Director/PDMR Shareholding

RNS Number : 7466K

Old Mutual PLC

20 April 2015

 



Annex DTR3

 

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer OLD MUTUAL PLC	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director PAUL FEENEY, CEO OF OLD MUTUAL WEALTH PAUL HANRATTY, CHIEF OPERATING OFFICER SUE KEAN, CHIEF RISK OFFICER RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS JULIAN ROBERTS, GROUP CHIEF EXECUTIVE DON SCHNEIDER, GROUP HR DIRECTOR	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them PAUL FEENEY - NIL PAUL HANRATTY - 824,547 SUE KEAN - 55,488 RALPH MUPITA - 29,020 JULIAN ROBERTS - 2,014,303 DON SCHNEIDER - 210,538	8	State the nature of the transaction VESTING AND SALE OF FORFEITABLE SHARES PAUL FEENEY - 384,784 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE PAUL HANRATTY - 237,074 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE SUE KEAN - 41,278 SHARES VESTED. SOLD 19,440 SHARES AT £2.403541 PER SHARE RALPH MUPITA - 257,269 SHARES VESTED. SOLD 106,220 SHARES AT R42.78 PER SHARE JULIAN ROBERTS - 325,775 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE DON SCHNEIDER - 89,088 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE VESTING, EXERCISE AND SALE OF NIL- COST OPTION SHARES ORIGINALLY GRANTED ON 11 APRIL 2011 PAUL HANRATTY - 287,696 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE SUE KEAN - 44,571 SHARES VESTED. SOLD 20,991 SHARES AT £2.403541 PER SHARE JULIAN ROBERTS - 617,528 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE DON SCHNEIDER - 152,566 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE VESTING, EXERCISE AND SALE OF NIL- COST OPTION SHARES ORIGINALLY GRANTED ON 10 APRIL 2012 PAUL HANRATTY - 221,123 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE SUE KEAN - 60,566 SHARES VESTED. SOLD 28,523 SHARES AT £2.403541 PER SHARE JULIAN ROBERTS - 479,026 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE DON SCHNEIDER - 118,435 SHARES VESTED. SOLD ALL SHARES AT £2.403541 PER SHARE
9.	Number of shares, debentures or financial instruments relating to shares acquired PAUL FEENEY - 384,784 SHARES PAUL HANRATTY - 745,893 SHARES SUE KEAN - 146,415 SHARES RALPH MUPITA - 257,269 SHARES JULIAN ROBERTS - 1,422,329 SHARES DON SCHNEIDER - 360,089 SHARES	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) PAUL FEENEY - 0.008% PAUL HANRATTY - 0.015% SUE KEAN - 0.003% RALPH MUPITA - 0.005% JULIAN ROBERTS - 0.029% DON SCHNEIDER - 0.007%
11.	Number of shares, debentures or financial instruments relating to shares disposed PAUL FEENEY - 384,784 SHARES PAUL HANRATTY - 745,893 SHARES SUE KEAN - 68,954 SHARES RALPH MUPITA - 106,220 SHARES JULIAN ROBERTS - 1,422,329 SHARES DON SCHNEIDER - 360,089 SHARES	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) PAUL FEENEY - 0.008% PAUL HANRATTY - 0.015% SUE KEAN - 0.001% RALPH MUPITA - 0.002% JULIAN ROBERTS - 0.029% DON SCHNEIDER - 0.007%
13.	Price per share or value of transaction AS DESCRIBED IN 8 ABOVE	14.	Date and place of transaction 16 APRIL 2015 - LONDON STOCK EXCHANGE AND THE JSE LIMITED
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) PAUL FEENEY - NIL PAUL HANRATTY - 824,547 SUE KEAN - 132,949 RALPH MUPITA - 180,069 JULIAN ROBERTS - 2,014,303 DON SCHNEIDER - 210,538	16.	Date issuer informed of transaction 16 APRIL 2015

23.

Any additional information

24.

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 20 APRIL 2015

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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