TR-1: Notification of Major Interest in Shares

RNS Number : 1755C
Numis Corporation PLC
11 April 2013
 



 

 

NUMIS CORPORATION PLC ("NUMIS")

 

11 April 2013   

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

NUMIS CORPORATION PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights               

x

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached


An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments


An event changing the breakdown of voting rights


Other (please specify):



3. Full name of person(s) subject to the
notification obligation:
iii

Numis Corporation Plc Employee Benefit Trust No.2 ("EBT No.2")

4. Full name of Shareholder(s)

(If different from 3): iv

N/A

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

Thursday 11th April 2013   

6. Date on which issuer notified:

Thursday 11th April 2013

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Threshold crossed - holding reduced to 11.55%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

 

 

GB00B05M6465

 

14,689,035     

 

N/A  

13,251,648     

N/A

 N/A

N/A

N/A



B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

13,251,648    

11.55%  



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:



14. Contact name:

Simon Denyer  (Group Finance Director)

15. Contact telephone number:

0207 260 1225

 

The total number of Numis ordinary shares of 5p each in issue is 114,728,057  with each ordinary share carrying the right to one vote.  There are no shares held in treasury.

 

The total number of voting rights in Numis is 114,728,057.  

 

 

11 April 2013    

  

 

END

Contacts

Numis Corporation:             

Oliver Hemsley, Chief Executive                                            020 7260 1256
Simon Denyer, Group Finance Director                                 020 7260 1225

 

Brunswick:

Gill Ackers                                                                               020 7404 5959

Simone Selzer                                                                        020 7404 5959

 

PricewaterhouseCoopers LLP (Nominated Adviser):

Simon Boadle                                                                         020 7583 5000

Jon Raggett                                                                            020 7583 5000

                                                                      

 

 

 

Notes for Editors

 

Numis is a leading independent merchant banking and stockbroking group offering a full range of research, execution, corporate broking and corporate finance services to companies quoted in the UK and their investors. 

 

                                                                                                                                               

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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