Holding(s) in Company

RNS Number : 8161P

Ricardo PLC

12 June 2020

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS   (to be sent to the relevant issuer and to the FCA in Microsoft

Word format if possible) ⁱ

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :			Ricardo PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name			Impax Asset Management Group plc
City and country of registered office (if applicable)			London, United Kingdom
4. Full name of shareholder(s) (if different from 3.) v
Name			Impax Asset Management Limited Impax Asset Management (AIFM) Limited
City and country of registered office (if applicable)			London, United Kingdom
5. Date on which the threshold was crossed or reached vi :			10/06/2020
6. Date on which issuer notified (DD/MM/YYYY):			11/06/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments  (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer vii
Resulting situation on the date on which threshold was crossed or reached	5.07%	0%		5.07%	53,406,250
Position of previous notification (if  applicable)	N/A	N/A		N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rights ix		% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0007370074	2,226,672	481,103	4.17%	0.90%
SUBTOTAL 8. A	2,707,775		5.07%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration date x	Exercise/  Conversion Period xi	Number of voting rights that may be acquired if the instrument is  exercised/converted.	% of voting rights
		SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date x	Exercise/  Conversion Pe- riod xi	Physical or cash  settlement xii	Number of voting rights	% of voting rights
			SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the  applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)				X
Name xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial in- struments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Impax Asset Management Group plc	N/A	N/A	N/A
Impax Asset Management Limited
Impax Asset Management (AIFM) Limited

10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional information xvi

Impax Asset Management Group plc is the parent entity of Impax Asset Management Limited and Impax Asset Management (AIFM) Limited and does not control any of the shares. Impax Asset Management Limited and Impax Asset Management (AIFM) Limited are investment managers with delegated voting rights on behalf of managed portfolios. In reference to section 8, the shares detailed are managed by Impax Asset Management Limited and Impax Asset Management (AIFM) Limited on behalf of underlying clients whereby the client has delegated the exercise of the voting power to the referenced investment managers.

Place of completion	London, United Kingdom
Date of completion	11 June 2020

 

END

 

 

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