Holding(s) in Company

RNS Number : 0251L
Ocado Group PLC
13 July 2017
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

OCADO GROUP PLC

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer


2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify)iii:


3. Details of person subject to the notification obligationiv

Name

Citigroup Global Markets  Limited

City and country of registered office (if applicable)

London , United Kingdom

4. Full name of shareholder(s) (if different from 3.)v

Name

N/A

City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reachedvi:

11/07/2017

6. Date on which issuer notified (DD/MM/YYYY):

13/07/2017

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

1.3295%

8.4860%

9.8156%

630,082,512

Position of previous notification (if

applicable)

0.7992%

8.0878%

8.8869%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

GB00B3MBS747

8,377,006


1.3295%












SUBTOTAL 8. A

8,377,006

1.3295%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to recall lent securities



19,900,684

3.1584%













SUBTOTAL 8. B 1

19,900,684

3.1584%

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Equity Swap

08/23/2017


Cash

120,007.00

0.0190%

Equity Swap

08/30/2017


Cash

97,034.00

0.0154%

Equity Swap

10/06/2017


Cash

2,049,353.00

0.3253%

Equity Swap

10/06/2017


Cash

151,657.00

0.0241%

Equity Swap

10/31/2017


Cash

323,673.00

0.0514%

Equity Swap

10/31/2017


Cash

242,851.00

0.0385%

Equity Swap

11/07/2017


Cash

287,923.00

0.0457%

Equity Swap

11/17/2017


Cash

466,657.00

0.0741%

Equity Swap

11/29/2017


Cash

5,348.00

0.0008%

Equity Swap

12/26/2017


Cash

286,739.00

0.0455%

Equity Swap

01/08/2018


Cash

544,786.00

0.0865%

Equity Swap

01/08/2018


Cash

4,475,323.00

0.7103%

Equity Swap

04/04/2018


Cash

110,360.00

0.0175%

Equity Swap

04/30/2018


Cash

56,573.00

0.0090%

Equity Swap

08/10/2018


Cash

1,610,075.00

0.2555%

Equity Swap

08/10/2018


Cash

7,556,146.00

1.1992%

Equity Swap

08/10/2018


Cash

2,463,759.00

0.3910%

Equity Swap

08/10/2018


Cash

2,655,649.00

0.4215%

Equity Swap

10/11/2018


Cash

43,825.00

0.0070%

Equity Swap

10/11/2018


Cash

40,454.00

0.0064%

Equity Swap

03/07/2019


Cash

875,034.00

0.1389%

Equity Swap

03/07/2019


Cash

15,944.00

0.0025%

Equity Swap

03/07/2019


Cash

32,295.00

0.0051%

Equity Swap

03/07/2019


Cash

67,730.00

0.0107%

Equity Swap

05/28/2019


Cash

333,917.00

0.0530%

Equity Swap

10/16/2019


Cash

4,492,290.00

0.7130%

Equity Swap

10/16/2019


Cash

1,524,263.00

0.2419%

Equity Swap

10/16/2019


Cash

2,169,982.00

0.3444%

Equity Swap

10/16/2019


Cash

216,672.00

0.0344%

Equity Swap

10/16/2019


Cash

95,982.00

0.0152%

Equity Swap

12/13/2019


Cash

156,083.00

0.0248%




SUBTOTAL 8.B.2

33,568,384

5.3276%

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Citigroup Global Markets Limited




Citigroup Global Markets Europe Limited




Citigroup Financial Products Inc.




Citigroup Global Markets Holdings Inc.




Citgroup Inc.




 

 

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional informationxvi


 

Place of completion

Belfast

Date of completion

13/07/2017

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Ocado Group (OCDO)
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