TR-1: Standard form for notification of major holdings
NOTIFICATIONOFMAJOR HOLDINGS (tobesenttotherelevantissuerandtotheFCA inMicrosoft W o r dformatifpossible) i |
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1a. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached i i : |
PhoenixCopperLimited |
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1b. Pleaseindicateiftheissuerisanon-UKissuer (pleasemark withan "X"if appropriate) |
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Non-UKissuer |
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2. Reasonforthenotification (pleasemarktheappropriateboxorboxes withan"X") |
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Anacquisitionordisposal ofvotingrights |
X |
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Anacquisitionordisposaloffinancialinstruments |
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Aneventchangingthebreakdownof votingrights |
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Other(pleasespecify) iii :Exerciseofwarrants |
X |
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3 .Detailsof personsubjecttothenotificationobligation iv |
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Name |
MARTINB.HUGHES(VIACHEVIOTCAPITAL(NOM-INEES)LIMITED) |
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Cityandcountryof registeredoffice(if applicable) |
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4 .Full nameof shareholder(s) (ifdifferentfrom 3.) v |
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Name |
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Cityandcountryof registeredoffice(if applicable) |
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5.Dateonwhichthethresholdwascrossedorreached v i : |
25/01/2022 |
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6. Dateonwhichissuernotified(DD/MM/YYYY): |
26/01/2022 |
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7.Totalpositionsofperson(s)subjecttothenotificationobligation |
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% of voting rightsattachedtoshares(totalof8.A) |
% of voting rightsthrough financial in-struments (totalof8.B1+8.B2) |
Totalofbothin%(8.A +8.B) |
Totalnumberofvoting rights ofissuer vii |
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Resulting situationonthedateonwhichthreshold wascrossedorreached |
11.6% |
n/a |
11.6% |
117,415,680 |
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Positionofpreviousnotification (ifapplicable) |
9.7% |
n/a |
9.7% |
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8. Notified details of the resulting situation on the date on which the threshold was crossed orreached v iii |
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A:Votingrightsattachedtoshares |
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Class/type ofshares ISINcode(ifpossible) |
Numberofvotingrights ix |
%ofvotingrights |
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Direct (Art9ofDirective2004/109/EC)(DTR5.1) |
Indirect (Art 10of Directive 2004/109/EC)(DTR5.2.1) |
Direct (Art9ofDirective2004/109/EC)(DTR5.1) |
Indirect (Art 10of Directive 2004/109/EC)(DTR5.2.1) |
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VGG7060R1139 |
0 |
13,616,247 |
0 |
11.6% |
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SUBTOTAL8.A |
13,616,247 |
11.6% |
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B1:FinancialInstrumentsaccordingto Art.13(1)(a)ofDirective2004/109/EC(DTR5.3.1.1(a)) |
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Typeoffinancialin-strument |
Expiration date x |
Exercise/ConversionPeriod xi |
Number of voting rightsthat may be acquired ifthe instrument isexercised/converted. |
% of votingrights |
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SUBTOTAL8.B1 |
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B2: FinancialInstrumentswithsimilareconomiceffectaccordingtoArt. 13(1)(b)ofDirective 2004/109/EC(DTR5.3.1.1(b)) |
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Typeoffinancialinstrument |
Expiration date x |
Exercise/ConversionPeriod xi |
Physical orcashsettlement xii |
Number ofvotingrights |
% of votingrights |
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SUBTOTAL 8.B.2 |
N/A |
N/A |
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9. Information in relation to the person subject to the notification obligation (please mark theapplicableboxwith an "X") |
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Personsubjecttothenotificationobligationisnotcontrolledbyanynaturalpersonorlegalentityanddoesnotcontrolanyotherundertaking(s)holdingdirectlyorindirectlyan interestinthe (underlying)issuer xiii |
X |
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Full chainofcontrolledundertakingsthroughwhichthevotingrightsand/orthe financialinstrumentsareeffectivelyheldstartingwiththeultimatecontrollingnaturalpersonorlegalentity xiv (please addadditional rowsasnecessary) |
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N a me xv |
% of voting rights if itequals or is higherthan the notifiablethreshold |
% of voting rightsthrough financial in-strumentsifit equals or is higher than thenotifiablethreshold |
Total of both if itequals or is higherthan the notifiablethreshold |
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10.In caseofproxyvoting,pleaseidentify: |
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Nameoftheproxyholder |
N/A |
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Thenumber and%ofvotingrightsheld |
N/A |
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Thedateuntilwhichthevotingrightswillbeheld |
N/A |
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11 .Additionalinformation xvi |
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None |
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Placeofcompletion |
LONDON,ENGLAND |
Dateofcompletion |
26/01/2022 |