Holding(s) in Company

RNS Number : 6426S
Pearson PLC
12 March 2019
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are

attachedii:

PEARSON PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights


An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights


Other (please specify)iii


3. Details of person subject to the notification obligationiv

Name

The Goldman Sachs Group, Inc.

City and country of registered office (if applicable)

Corporation Trust Center, 1209 Orange Street,

Wilmington DE 19801, USA

Name

Goldman Sachs International

City and country of registered office (if applicable)

Peterborough Court, 133 Fleet Street, London

EC4A 2BB, UK

5. Date on which the threshold was crossed or reachedvi:

07/03/2019

6. Date on which issuer notified (DD/MM/YYYY):

11/03/2019

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares

(total of 8. A)

% of voting rights through financial

instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of

issuervii

Resulting situation on the date on which threshold was crossed or reached

0.63%

7.17%

7.80%

                               781,412,694

 

Position of previous notification (if

applicable)

0.51%

7.23%

7.75%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB0006776081


4,575,500


0.59%

US7050151056


343,613


0.04%






SUBTOTAL 8. A

4,919,113

0.63%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial

instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Securities Lending

Open


9,563,866

1.22%

Put Option

18/04/2019


1,750,000

0.22%

Put Option

15/03/2019


1,000,000

0.13%

Put Option

15/03/2019


1,000,000

0.13%



SUBTOTAL 8. B 1

13,313,866

1.70%

 

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Refer to Annexure





















SUBTOTAL 8.B.2

42,715,073

5.47%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial

instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

The Goldman Sachs Group, Inc.




Goldman Sachs (UK) L.L.C.




Goldman Sachs Group UK Limited




Goldman Sachs

International


5.99%

5.99%





The Goldman Sachs Group, Inc.




Goldman Sachs & Co. LLC








The Goldman Sachs Group, Inc.




GSAM Holdings LLC




Goldman Sachs Asset Management, L.P.




Goldman Sachs Asset Management International Holdings L.L.C.




Goldman Sachs Asset Management Co., Ltd.








The Goldman Sachs Group, Inc.




GSAM Holdings LLC




Goldman Sachs Asset Management, L.P.




 

 

 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

 

11. Additional informationxvi

Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 

General email contact:

gs-regops-emea-position-enquiries@gs.com

 

Place of completion

London

Date of completion

11/03/2019

 

Natalie White

Deputy Company Secretary

Pearson plc

 

12 March 2019


Annexure

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration datex

Exercise/Conversion periodxi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

CFD

10/12/2025


Cash

                              3,000,148

0.38%

CFD

15/09/2028


Cash

                              2,949,232

0.38%

CFD

20/10/2027


Cash

                              1,846,611

0.24%

CFD

23/09/2020


Cash

                              1,834,093

0.23%

CFD

23/02/2024


Cash

                              1,800,000

0.23%

CFD

04/12/2023


Cash

                              1,561,912

0.20%

CFD

21/02/2024


Cash

                              1,300,000

0.17%

CFD

07/02/2024


Cash

                              1,240,000

0.16%

CFD

21/02/2024


Cash

                              1,100,000

0.14%

Swap

28/07/2021


Cash

                              1,050,699

0.13%

CFD

14/02/2024


Cash

                                  970,000

0.12%

CFD

17/07/2020


Cash

                                  933,031

0.12%

CFD

12/02/2024


Cash

                                  865,494

0.11%

CFD

26/01/2024


Cash

                                  865,000

0.11%

CFD

26/02/2024


Cash

                                  860,000

0.11%

CFD

22/02/2024


Cash

                                  800,000

0.10%

Swap

28/07/2021


Cash

                                  757,148

0.10%

CFD

19/02/2029


Cash

                                  720,286

0.09%

CFD

29/01/2024


Cash

                                  663,999

0.08%

CFD

07/03/2029


Cash

                                  502,194

0.06%

CFD

31/01/2029


Cash

                                  445,560

0.06%

CFD

06/12/2028


Cash

                                  440,459

0.06%

CFD

14/02/2024


Cash

                                  419,554

0.05%

CFD

09/02/2024


Cash

                                  406,520

0.05%

CFD

12/07/2023


Cash

                                  393,923

0.05%

CFD

09/09/2021


Cash

                                  384,939

0.05%

CFD

20/10/2027


Cash

                                  378,633

0.05%

CFD

20/10/2027


Cash

                                  369,444

0.05%

CFD

15/07/2021


Cash

                                  328,703

0.04%

CFD

16/06/2028


Cash

                                  328,703

0.04%

Swap

30/11/2023


Cash

                                  300,000

0.04%

CFD

19/02/2024


Cash

                                  265,000

0.03%

CFD

04/12/2023


Cash

                                  263,261

0.03%

CFD

24/03/2028


Cash

                                  259,000

0.03%

Swap

03/02/2023


Cash

                                  250,801

0.03%

Swap

29/11/2023


Cash

                                  250,000

0.03%

CFD

22/02/2024


Cash

                                  248,352

0.03%

CFD

04/12/2023


Cash

                                  239,940

0.03%

CFD

29/02/2024


Cash

                                  235,463

0.03%

CFD

19/02/2029


Cash

                                  226,714

0.03%

Swap

29/11/2023


Cash

                                  225,000

0.03%

Swap

18/01/2024


Cash

                                  222,460

0.03%

CFD

27/09/2028


Cash

                                  217,594

0.03%

CFD

21/02/2024


Cash

                                  215,238

0.03%

CFD

23/02/2024


Cash

                                  206,960

0.03%

CFD

23/08/2028


Cash

                                  204,000

0.03%

Swap

28/07/2021


Cash

                                  203,317

0.03%

CFD

19/05/2027


Cash

                                  200,012

0.03%

Swap

02/02/2023


Cash

                                  198,606

0.03%

CFD

22/02/2021


Cash

                                  192,056

0.02%

Swap

18/01/2024


Cash

                                  183,004

0.02%

Swap

17/09/2020


Cash

                                  172,831

0.02%

Swap

28/07/2021


Cash

                                  170,231

0.02%

CFD

21/02/2024


Cash

                                  170,178

0.02%

CFD

18/01/2029


Cash

                                  170,000

0.02%

CFD

31/01/2029


Cash

                                  166,473

0.02%

Swap

01/02/2024


Cash

                                  155,100

0.02%

CFD

07/03/2029


Cash

                                  146,584

0.02%

CFD

16/02/2024


Cash

                                  140,912

0.02%

CFD

31/01/2024


Cash

                                  136,001

0.02%

CFD

17/01/2029


Cash

                                  135,485

0.02%

CFD

22/11/2028


Cash

                                  134,667

0.02%

Swap

28/07/2021


Cash

                                  131,070

0.02%

CFD

28/02/2029


Cash

                                  129,305

0.02%

CFD

02/02/2029


Cash

                                  122,404

0.02%

Swap

03/02/2023


Cash

                                  117,797

0.02%

CFD

31/01/2029


Cash

                                  115,429

0.01%

CFD

25/02/2027


Cash

                                  115,007

0.01%

Swap

22/03/2019


Cash

                                  113,300

0.01%

CFD

19/01/2029


Cash

                                  110,000

0.01%

CFD

09/09/2021


Cash

                                  109,171

0.01%

Swap

18/01/2024


Cash

                                  106,899

0.01%

CFD

04/12/2023


Cash

                                  104,940

0.01%

Swap

18/01/2024


Cash

                                  101,869

0.01%

CFD

18/01/2029


Cash

                                  100,000

0.01%

CFD

12/06/2028


Cash

                                    98,591

0.01%

CFD

21/02/2029


Cash

                                    93,554

0.01%

CFD

17/07/2020


Cash

                                    93,399

0.01%

Swap

02/02/2023


Cash

                                    93,281

0.01%

Swap

29/11/2023


Cash

                                    91,988

0.01%

Swap

21/05/2019


Cash

                                    89,064

0.01%

CFD

07/03/2029


Cash

                                    86,704

0.01%

Swap

14/06/2023


Cash

                                    86,565

0.01%

CFD

08/02/2024


Cash

                                    86,367

0.01%

CFD

31/01/2029


Cash

                                    85,399

0.01%

Swap

12/07/2023


Cash

                                    84,590

0.01%

CFD

31/01/2029


Cash

                                    83,905

0.01%

CFD

11/08/2023


Cash

                                    83,647

0.01%

CFD

21/02/2024


Cash

                                    82,784

0.01%

CFD

26/11/2021


Cash

                                    80,948

0.01%

CFD

07/03/2029


Cash

                                    80,040

0.01%

CFD

18/01/2029


Cash

                                    80,000

0.01%

CFD

26/02/2024


Cash

                                    75,108

0.01%

CFD

21/02/2024


Cash

                                    75,051

0.01%

CFD

18/01/2029


Cash

                                    75,000

0.01%

Swap

07/07/2023


Cash

                                    73,094

0.01%

CFD

17/07/2028


Cash

                                    71,500

0.01%

Swap

03/02/2023


Cash

                                    68,758

0.01%

Cal Option

28/05/2019


Cash

                                    65,580

0.01%

Swap

29/11/2023


Cash

                                    65,026

0.01%

CFD

02/03/2029


Cash

                                    65,001

0.01%

CFD

26/02/2029


Cash

                                    64,076

0.01%

CFD

28/02/2024


Cash

                                    63,641

0.01%

Swap

18/01/2024


Cash

                                    62,356

0.01%

CFD

26/02/2029


Cash

                                    60,848

0.01%

CFD

16/02/2024


Cash

                                    60,750

0.01%

CFD

09/02/2029


Cash

                                    60,475

0.01%

CFD

19/01/2029


Cash

                                    60,000

0.01%

Swap

18/01/2024


Cash

                                    59,338

0.01%

CFD

05/11/2027


Cash

                                    59,199

0.01%

Swap

15/06/2023


Cash

                                    57,709

0.01%

CFD

04/12/2023


Cash

                                    57,532

0.01%

Swap

05/09/2019


Cash

                                    55,700

0.01%

Swap

02/02/2023


Cash

                                    54,448

0.01%

CFD

04/12/2023


Cash

                                    53,411

0.01%

Swap

05/09/2019


Cash

                                    53,400

0.01%

CFD

21/02/2024


Cash

                                    52,715

0.01%

CFD

19/01/2029


Cash

                                    50,000

0.01%

CFD

01/03/2028


Cash

                                    48,879

0.01%

CFD

28/02/2029


Cash

                                    48,312

0.01%

CFD

02/02/2029


Cash

                                    45,733

0.01%

CFD

25/01/2029


Cash

                                    45,600

0.01%

Swap

01/02/2023


Cash

                                    43,214

0.01%

CFD

09/02/2029


Cash

                                    42,813

0.01%

CFD

28/02/2024


Cash

                                    41,681

0.01%

Swap

14/06/2023


Cash

                                    40,052

0.01%

Swap

08/04/2020


Cash

                                    38,800

0.005%

CFD

07/03/2029


Cash

                                    38,696

0.005%

Swap

12/07/2023


Cash

                                    37,897

0.005%

CFD

17/11/2028


Cash

                                    36,622

0.005%

CFD

28/02/2029


Cash

                                    36,198

0.005%

CFD

21/07/2028


Cash

                                    34,000

0.004%

CFD

29/02/2024


Cash

                                    33,797

0.004%

CFD

25/04/2019


Cash

                                    33,191

0.004%

CFD

02/02/2029


Cash

                                    33,056

0.004%

Swap

07/07/2023


Cash

                                    32,746

0.004%

CFD

17/07/2023


Cash

                                    32,600

0.004%

CFD

14/02/2029


Cash

                                    32,485

0.004%

CFD

31/01/2029


Cash

                                    31,908

0.004%

CFD

31/01/2029


Cash

                                    31,349

0.004%

Swap

12/06/2023


Cash

                                    30,225

0.004%

CFD

25/04/2019


Cash

                                    29,469

0.004%

CFD

21/02/2029


Cash

                                    29,446

0.004%

CFD

14/02/2029


Cash

                                    27,575

0.004%

CFD

01/03/2028


Cash

                                    26,822

0.003%

Swap

15/06/2023


Cash

                                    26,702

0.003%

CFD

28/02/2024


Cash

                                    26,285

0.003%

CFD

06/07/2023


Cash

                                    25,488

0.003%

CFD

21/02/2024


Cash

                                    24,949

0.003%

CFD

26/02/2024


Cash

                                    24,892

0.003%

CFD

18/09/2019


Cash

                                    24,830

0.003%

CFD

25/04/2019


Cash

                                    24,541

0.003%

CFD

02/03/2029


Cash

                                    24,286

0.003%

CFD

26/11/2021


Cash

                                    24,179

0.003%

Swap

17/09/2020


Cash

                                    23,913

0.003%

Swap

14/06/2023


Cash

                                    23,383

0.003%

CFD

09/02/2029


Cash

                                    22,595

0.003%

CFD

14/07/2023


Cash

                                    22,500

0.003%

Swap

12/07/2023


Cash

                                    22,173

0.003%

CFD

31/01/2029


Cash

                                    22,124

0.003%

Swap

01/02/2023


Cash

                                    20,297

0.003%

CFD

16/02/2024


Cash

                                    20,250

0.003%

CFD

07/03/2029


Cash

                                    19,916

0.003%

CFD

17/01/2029


Cash

                                    19,500

0.002%

CFD

25/04/2019


Cash

                                    19,385

0.002%

Swap

07/07/2023


Cash

                                    19,160

0.002%

CFD

26/02/2029


Cash

                                    19,152

0.002%

CFD

23/11/2028


Cash

                                    17,711

0.002%

CFD

21/02/2024


Cash

                                    17,285

0.002%

CFD

09/02/2029


Cash

                                    16,930

0.002%

CFD

02/03/2029


Cash

                                    16,929

0.002%

CFD

04/12/2023


Cash

                                    16,871

0.002%

CFD

07/03/2029


Cash

                                    16,828

0.002%

Swap

28/03/2019


Cash

                                    16,200

0.002%

Swap

22/05/2020


Cash

                                    16,129

0.002%

CFD

20/10/2021


Cash

                                    16,000

0.002%

CFD

09/02/2029


Cash

                                    15,996

0.002%

Swap

30/04/2019


Cash

                                    15,800

0.002%

Swap

04/02/2022


Cash

                                    15,710

0.002%

Swap

15/06/2023


Cash

                                    15,589

0.002%

CFD

11/11/2020


Cash

                                    15,090

0.002%

CFD

15/02/2024


Cash

                                    14,534

0.002%

Swap

31/12/2019


Cash

                                    14,300

0.002%

Swap

12/06/2023


Cash

                                    13,985

0.002%

Swap

04/02/2022


Cash

                                    13,826

0.002%

CFD

28/02/2024


Cash

                                    13,819

0.002%

Swap

04/02/2022


Cash

                                    13,507

0.002%

Swap

03/11/2021


Cash

                                    12,609

0.002%

CFD

09/02/2029


Cash

                                    12,562

0.002%

CFD

14/02/2029


Cash

                                    12,137

0.002%

CFD

09/02/2029


Cash

                                    11,984

0.002%

Swap

01/02/2023


Cash

                                    11,847

0.002%

Swap

18/03/2020


Cash

                                    11,600

0.001%

CFD

28/02/2029


Cash

                                    11,500

0.001%

CFD

29/02/2024


Cash

                                    11,203

0.001%

Swap

31/12/2019


Cash

                                    10,900

0.001%

CFD

28/10/2020


Cash

                                    10,812

0.001%

Swap

06/03/2020


Cash

                                    10,500

0.001%

CFD

14/02/2029


Cash

                                    10,303

0.001%

CFD

14/02/2029


Cash

                                       9,094

0.001%

CFD

28/02/2024


Cash

                                       8,715

0.001%

Swap

12/06/2023


Cash

                                       8,165

0.001%

CFD

14/02/2029


Cash

                                       7,720

0.001%

Cal Option

07/05/2019


Cash

                                       7,565

0.001%

CFD

07/02/2029


Cash

                                       7,263

0.001%

CFD

14/01/2021


Cash

                                       6,812

0.001%

CFD

01/02/2029


Cash

                                       6,777

0.001%

Swap

22/05/2020


Cash

                                       6,507

0.001%

CFD

24/02/2021


Cash

                                       6,225

0.001%

Swap

22/05/2020


Cash

                                       6,153

0.001%

CFD

14/01/2021


Cash

                                       5,420

0.001%

Cal Option

08/05/2019


Cash

                                       5,335

0.001%

CFD

09/02/2029


Cash

                                       5,085

0.001%

CFD

15/12/2027


Cash

                                       5,000

0.001%

CFD

08/03/2028


Cash

                                       5,000

0.001%

CFD

12/05/2028


Cash

                                       5,000

0.001%

Swap

22/05/2020


Cash

                                       4,774

0.001%

CFD

09/02/2029


Cash

                                       4,694

0.001%

CFD

04/02/2022


Cash

                                       4,300

0.001%

Swap

22/05/2020


Cash

                                       3,941

0.001%

Swap

03/11/2021


Cash

                                       3,634

0.0005%

CFD

09/02/2029


Cash

                                       3,517

0.0005%

Swap

22/05/2020


Cash

                                       3,050

0.0004%

Swap

22/05/2020


Cash

                                       2,857

0.0004%

Swap

03/11/2021


Cash

                                       2,556

0.0003%

Swap

04/02/2022


Cash

                                       2,470

0.0003%

CFD

28/10/2020


Cash

                                       2,350

0.0003%

CFD

28/10/2020


Cash

                                       2,350

0.0003%

CFD

09/03/2029


Cash

                                       2,229

0.0003%

Swap

03/11/2021


Cash

                                       2,214

0.0003%

Cal Option

16/04/2019


Cash

                                       2,067

0.0003%

CFD

09/02/2029


Cash

                                       1,900

0.0002%

Swap

22/05/2020


Cash

                                       1,768

0.0002%

CFD

01/02/2029


Cash

                                       1,600

0.0002%

CFD

25/01/2029


Cash

                                       1,500

0.0002%

CFD

09/02/2029


Cash

                                       1,424

0.0002%

CFD

31/01/2029


Cash

                                       1,343

0.0002%

CFD

09/03/2029


Cash

                                       1,300

0.0002%

Cal Option

09/04/2019


Cash

                                       1,046

0.0001%

CFD

09/03/2029


Cash

                                          998

0.0001%

CFD

09/03/2029


Cash

                                          957

0.0001%

CFD

08/03/2029


Cash

                                          887

0.0001%

CFD

05/03/2029


Cash

                                          781

0.0001%

Cal Option

07/05/2019


Cash

                                          710

0.0001%

CFD

07/03/2029


Cash

                                          700

0.0001%

CFD

09/03/2029


Cash

                                          511

0.0001%

Swap

22/05/2020


Cash

                                          461

0.0001%

Swap

22/05/2020


Cash

                                          419

0.0001%

CFD

07/03/2029


Cash

                                          414

0.0001%

CFD

28/02/2029


Cash

                                          368

0.00005%

Swap

22/05/2020


Cash

                                          329

0.00004%

Swap

22/05/2020


Cash

                                          323

0.00004%

CFD

28/02/2029


Cash

                                          303

0.00004%

Cal Option

19/03/2019


Cash

                                          298

0.00004%

CFD

28/02/2029


Cash

                                          277

0.00004%

CFD

05/03/2029


Cash

                                          265

0.00003%

CFD

05/03/2029


Cash

                                          264

0.00003%

Cal Option

12/04/2019


Cash

                                          243

0.00003%

Cal Option

17/04/2019


Cash

                                          233

0.00003%

CFD

28/02/2029


Cash

                                          186

0.00002%

CFD

05/03/2029


Cash

                                          171

0.00002%

Cal Option

10/04/2019


Cash

                                          165

0.00002%

CFD

08/03/2029


Cash

                                          133

0.00002%

Cal Option

04/04/2019


Cash

                                             22

0.000003%

Cal Option

08/04/2019


Cash

                                             14

0.000002%

Total Number of voting rights and percentage of voting rights

                            42,715,073

5.47%

Additional information: Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
HOLCKBDPQBKDKND

Companies

Pearson (PSON)
UK 100

Latest directors dealings