Rathbone Brothers Plc : Director/PDMR Sharehol...

Rathbone Brothers Plc : Director/PDMR Shareholding

Rathbone Brothers Plc (the "Company")

Executive Incentive Plan awards for 2016

The Company announces that the following PDMRs were granted a share award in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan for 2016. The award was based on a share price of £22.97, being the average of the closing mid-market share price during the 20 business days to 22 March 2017.

This award will vest over a five year period in equal tranches of 20% per annum. During this time, the award is subject to a full five year sale restriction period and will operate from the date of the award. The PDMRs will not be permitted to sell shares during the sale restriction period except for the purpose of meeting tax liabilities on vesting. The awards are subject to malus and clawback provisions.

The following announcement and notification is made in accordance with the EU Market Abuse Regulation.

Notification and public disclosure of transactions by persons discharging managerial responsibilities.

1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Philip Howell
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument 5p Ordinary Shares
Identification code ISIN: GB0002148343
 

 

 
Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.9715,897
d) Aggregated information   
  • Not applicable - single transaction 
- Aggregated volume
- Price  
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
   

 

 
  
    
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Paul Stockton
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument ISIN: GB0002148343
Identification code  Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.9710,103
d) Aggregated information   
 - Aggregated volume
  • Not applicable - single transaction 
- Price  
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
   

 
  
   

 
  
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Mike Bolsover
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument ISIN: GB0002148343
Shares of 5p each
Identification code
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.976,983
d) Aggregated information 

 

- Aggregated volume
- Price
 

  • Not applicable - single transaction 
 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
    
 

 

 

 
     
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Andrew Butcher
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)  

Description of the financial instrument, type of instrument
Identification code
ISIN: GB0002148343
Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.978,083
d) Aggregated information 

 

- Aggregated volume

 

- Price
 
  • Not applicable - single transaction 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
   

 

 
 

 

 
 
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Mike Webb
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)  

Description of the financial instrument, type of instrument
Identification code

 
ISIN: GB0002148343
Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.978,832
d) Aggregated information 

 

- Aggregated volume

 

- Price
 

  • Not applicable - single transaction 
 

 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
 










 
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Richard Smeeton
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)  

Description of the financial instrument, type of instrument
Identification code

 
SIN: GB0002148343

 

Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.977,637
d) Aggregated information 

 

- Aggregated volume

 

- Price

 

  • Not applicable - single transaction 
 

 

 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
   

 
 

 

 
 

 
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Ivo Clifton
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)  

 

Description of the financial instrument, type of instrument
Identification code

 

 
ISIN: GB0002148343

 

Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.976,983
d) Aggregated information 

 

- Aggregated volume

 

- Price
 
  • Not applicable - single transaction 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
 

 

 
   

 

 
 
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Andrew Morris
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code

 
ISIN: GB0002148343

 

Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.977,462
d) Aggregated information 

 

- Aggregated volume

 

- Price
 

  • Not applicable - single transaction 
 

 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
    







 
 
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Rupert Baron
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)  

Description of the financial instrument, type of instrument
Identification code

 
ISIN: GB0002148343

 

Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.976,873
d) Aggregated information 

 

- Aggregated volume

 

- Price
 

  • Not applicable - single transaction 
 

 

 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A
     

 

 
 
1 Details of the person discharging managerial responsibilities/person closely associated
a) Name Sarah Owen-Jones
2Reason for the notification
a) Position/status PDMR
b) Initial notification/Amendment Initial notification
3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Rathbone Brothers Plc
b) LEI  

213800MBTHM6UE8ZQP29
4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code
ISIN: GB0002148343

 

Shares of 5p each
b) Nature of the transaction Share award grant made pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan
c) Price(s) and volume(s) Price(s)Volume(s)
£22.976,472
d) Aggregated information 

 

- Aggregated volume

 

- Price
 

  • Not applicable - single transaction 
 

 
e) Date of the transaction 23/03/2017
f) Place of the transaction N/A

Ali Johnson
Company Secretary

23 March 2017




This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc via Globenewswire

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