003%
Call Option	18/06/2021		Cash	535	0.00003%
Call Option	18/06/2021		Cash	535	0.00003%
Call Option	18/06/2021		Cash	474	0.00002%
Call Option	18/06/2021		Cash	474	0.00002%
CFD	29/01/2030		Cash	468	0.00002%
Put Option	18/12/2020		Cash	461	0.00002%
Call Option	20/07/2026		Cash	422	0.00002%
Call Option	12/07/2024		Cash	415	0.00002%
Call Option	18/06/2021		Cash	394	0.00002%
Call Option	18/06/2021		Cash	394	0.00002%
Call Option	18/06/2021		Cash	380	0.00002%
Call Option	18/06/2021		Cash	380	0.00002%
Call Option	18/06/2021		Cash	352	0.00002%
Call Option	18/06/2021		Cash	352	0.00002%
Call Option	18/06/2021		Cash	350	0.00002%
Call Option	18/06/2021		Cash	350	0.00002%
Call Option	18/06/2021		Cash	340	0.00002%
Call Option	18/06/2021		Cash	340	0.00002%
CFD	29/01/2030		Cash	321	0.00002%
Call Option	18/06/2021		Cash	318	0.00002%
Call Option	18/06/2021		Cash	318	0.00002%
Call Option	18/12/2020		Cash	259	0.00001%
Call Option	31/03/2021		Cash	201	0.00001%
Call Option	11/03/2027		Cash	190	0.00001%
Call Option	28/03/2025		Cash	173	0.00001%
Put Option	21/12/2022		Cash	169	0.00001%
Put Option	21/12/2022		Cash	169	0.00001%
Put Option	21/09/2022		Cash	159	0.00001%
Put Option	21/09/2022		Cash	159	0.00001%
Put Option	21/06/2022		Cash	148	0.00001%
Put Option	21/06/2022		Cash	148	0.00001%
Put Option	21/03/2022		Cash	134	0.00001%
Put Option	21/03/2022		Cash	134	0.00001%
Call Option	18/06/2021		Cash	134	0.00001%
Call Option	18/06/2021		Cash	134	0.00001%
Call Option	31/03/2021		Cash	123	0.00001%
Put Option	21/12/2021		Cash	123	0.00001%
Call Option	18/06/2021		Cash	121	0.00001%
Call Option	18/06/2021		Cash	121	0.00001%
Put Option	21/12/2021		Cash	117	0.00001%
Call Option	18/12/2020		Cash	113	0.00001%
Put Option	21/09/2021		Cash	112	0.00001%
Put Option	21/09/2021		Cash	106	0.00001%
Put Option	21/06/2021		Cash	93	0.000005%
Put Option	21/06/2021		Cash	89	0.000005%
CFD	29/01/2030		Cash	88	0.000005%
CFD	29/01/2030		Cash	88	0.000005%
Call Option	18/12/2020		Cash	76	0.000004%
Put Option	16/04/2021		Cash	75	0.000004%
Put Option	22/03/2021		Cash	66	0.000003%
Put Option	22/03/2021		Cash	63	0.000003%
CFD	29/01/2030		Cash	58	0.000003%
Call Option	11/11/2020		Cash	56	0.000003%
Call Option	31/03/2021		Cash	51	0.000003%
Call Option	18/06/2021		Cash	43	0.000002%
Call Option	18/06/2021		Cash	43	0.000002%
Call Option	28/03/2025		Cash	41	0.000002%
Call Option	18/12/2020		Cash	40	0.000002%
Call Option	18/06/2021		Cash	38	0.000002%
Call Option	18/06/2021		Cash	38	0.000002%
Call Option	31/03/2021		Cash	38	0.000002%
CFD	29/01/2030		Cash	29	0.000002%
Call Option	18/12/2020		Cash	21	0.000001%
Put Option	21/12/2020		Cash	13	0.000001%
Put Option	21/12/2020		Cash	12	0.000001%
Call Option	18/12/2020		Cash	10	0.000001%
Call Option	18/12/2020		Cash	6	0.0000003%
Call Option	18/12/2020		Cash	5	0.0000003%
Call Option	18/12/2020		Cash	4	0.0000002%
Call Option	18/12/2020		Cash	3	0.0000002%
CFD	19/07/2027		Cash	1	0.0000001%
Total Number of voting rights and percentage of voting rights				75,964,155	3.93%
Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

Name of authorised officer of issuer responsible for making notification: N icola Carroll FCG Date of notification: 11 November 2020 L EI: 213800EC7997ZBLZJH69

 

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