Director/PDMR Shareholding

RNS Number : 4025T

PureTech Health PLC

17 July 2015

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

Please complete all relevant boxes should in block capital letters.

1.	Name of the issuer PURETECH HEALTH PLC	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director DAPHNE ZOHAR	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person NOTIFICATION RELATES TO ZOHAR LLC, A PERSON CONNECTED WITH THE DIRECTOR NAMED IN 3
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest ZOHAR LLC	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them ZOHAR LLC	8.	State the nature of the transaction PRIOR TO, AND IN CONNECTION WITH THE OVER ALLOTMENT ARRANGEMENTS ENTERED INTO IN CONNECTION WITH THE INITIAL PUBLIC OFFERING AND ADMISSION TO LISTING OF THE COMPANY'S SHARES, ZOHAR LLC MADE A LOAN OF 10,139,943 ORDINARY SHARES TO JEFFERIES INTERNATIONAL LIMITED ON 24 JUNE 2015. THE TRANSACTION THE SUBJECT OF THIS NOTIFICATION IS THE RE-DELIVERY OF THOSE SHARES BY JEFFERIES INTERNATIONAL (NOMINEES) LIMITED TO ZOHAR LLC.
9.	Number of shares, debentures or financial instruments relating to shares acquired 10,139,943 ORDINARY SHARES WERE RETURNED TO ZOHAR LLC BY JEFFERIES INTERNATIONAL (NOMINEES) LIMITED UNDER THE STOCK LOAN ARRANGEMENTS	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) SHARES REPRESENTING 4.27% OF THE ISSUED ORDINARY SHARES OF THE ISSUER WERE RETURNED TO ZOHAR LLC BY JEFFERIES INTERNATIONAL (NOMINEES) LIMITED UNDER THE STOCK LOAN ARRANGEMENTS
11.	Number of shares, debentures or financial instruments relating to shares disposed N/A	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A
13.	Price per share or value of transaction NIL	14.	Date and place of transaction 3 JULY 2015
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 11,890,157 - 5.01%	16.	Date issuer informed of transaction 16 JULY 2015

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes:

17.	Date of grant	18.	Period during which or date on which exercisable
19.	Total amount paid (if any) for grant of the option	20.	Description of shares or debentures involved (class and number)
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise	22.	Total number of shares or debentures over which options held following notification

23.

Any additional information N/A

24.

Name of contact and telephone number for queries STEPHEN MUNIZ / ([phone]

Name of authorised officer of issuer responsible for making notification STEPHEN MUNIZ, EXECUTIVE VICE PRESIDENT, LEGAL, FINANCE AND OPERATIONS Date of notification: 17 JULY 2015

This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1).

1)     An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

2)     An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

3)     An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

4)     An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

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