TR-1 Notification of Major Interest in Shares

RNS Number : 9064Q
Plant Health Care PLC
18 October 2013
 



 

Plant Heath Care plc

18 October 2013

 



PLANT HEALTH CARE plc ("PHC" or "the Company") 

(AIM/ CISX: PHC.L)

Change of shareholder ownership

 

On 17 October, PHC was notified of the following changes in interests in the issued share capital of the Company following a distribution in specie by ORA Capital Partners Limited of the shareholding in PHC previously held by its wholly-owned subsidiary ORA (Guernsey) Limited:


Shares received as   part of distribution in   specie by ORA

Resultant interest in shares of the Company

Resultant % of issued share capital of the Company


*Richard Griffiths

11,030,855

11,030,855

15.64%



*Blake Holdings Limited

7,090,298

7,090,298

10.05%



*Blake Holdings Limited is controlled by Richard Griffiths, hence the interest of Blake Holdings Limited is also included within that of Richard Griffiths.

Following completion of the distribution in specie, neither ORA Capital Partners Limited nor its subsidiary ORA (Guernsey) Limited has a discloseable interest in the Company.

 

Enquiries:



 

Andrew C. Wood FCIS

Company Secretary    

Tel: +44(0)20 8866 5702

 

 

Liberum Capital
- Nomad and Broker

 

Tel: +44 (0)20 3100 2000

 

Powerscourt

Nick Dibden/ Sophie Moate

nick.dibden@powerscourt-group.com

sophie.moate@powerscourt-group.com

 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Plant Health Care Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

ORA Capital Partners Limited and its wholly owned subsidiary ORA (Guernsey) Limited

4. Full name of shareholder(s)
 (if different from 3.):iv

Richard Griffiths

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

17 October 2013

6. Date on which issuer notified:

17 October 2013

7. Threshold(s) that is/are crossed or
reached:
vi, vii

12% to 3%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B01JC540

Ordinary 1p

9,904,853

9,904,853

N/A

N/A


Under 3%




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

N/A

Under 3%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

ORA Capital Partners Limited and its wholly owned subsidiary ORA (Guernsey) Limited are controlled by Richard Griffiths

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

 

Decrease is consequent to a distribution in specie to shareholders of ORA Capital Partners Limited

14. Contact name:

Mike Bretherton

15. Contact telephone number:

01481 738724

 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Plant Health Care Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Blake Holdings Limited

4. Full name of shareholder(s)
 (if different from 3.):iv

Richard Griffiths

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

17 October 2013

6. Date on which issuer notified:

17 October 2013

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Up to 10%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B01JC540

Ordinary 1p

N/A Less than 3%

N/A Less than 3%

7,090,298

7,090,298


10.05%




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

7,090,298

10.05%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Blake Holdings Limited is controlled by Richard Griffiths


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

 

Consequent to a distribution in specie to shareholders of ORA Capital Partners Limited

14. Contact name:

Mike Bretherton

15. Contact telephone number:

01481 738724

 



 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Plant Health Care Plc

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Richard Griffiths and controlled undertakings

4. Full name of shareholder(s)
 (if different from 3.):iv

Richard Griffiths

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

17 October 2013

6. Date on which issuer notified:

17 October 2013

7. Threshold(s) that is/are crossed or
reached:
vi, vii

18% to 15%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B01JC540

Ordinary 1p

12,695,279

12,695,279

11,030,855

11,030,855


15.64%




B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

11,030,855

15.64%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

Blake Holdings Limited


7,090,298

Seren Capital Management Limited


3,000,426

Oak Trust Limited


238,949

ORA Capital Partners Limited


99,218

Richard Griffiths direct holdings


1,964

Richard Griffiths indirect holdings


600,000

Total shares


11,030,855

 

The above undertakings are all controlled by Richard Griffiths


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:

 

Decrease is consequent to a distribution in specie to shareholders of ORA Capital Partners Limited

14. Contact name:

Mike Bretherton

15. Contact telephone number:

01481 738724

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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