Holding(s) in Company

RNS Number : 8418C
Rockhopper Exploration plc
20 March 2014
 

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Rockhopper Exploration plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

YES

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify): Update of position



3. Full name of person(s) subject to the
notification obligation:

JPMorgan Chase & Co.

4. Full name of shareholder(s)
 (if different from 3.):

J.P. Morgan Securities Plc

 

5. Date of the transaction and date on
which the threshold is crossed or
reached:

19 March 2014

6. Date on which issuer notified:

20 March 2014

7. Threshold(s) that is/are crossed or
reached:

3%, 4%, 5%, 6% Upwards



 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0001216000

Below minimum threshold

Below minimum threshold



19,282,311


6.78%



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 

Equity Swap

 




394,719

Nominal

Delta

0.14%



Total (A+B+C)

Number of voting rights

Percentage of voting rights

19,677,030

6.92%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

Total disclosable holding for JPMorgan Chase & Co. : 19,677,030 (6.92%)

 

J.P. Morgan Securities Plc: 19,677,030 (6.92%)

 


Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

N/A

12. Date on which proxy holder will cease to hold
voting rights:

N/A



13. Additional information:

N/A

14. Contact name:

Tung Thanh Le

15. Contact telephone number:

020 7742 7272

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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