Director/PDMR Shareholding

RNS Number : 4675E

Old Mutual PLC

09 April 2014

 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1	Name of the issuer OLD MUTUAL PLC	2	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with section 793 of the Companies Act 2006, or (iii) in accordance with paragraph 26 of the Model Code DTR 3.1.2R
3.	Name of person discharging managerial responsibilities/director PETER BAIN, CEO OLD MUTUAL ASSET MANAGEMENT PHILIP BROADLEY, GROUP FINANCE DIRECTOR IAN GLADMAN, GROUP STRATEGY DIRECTOR PAUL HANRATTY, GROUP OPERATING OFFICER SUE KEAN, CHIEF RISK OFFICER RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS JULIAN ROBERTS, GROUP CHIEF EXECUTIVE DON SCHNEIDER, GROUP HR DIRECTOR	4	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1 IN RESPECT OF THE PERSONS NAMED IN 3 ABOVE	6	Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 11 3/7p
7	Name of registered shareholder(s) and, if more than one, the number of shares held by each of them PETER BAIN - 8,671 PHILIP BROADLEY - 513,434 IAN GLADMAN - NIL PAUL HANRATTY - 313,169 SUE KEAN - NIL RALPH MUPITA - NIL JULIAN ROBERTS - 1,965,397 DON SCHNEIDER - 128,012 EXCLUDES UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS	8	State the nature of the transaction GRANT OF DEFERRED INCENTIVE SHARE AWARDS IN THE FORM OF FORFEITABLE/RESTRICTED SHARES PETER BAIN - 1,726,751 SHARES PHILIP BROADLEY - 189,036 SHARES IAN GLADMAN - 76,099 SHARES PAUL HANRATTY - 237,566 SHARES SUE KEAN - 58,364 SHARES RALPH MUPITA - 150,155 SHARES JULIAN ROBERTS - 277,082 SHARES DON SCHNEIDER - 77,162 SHARES
9	Number of shares, debentures or financial instruments relating to shares acquired	10	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
11	Number of shares, debentures or financial instruments relating to shares disposed	12	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13	Price per share or value of transaction AWARDS GRANTED AT £2.026 PER SHARE (R35.37 IN RESPECT OF RALPH MUPITA)	14	Date and place of transaction 8 APRIL 2014
15	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) UNCHANGED FROM 7 ABOVE	16	Date issuer informed of transaction 8 APRIL 2014

If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17	Date of grant 8 APRIL 2014	18	Period during which or date on which exercisable SUBJECT TO SUCCESSFUL ACHIEVEMENT OF PERFORMANCE TARGETS: 50% BETWEEN 8 APRIL 2017 AND 7 APRIL 2024 50% BETWEEN 8 APRIL 2018 AND 7 APRIL 2024
19	Total amount paid (if any) for grant of the option NIL	20	Description of shares or debentures involved (class and number) ORDINARY 11 3/7p SHARES IAN GLADMAN - 270,238 SHARES UNDER OPTION PAUL HANRATTY - 557,750 SHARES UNDER OPTION SUE KEAN - 142,154 SHARES UNDER OPTION JULIAN ROBERTS - 1,122,902 SHARES UNDER OPTION DON SCHNEIDER - 277,642 SHARES UNDER OPTION
21	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise NIL	22	Total number of shares or debentures over which options held following notification PHILIP BROADLEY - 3,432,243 SHARES UNDER OPTION IAN GLADMAN - 1,140,418 SHARES UNDER OPTION PAUL HANRATTY - 3,146,506  SHARES UNDER OPTION SUE KEAN - 559,226 SHARES UNDER OPTION RALPH MUPITA - 226,015 SHARES UNDER OPTION JULIAN ROBERTS - 6,332,257 SHARES UNDER OPTION DON SCHNEIDER - 1,541,352 SHARES UNDER OPTION THESE TOTALS INCLUDE NIL COST OPTIONS, MARKET VALUE SHARE OPTIONS AND SHARESAVE OPTIONS.

23

Any additional information

24

Name of contact and telephone number for queries WILLIAM BALDWIN-CHARLES HEAD OF CORPORATE AFFAIRS [phone]

Name of authorised official of issuer responsible for making notification:  MARTIN MURRAY, GROUP COMPANY SECRETARY Date of notification: 9 APRIL 2014

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

 

END

 

 

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