Director/PDMR Shareholding

RNS Number : 9978M
Old Mutual PLC
02 September 2013
 



Annex DTR3

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

 

1.

Name of the issuer

 

OLD MUTUAL PLC

2.

State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance with LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).

 

DTR 3.1.2R

3.

Name of person discharging managerial responsibilities/director

 

RALPH MUPITA, CEO, OLD MUTUAL EMERGING MARKETS

 

4.

State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person

 

N/A

5.

Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest1

 

IN RESPECT OF THE PERSON NAMED IN 3 ABOVE

6.

Description of shares (including class), debentures or derivatives or financial instruments relating to shares

 

 

ORDINARY 11 3/7p SHARES

 

7.

Name of registered shareholder(s) and, if more than one, the number of shares held by each of them

 

6,536

 

EXCLUDING UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.

8

State the nature of the transaction

 

VESTING AND SALE OF RESTRICTED SHARES ORIGINALLY GRANTED ON 28 AUGUST 2008

92,499 SHARES VESTED. SOLD 37,369 SHARES AT R29.12 PER SHARE

9.

Number of shares, debentures or financial instruments relating to shares acquired

 

92,499 SHARES

 

10.

Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)

 

0.001%

 

11.

Number of shares, debentures or financial instruments relating to shares disposed

 

37,369 SHARES

 

12.

Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)

 

0.000%

 

13.

Price per share or value of transaction

 

AS DESCRIBED IN 8 ABOVE

 

14.

Date and place of transaction

 

VESTING 28 AUGUST 2013

SALE 28 AUGUST 2013

SOUTH AFRICA

 

15.

Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)

 

61,666 - 0.001%

 

EXCLUDING UNVESTED SHARE INCENTIVE AWARDS AND VESTED BUT UNEXERCISED SHARE OPTIONS.

16.

Date issuer informed of transaction

 

28 AUGUST 2013 - VESTING

2 SEPTEMBER 2013 - SALE

 



If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes

17 

Date of grant

 

 

 

18.

 

 

Period during which or date on which exercisable

19.  

Total amount paid (if any) for grant of the option

 

 

20.

Description of shares or debentures involved (class and number)

 

 

21

Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise

 

 

 

22.

Total number of shares or debentures over which options held following notification

 

 

 

 

23.

Any additional information

24.

Name of contact and telephone number for queries

 

WILLIAM BALDWIN-CHARLES

HEAD OF CORPORATE AFFAIRS

+44 20 7002 7133

 

 

 

 

 

Name of authorised official of issuer responsible for making notification: 

 

MARTIN MURRAY, GROUP COMPANY SECRETARY

 

 

Date of notification: 2 September 2013

 

 

 

Notes: This form is intended for use by an issuer to make a RIS notification required by DTR 3.1.4.

(1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.

(2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.

(3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.

(4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.


This information is provided by RNS
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