TR-1: Notification of Major Interest in Shares

RNS Number : 8156T
Numis Corporation PLC
12 December 2011
 



 

NUMIS CORPORATION PLC ("NUMIS")

 

12 December 2011

 

 




TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Numis Corporation PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):


3. Full name of person(s) subject to the
notification obligation:
iii

Kabouter Management LLC

4. Full name of shareholder(s)
 (if different from 3.):iv


5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

4 November 2011

6. Date on which issuer notified:

12 December 2011

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Holding has gone above 3%



 

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B05M6465

3,094,236

3,094,236

3,896,988


3,896,988


3.47%


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 






Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

3,896,988

3.47%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

Kabouter Management LLC manages "Kabouter Fund II" and "Kabouter Fund I QP LLC" and has interest in 3,896,988 shares of Numis Corporation Plc.

 

 

2,094,259 shares are held in "Kabouter Fund II"

1,802,729 shars are  held in "Kabouter Fund I QP LLC" 


Proxy Voting:

10. Name of the proxy holder:


11. Number of voting rights proxy holder will cease
to hold:


12. Date on which proxy holder will cease to hold
voting rights:




13. Additional information:


14. Contact name:

Linda Choi

15. Contact telephone number:

001 312 546 3091  



The total number of Numis ordinary shares of 5p each in issue is 112,443,302 with each ordinary share carrying the right to one vote.  There are no shares held in treasury.   

 

The total number of voting rights in Numis is 112,443,302.  

 

 

12 December 2011 

  

 

END

 

Contacts

Numis Corporation:             

Oliver Hemsley, Chief Executive                                                        020 7260 1256
Simon Denyer,  Group Finance Director & Company Secretary       020 7260 1225
 

Brunswick:

Gill Ackers                                                                                           020 7396 5382

Fiona Micallef-Eynaud                                                                         020 7936  7414

 

PricewaterhouseCoopers LLP (Nominated Adviser):

Simon Boadle                                                                                     020 7583 5000       

Jon Raggett                                                                                        020 7583 5000               

 

 

 

 

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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